Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Cathay General Bancorp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- +13 vs. Q2 2021
- Shares held
- 53.7M
- −860.7K (−1.6%) vs. Q2 2021
- Total value
- $2.22B
- +$75.4M (+3.5%) vs. Q2 2021
- New holders
- 31
- 76 more added
- Sold out
- 18
- 80 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 8,990,202 | $372.1M | 0.01% | −113,743−1.2% | Reduced |
| Vanguard Group Inc | 7,277,436 | $301.2M | 0.01% | −118,566−1.6% | Reduced |
| State Street Corp | 3,343,957 | $138.4M | 0.01% | −383,628−10.3% | Reduced |
| Dimensional Fund Advisors LP | 2,902,943 | $120.2M | 0.04% | +12,524+0.4% | Added |
| Massachusetts Financial Services Co | 2,098,896 | $86.9M | 0.03% | +78,453+3.9% | Added |
| FMR LLC | 1,724,096 | $71.4M | 0.01% | +175,000+11.3% | Added |
| Charles Schwab Investment Management Inc | 1,488,325 | $61.6M | 0.02% | +156,953+11.8% | Added |
| Principal Financial Group Inc | 1,461,656 | $60.5M | 0.04% | −247,231−14.5% | Reduced |
| Geode Capital Management, LLC | 1,415,068 | $58.6M | 0.01% | −34,361−2.4% | Reduced |
| Northern Trust Corp | 1,322,619 | $54.7M | 0.01% | +5,821+0.4% | Added |
| Bank of New York Mellon Corp | 1,224,472 | $50.7M | 0.01% | +37,381+3.1% | Added |
| GW&K Investment Management, LLC | 1,124,449 | $46.5M | 0.42% | −23,791−2.1% | Reduced |
| Nuveen Asset Management, LLC | 1,001,664 | $41.5M | 0.01% | −97,199−8.8% | Reduced |
| LSV Asset Management | 1,001,000 | $41.4M | 0.07% | −25,000−2.4% | Reduced |
| Invesco Ltd. | 976,491 | $40.4M | 0.01% | −17,976−1.8% | Reduced |
| JPMorgan Chase & Co | 841,146 | $34.8M | 0.00% | +6,158+0.7% | Added |
| Holocene Advisors, LP | 784,745 | $32.5M | 0.19% | +71,972+10.1% | Added |
| Ameriprise Financial Inc | 775,978 | $32.1M | 0.01% | +8,982+1.2% | Added |
| Norges Bank | 727,776 | $30.1M | 0.01% | −59,762−7.6% | Reduced |
| Boston Trust Walden Corp | 653,968 | $27.1M | 0.24% | +13,727+2.1% | Added |
| Bank of Montreal | 604,918 | $25.4M | 0.01% | −25,130−4.0% | Reduced |
| Citadel Advisors LLC | 516,930 | $21.4M | 0.02% | −373,707−42.0% | Reduced |
| Ceredex Value Advisors LLC | 510,291 | $21.1M | 0.24% | +18,857+3.8% | Added |
| Victory Capital Management Inc | 477,387 | $19.8M | 0.02% | −501,751−51.2% | Reduced |
| Glenmede Trust Co NA | 430,990 | $17.8M | 0.09% | +430,990 | New |
| AQR Capital Management LLC | 416,175 | $17.2M | 0.03% | +16,713+4.2% | Added |
| Millennium Management LLC | 398,891 | $16.5M | 0.02% | +76,135+23.6% | Added |
| Goldman Sachs Group Inc | 357,894 | $14.8M | 0.00% | −17,464−4.7% | Reduced |
| Parametric Portfolio Associates LLC | 334,514 | $13.8M | 0.01% | +14,319+4.5% | Added |
| Sapience Investments, LLC | 305,405 | $12.6M | 1.50% | +25,010+8.9% | Added |
| Hillcrest Asset Management LLC | 292,068 | $12.1M | 1.73% | −12,080−4.0% | Reduced |
| First Trust Advisors LP | 288,073 | $11.9M | 0.01% | −3,592−1.2% | Reduced |
| Rhumbline Advisers | 273,902 | $11.3M | 0.02% | +9,338+3.5% | Added |
| Alliancebernstein L.P. | 251,895 | $10.4M | 0.00% | −7,125−2.8% | Reduced |
| Bank of America Corp | 237,757 | $9.84M | 0.00% | +59,492+33.4% | Added |
| Hotchkis & Wiley Capital Management LLC | 232,445 | $9.62M | 0.03% | +60,670+35.3% | Added |
| Wells Fargo & Company | 220,590 | $9.13M | 0.00% | +156,491+244.1% | Added |
| Amundi | 212,242 | $8.79M | 0.01% | −177,774−45.6% | Reduced |
| Interval Partners, LP | 204,047 | $8.45M | 0.50% | +38,317+23.1% | Added |
| Nordea Investment Management AB | 197,787 | $8.36M | 0.01% | −1,437−0.7% | Reduced |
| Raymond James & Associates | 188,222 | $7.79M | 0.01% | −1,323−0.7% | Reduced |
| American International Group, Inc. | 174,817 | $7.24M | 0.04% | −149−0.1% | Reduced |
| Swiss National Bank | 167,200 | $6.92M | 0.00% | +700+0.4% | Added |
| American Century Companies Inc | 166,741 | $6.90M | 0.00% | +401+0.2% | Added |
| New York State Teachers Retirement System | 157,931 | $6.54M | 0.01% | +1,059+0.7% | Added |
| Brandywine Global Investment Management, LLC | 150,638 | $6.24M | 0.05% | −13,353−8.1% | Reduced |
| Congress Asset Management Co | 144,228 | $5.97M | 0.05% | +2,049+1.4% | Added |
| Richard Bernstein Advisors LLC | 142,643 | $5.90M | 0.12% | +8,193+6.1% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 130,500 | $5.40M | 0.03% | −5,400−4.0% | Reduced |
| Wedge Capital Management L L P | 129,179 | $5.35M | 0.07% | −3,895−2.9% | Reduced |
| Manufacturers Life Insurance Company, The | 124,701 | $5.16M | 0.00% | +2,995+2.5% | Added |
| Legal & General Group Plc | 113,113 | $4.68M | 0.00% | +1,632+1.5% | Added |
| Barclays PLC | 109,936 | $4.55M | 0.00% | −21,649−16.5% | Reduced |
| Credit Suisse AG | 109,913 | $4.55M | 0.00% | +8,950+8.9% | Added |
| Two Sigma Investments, LP | 105,173 | $4.35M | 0.01% | +65,253+163.5% | Added |
| California State Teachers Retirement System | 102,676 | $4.25M | 0.01% | −2,740−2.6% | Reduced |
| Retirement Systems of Alabama | 101,204 | $4.19M | 0.02% | +3,639+3.7% | Added |
| Morgan Stanley | 99,927 | $4.14M | 0.00% | −23,288−18.9% | Reduced |
| Walleye Capital LLC | 99,493 | $4.12M | 0.12% | +403+0.4% | Added |
| Smith, Graham & Co., Investment Advisors, LP | 89,688 | $3.71M | 0.37% | −9,900−9.9% | Reduced |
| State Board of Administration of Florida Retirement System | 88,771 | $3.67M | 0.01% | −2,235−2.5% | Reduced |
| Prudential Financial Inc | 88,515 | $3.66M | 0.01% | −29,079−24.7% | Reduced |
| UBS Asset Management Americas Inc | 81,280 | $3.36M | 0.00% | +2,786+3.5% | Added |
| Comerica Bank | 72,579 | $3.12M | 0.02% | −3,630−4.8% | Reduced |
| Cambiar Investors LLC | 71,533 | $2.96M | 0.10% | −1,296−1.8% | Reduced |
| Cambria Investment Management, L.P. | 71,392 | $2.96M | 0.54% | −2,944−4.0% | Reduced |
| Balyasny Asset Management LLC | 69,504 | $2.88M | 0.01% | −90,053−56.4% | Reduced |
| Mutual of America Capital Management LLC | 68,873 | $2.85M | 0.03% | +2,383+3.6% | Added |
| First Quadrant L P | 65,400 | $2.71M | 0.32% | 00.0% | Unchanged |
| MetLife Investment Management | 64,881 | $2.69M | 0.02% | +129+0.2% | Added |
| New York State Common Retirement Fund | 64,231 | $2.66M | 0.00% | −13,700−17.6% | Reduced |
| Ensign Peak Advisors, Inc | 59,858 | $2.48M | 0.01% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 59,100 | $2.45M | 0.03% | +9,100+18.2% | Added |
| Texas Permanent School Fund | 57,818 | $2.39M | 0.03% | +2,008+3.6% | Added |
| Envestnet Asset Management Inc | 56,608 | $2.34M | 0.00% | +993+1.8% | Added |
| D. E. Shaw & Co., Inc. | 55,614 | $2.30M | 0.00% | +9,300+20.1% | Added |
| Renaissance Technologies LLC | 53,571 | $2.22M | 0.00% | +53,571 | New |
| Susquehanna Fundamental Investments, LLC | 52,221 | $2.16M | 0.04% | −11,469−18.0% | Reduced |
| Amalgamated Bank | 51,361 | $2.13M | 0.02% | −4,019−7.3% | Reduced |
| UBS Group AG | 49,945 | $2.07M | 0.00% | −12,288−19.7% | Reduced |
| Deutsche Bank AG | 48,999 | $2.03M | 0.00% | −2,666−5.2% | Reduced |
| AlphaCrest Capital Management LLC | 45,865 | $1.90M | 0.10% | +45,865 | New |
| Denali Advisors LLC | 45,631 | $1.89M | 0.79% | +6,000+15.1% | Added |
| Mercer Global Advisors Inc | 44,818 | $1.85M | 0.01% | +128+0.3% | Added |
| Virginia Retirement Systems Et Al | 41,900 | $1.73M | 0.02% | +8,000+23.6% | Added |
| Guggenheim Capital LLC | 38,886 | $1.61M | 0.01% | −13,153−25.3% | Reduced |
| SG Americas Securities, LLC | 38,528 | $1.59M | 0.01% | +28,981+303.6% | Added |
| Great West Life Assurance Co | 37,931 | $1.58M | 0.00% | +7,405+24.3% | Added |
| Macquarie Group Ltd | 36,231 | $1.50M | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 37,603 | $1.49M | 0.00% | −359−0.9% | Reduced |
| Rafferty Asset Management, LLC | 35,081 | $1.45M | 0.01% | −23,945−40.6% | Reduced |
| Dean Investment Associates, LLC | 34,199 | $1.42M | 0.27% | −10,231−23.0% | Reduced |
| Two Sigma Advisers, LP | 34,000 | $1.41M | 0.00% | +14,400+73.5% | Added |
| Advisor Group Holdings, Inc. | 32,403 | $1.34M | 0.00% | −221−0.7% | Reduced |
| Metropolitan Life Insurance Co | 32,321 | $1.34M | 0.02% | −2,391−6.9% | Reduced |
| Amussen Hunsaker Associates LLC | 31,500 | $1.31M | 0.36% | −10.0% | Reduced |
| Russell Investments Group, Ltd. | 31,431 | $1.30M | 0.00% | −7,950−20.2% | Reduced |
| Mission Wealth Management, LP | 30,757 | $1.27M | 0.07% | 00.0% | Unchanged |
| Voya Investment Management LLC | 29,556 | $1.22M | 0.00% | −1,747−5.6% | Reduced |
| Citizens Business Bank | 14,520 | $1.20M | 0.16% | 00.0% | Unchanged |