Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Cathay General Bancorp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 252
- +11 vs. Q3 2022
- Shares held
- 50.7M
- +143.0K (+0.3%) vs. Q3 2022
- Total value
- $2.07B
- +$123.3M (+6.3%) vs. Q3 2022
- New holders
- 29
- 98 more added
- Sold out
- 18
- 87 more reduced
5 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 8,882,814 | $362.3M | 0.01% | +267,156+3.1% | Added |
| Vanguard Group Inc | 7,423,758 | $302.8M | 0.01% | +155,285+2.1% | Added |
| Dimensional Fund Advisors LP | 3,290,937 | $134.2M | 0.05% | +233,646+7.6% | Added |
| State Street Corp | 3,100,433 | $126.5M | 0.01% | +5,477+0.2% | Added |
| Charles Schwab Investment Management Inc | 2,031,881 | $82.9M | 0.03% | +153,790+8.2% | Added |
| Massachusetts Financial Services Co | 1,746,248 | $71.2M | 0.02% | +44,652+2.6% | Added |
| Invesco Ltd. | 1,441,012 | $58.8M | 0.02% | +267,719+22.8% | Added |
| Geode Capital Management, LLC | 1,418,894 | $57.9M | 0.01% | +43,939+3.2% | Added |
| LSV Asset Management | 1,297,688 | $52.9M | 0.12% | +13,170+1.0% | Added |
| Principal Financial Group Inc | 1,265,338 | $51.6M | 0.04% | −27,917−2.2% | Reduced |
| Boston Trust Walden Corp | 1,189,223 | $48.5M | 0.43% | −4,541−0.4% | Reduced |
| Northern Trust Corp | 1,186,081 | $48.4M | 0.01% | +2,049+0.2% | Added |
| GW&K Investment Management, LLC | 1,061,622 | $43.3M | 0.44% | −12,279−1.1% | Reduced |
| Bank of New York Mellon Corp | 995,867 | $40.6M | 0.01% | −145,559−12.8% | Reduced |
| FMR LLC | 957,145 | $39.0M | 0.00% | −21,006−2.1% | Reduced |
| Nuveen Asset Management, LLC | 948,518 | $38.7M | 0.01% | −69,640−6.8% | Reduced |
| Ameriprise Financial Inc | 884,446 | $36.1M | 0.01% | −52,398−5.6% | Reduced |
| Norges Bank | 734,688 | $30.0M | 0.01% | +43,774+6.3% | Added |
| Morgan Stanley | 580,448 | $23.7M | 0.00% | +80,286+16.1% | Added |
| AQR Capital Management LLC | 524,743 | $21.4M | 0.05% | −15,600−2.9% | Reduced |
| Goldman Sachs Group Inc | 519,343 | $21.2M | 0.01% | −95,807−15.6% | Reduced |
| American Century Companies Inc | 502,512 | $20.5M | 0.02% | +95,670+23.5% | Added |
| Ceredex Value Advisors LLC | 322,294 | $13.1M | 0.20% | −28,507−8.1% | Reduced |
| Holocene Advisors, LP | 305,484 | $12.5M | 0.08% | −10,371−3.3% | Reduced |
| Glenmede Trust Co NA | 304,428 | $12.4M | 0.07% | −37,985−11.1% | Reduced |
| JPMorgan Chase & Co | 292,356 | $11.9M | 0.00% | −158,474−35.2% | Reduced |
| Rhumbline Advisers | 288,891 | $11.8M | 0.02% | +4,426+1.6% | Added |
| Alliancebernstein L.P. | 243,827 | $9.95M | 0.00% | +538+0.2% | Added |
| Hotchkis & Wiley Capital Management LLC | 239,775 | $9.78M | 0.04% | +78,060+48.3% | Added |
| Bank of America Corp | 223,979 | $9.14M | 0.00% | +33,540+17.6% | Added |
| First Trust Advisors LP | 202,193 | $8.25M | 0.01% | +39,265+24.1% | Added |
| Nordea Investment Management AB | 185,014 | $7.54M | 0.01% | −4,516−2.4% | Reduced |
| Wells Fargo & Company | 180,637 | $7.37M | 0.00% | +2,413+1.4% | Added |
| Raymond James & Associates | 171,578 | $7.00M | 0.01% | +240.0% | Added |
| Swiss National Bank | 170,900 | $6.97M | 0.01% | +1,400+0.8% | Added |
| Sapience Investments, LLC | 170,255 | $6.94M | 1.46% | +10,890+6.8% | Added |
| Cambria Investment Management, L.P. | 170,016 | $6.93M | 0.58% | +26,496+18.5% | Added |
| New York State Teachers Retirement System | 168,914 | $6.89M | 0.02% | +2,770+1.7% | Added |
| American International Group, Inc. | 149,197 | $6.09M | 0.04% | −1,656−1.1% | Reduced |
| Congress Asset Management Co | 148,931 | $6.07M | 0.06% | −3,729−2.4% | Reduced |
| Brandywine Global Investment Management, LLC | 139,019 | $5.67M | 0.04% | −3,981−2.8% | Reduced |
| Renaissance Technologies LLC | 130,671 | $5.33M | 0.01% | +8,400+6.9% | Added |
| Prudential Financial Inc | 114,108 | $4.65M | 0.01% | −22,150−16.3% | Reduced |
| Legal & General Group Plc | 105,484 | $4.30M | 0.00% | −300−0.3% | Reduced |
| Wedge Capital Management L L P | 104,513 | $4.26M | 0.07% | −3,233−3.0% | Reduced |
| Credit Suisse AG | 102,951 | $4.20M | 0.00% | +4,811+4.9% | Added |
| Algert Global LLC | 101,991 | $4.16M | 0.23% | −520−0.5% | Reduced |
| Retirement Systems of Alabama | 98,080 | $4.00M | 0.02% | +648+0.7% | Added |
| California State Teachers Retirement System | 90,280 | $3.68M | 0.01% | +409+0.5% | Added |
| Qube Research & Technologies Ltd | 86,350 | $3.52M | 0.02% | +4,458+5.4% | Added |
| Manufacturers Life Insurance Company, The | 85,401 | $3.48M | 0.00% | −218−0.3% | Reduced |
| UBS Asset Management Americas Inc | 84,793 | $3.46M | 0.00% | +11,356+15.5% | Added |
| MetLife Investment Management | 83,676 | $3.41M | 0.03% | −951−1.1% | Reduced |
| Voya Investment Management LLC | 82,137 | $3.35M | 0.00% | −1,483−1.8% | Reduced |
| Smith, Graham & Co., Investment Advisors, LP | 81,945 | $3.34M | 0.41% | −2,068−2.5% | Reduced |
| Cubist Systematic Strategies, LLC | 74,866 | $3.05M | 0.03% | −11,853−13.7% | Reduced |
| State Board of Administration of Florida Retirement System | 72,784 | $2.97M | 0.01% | −7,920−9.8% | Reduced |
| Victory Capital Management Inc | 72,123 | $2.94M | 0.00% | +13,005+22.0% | Added |
| D. E. Shaw & Co., Inc. | 71,742 | $2.93M | 0.00% | −23,823−24.9% | Reduced |
| Arrowstreet Capital, Limited Partnership | 68,901 | $2.81M | 0.00% | +21,184+44.4% | Added |
| Comerica Bank | 64,819 | $2.77M | 0.02% | +352+0.5% | Added |
| Virginia Retirement Systems Et Al | 61,800 | $2.52M | 0.03% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 61,139 | $2.49M | 0.03% | +1,336+2.2% | Added |
| Envestnet Asset Management Inc | 56,023 | $2.29M | 0.00% | +864+1.6% | Added |
| Two Sigma Investments, LP | 55,680 | $2.27M | 0.01% | +55,680 | New |
| Cambiar Investors LLC | 54,553 | $2.23M | 0.10% | +12,047+28.3% | Added |
| New York State Common Retirement Fund | 54,125 | $2.21M | 0.00% | +2,470+4.8% | Added |
| State of Tennessee, Treasury Department | 53,095 | $2.17M | 0.01% | +53,095 | New |
| Ontario Teachers Pension Plan Board | 50,864 | $2.07M | 0.02% | +653+1.3% | Added |
| Putnam Investments LLC | 50,486 | $2.06M | 0.00% | −28−0.1% | Reduced |
| Texas Permanent School Fund | 50,028 | $2.04M | 0.03% | −3,499−6.5% | Reduced |
| Amalgamated Bank | 49,751 | $2.03M | 0.02% | +716+1.5% | Added |
| Great West Life Assurance Co | 48,660 | $1.99M | 0.01% | −88−0.2% | Reduced |
| Macquarie Group Ltd | 47,800 | $1.95M | 0.00% | −799−1.6% | Reduced |
| Willner & Heller, LLC | 45,589 | $1.86M | 2.64% | +26+0.1% | Added |
| Mercer Global Advisors Inc | 42,776 | $1.75M | 0.01% | −66−0.2% | Reduced |
| Dean Investment Associates, LLC | 42,702 | $1.74M | 0.30% | +15,205+55.3% | Added |
| First Republic Investment Management, Inc. | 40,284 | $1.64M | 0.00% | +2,185+5.7% | Added |
| Yousif Capital Management, LLC | 37,920 | $1.55M | 0.02% | −78−0.2% | Reduced |
| Barclays PLC | 37,791 | $1.54M | 0.00% | +6,502+20.8% | Added |
| Guggenheim Capital LLC | 37,340 | $1.52M | 0.01% | −1,727−4.4% | Reduced |
| Alberta Investment Management Corp | 37,100 | $1.51M | 0.01% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 36,595 | $1.49M | 0.19% | −5,442−12.9% | Reduced |
| Russell Investments Group, Ltd. | 35,331 | $1.44M | 0.00% | −252−0.7% | Reduced |
| Two Sigma Advisers, LP | 35,200 | $1.44M | 0.00% | +16,400+87.2% | Added |
| Amussen Hunsaker Associates LLC | 31,126 | $1.41M | 0.39% | 00.0% | Unchanged |
| Deutsche Bank AG | 33,574 | $1.37M | 0.00% | +3,629+12.1% | Added |
| NorthCrest Asset Manangement, LLC | 33,536 | $1.37M | 0.08% | +260+0.8% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 33,476 | $1.36M | 0.01% | +3,969+13.5% | Added |
| Virtus Investment Advisers, Inc. | 32,561 | $1.33M | 0.89% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 32,197 | $1.31M | 0.00% | +303+1.0% | Added |
| Mission Wealth Management, LP | 30,792 | $1.26M | 0.06% | +35+0.1% | Added |
| UBS Group AG | 30,720 | $1.25M | 0.00% | +21,849+246.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 30,682 | $1.25M | 0.00% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 30,630 | $1.25M | 0.01% | −1,520−4.7% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 30,506 | $1.24M | 0.01% | +18,000+143.9% | Added |
| Price T Rowe Associates Inc | 30,375 | $1.24M | 0.00% | +5,388+21.6% | Added |
| Linden Thomas Advisory Services, LLC | 29,621 | $1.21M | 0.34% | +29,621 | New |
| Omers Administration Corp | 29,236 | $1.19M | 0.02% | −46,564−61.4% | Reduced |
| Citizens Business Bank | 14,520 | $1.18M | 0.27% | 00.0% | Unchanged |