Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Cathay General Bancorp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 255
- +31 vs. Q4 2023
- Shares held
- 52.3M
- −2.07M (−3.8%) vs. Q4 2023
- Total value
- $1.98B
- −$445.2M (−18.4%) vs. Q4 2023
- New holders
- 48
- 66 more added
- Sold out
- 17
- 100 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 10,698,632 | $404.7M | 0.01% | +42,038+0.4% | Added |
| Vanguard Group Inc | 8,232,220 | $311.4M | 0.01% | −22,596−0.3% | Reduced |
| Dimensional Fund Advisors LP | 4,018,017 | $152.0M | 0.04% | +167,661+4.4% | Added |
| State Street Corp | 3,403,777 | $128.8M | 0.01% | −283,570−7.7% | Reduced |
| Charles Schwab Investment Management Inc | 2,612,563 | $98.8M | 0.02% | +559,158+27.2% | Added |
| Geode Capital Management, LLC | 1,632,015 | $61.7M | 0.01% | +44,470+2.8% | Added |
| Massachusetts Financial Services Co | 1,304,580 | $49.4M | 0.01% | −252,053−16.2% | Reduced |
| T. Rowe Price Investment Management, Inc. | 1,217,442 | $46.1M | 0.03% | +10,946+0.9% | Added |
| Invesco Ltd. | 1,173,954 | $44.4M | 0.01% | +79,481+7.3% | Added |
| American Century Companies Inc | 1,054,371 | $39.9M | 0.03% | +185,852+21.4% | Added |
| Morgan Stanley | 1,026,945 | $38.8M | 0.00% | +277,580+37.0% | Added |
| Northern Trust Corp | 954,186 | $36.1M | 0.01% | −66,521−6.5% | Reduced |
| LSV Asset Management | 946,593 | $35.8M | 0.07% | −106,747−10.1% | Reduced |
| Bank of New York Mellon Corp | 867,881 | $32.8M | 0.01% | −32,827−3.6% | Reduced |
| Goldman Sachs Group Inc | 828,259 | $31.3M | 0.01% | −459,162−35.7% | Reduced |
| Nuveen Asset Management, LLC | 809,276 | $30.6M | 0.01% | −20,843−2.5% | Reduced |
| GW&K Investment Management, LLC | 782,976 | $29.6M | 0.26% | −15,873−2.0% | Reduced |
| Boston Trust Walden Corp | 707,759 | $26.8M | 0.19% | −262,778−27.1% | Reduced |
| Norges Bank | 693,805 | $26.2M | 0.00% | −81,676−10.5% | Reduced |
| Glenmede Trust Co NA | 441,164 | $16.7M | 0.08% | +28,498+6.9% | Added |
| Holocene Advisors, LP | 417,906 | $15.8M | 0.06% | +116,129+38.5% | Added |
| Principal Financial Group Inc | 390,170 | $14.8M | 0.01% | −1,099,344−73.8% | Reduced |
| Jupiter Asset Management Ltd | 319,430 | $12.1M | 0.12% | −11,292−3.4% | Reduced |
| Bank of America Corp | 264,071 | $9.99M | 0.00% | −10,366−3.8% | Reduced |
| JPMorgan Chase & Co | 247,413 | $9.36M | 0.00% | +42,888+21.0% | Added |
| Rhumbline Advisers | 243,079 | $9.20M | 0.01% | −700.0% | Reduced |
| Ameriprise Financial Inc | 242,334 | $9.17M | 0.00% | −513,100−67.9% | Reduced |
| First Trust Advisors LP | 227,980 | $8.62M | 0.01% | −633,384−73.5% | Reduced |
| Stieven Capital Advisors, L.P. | 204,563 | $7.74M | 1.61% | −31,028−13.2% | Reduced |
| Legal & General Group Plc | 195,522 | $7.40M | 0.00% | −644−0.3% | Reduced |
| Brandywine Global Investment Management, LLC | 194,252 | $7.35M | 0.05% | −1,371−0.7% | Reduced |
| Nordea Investment Management AB | 181,928 | $6.98M | 0.01% | +3,478+1.9% | Added |
| Schonfeld Strategic Advisors LLC | 167,334 | $6.33M | 0.05% | +167,334 | New |
| Congress Asset Management Co | 155,818 | $5.89M | 0.04% | −3,743−2.3% | Reduced |
| Public Sector Pension Investment Board | 148,917 | $5.63M | 0.04% | −1,840−1.2% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 145,395 | $5.50M | 0.02% | −77,310−34.7% | Reduced |
| New York State Teachers Retirement System | 143,914 | $5.44M | 0.01% | −3,300−2.2% | Reduced |
| Swiss National Bank | 135,800 | $5.14M | 0.00% | 00.0% | Unchanged |
| Wedge Capital Management L L P | 132,390 | $5.01M | 0.08% | +2,150+1.7% | Added |
| Arrowstreet Capital, Limited Partnership | 130,546 | $4.94M | 0.00% | −76,360−36.9% | Reduced |
| Prudential Financial Inc | 120,747 | $4.57M | 0.01% | −2,266−1.8% | Reduced |
| Barclays PLC | 114,575 | $4.33M | 0.00% | −49,782−30.3% | Reduced |
| Millennium Management LLC | 105,095 | $3.98M | 0.00% | +105,095 | New |
| Citigroup Inc | 103,517 | $3.92M | 0.00% | −5,480−5.0% | Reduced |
| Citadel Advisors LLC | 102,746 | $3.89M | 0.00% | +97,750+1,956.6% | Added |
| Credit Suisse AG | 99,544 | $3.77M | 0.00% | +387+0.4% | Added |
| HSBC Holdings PLC | 90,442 | $3.42M | 0.00% | +34,791+62.5% | Added |
| Alliancebernstein L.P. | 88,076 | $3.33M | 0.00% | −10,410−10.6% | Reduced |
| UBS Asset Management Americas Inc | 85,067 | $3.22M | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 83,568 | $3.16M | 0.00% | +36,854+78.9% | Added |
| Comerica Bank | 83,316 | $3.15M | 0.01% | −2,798−3.2% | Reduced |
| HRT Financial LP | 82,885 | $3.13M | 0.02% | +82,885 | New |
| Victory Capital Management Inc | 78,160 | $2.96M | 0.00% | −25,125−24.3% | Reduced |
| Edgestream Partners, L.P. | 77,311 | $2.92M | 0.15% | +36,172+87.9% | Added |
| Bridgeway Capital Management, LLC | 75,500 | $2.86M | 0.06% | +75,500 | New |
| Franklin Resources Inc | 73,655 | $2.79M | 0.00% | +41,908+132.0% | Added |
| California State Teachers Retirement System | 69,061 | $2.61M | 0.00% | −3,821−5.2% | Reduced |
| Thrivent Financial for Lutherans | 67,898 | $2.57M | 0.01% | −1,784−2.6% | Reduced |
| Rafferty Asset Management, LLC | 67,446 | $2.55M | 0.01% | −29,478−30.4% | Reduced |
| State Board of Administration of Florida Retirement System | 73,644 | $2.54M | 0.01% | +20,253+37.9% | Added |
| Squarepoint Ops LLC | 66,139 | $2.50M | 0.01% | +66,139 | New |
| Campbell & CO Investment Adviser LLC | 65,156 | $2.46M | 0.21% | +57,416+741.8% | Added |
| Dean Investment Associates, LLC | 64,830 | $2.45M | 0.34% | −19,942−23.5% | Reduced |
| Texas Permanent School Fund | 63,582 | $2.41M | 0.02% | +824+1.3% | Added |
| Great West Life Assurance Co | 62,586 | $2.37M | 0.00% | +4,655+8.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 57,129 | $2.06M | 0.00% | +16,011+38.9% | Added |
| Qube Research & Technologies Ltd | 53,078 | $2.01M | 0.00% | +52,677+13,136.4% | Added |
| Mercer Global Advisors Inc | 53,029 | $2.01M | 0.01% | −1,757−3.2% | Reduced |
| Dana Investment Advisors, Inc. | 52,444 | $1.98M | 0.07% | +52,444 | New |
| Envestnet Asset Management Inc | 51,061 | $1.93M | 0.00% | −30,209−37.2% | Reduced |
| Bank of Montreal | 49,615 | $1.88M | 0.00% | +41,220+491.0% | Added |
| Jane Street Group, LLC | 47,644 | $1.80M | 0.00% | +28,100+143.8% | Added |
| Willner & Heller, LLC | 45,173 | $1.71M | 1.70% | −210.0% | Reduced |
| State of Alaska, Department of Revenue | 44,257 | $1.67M | 0.02% | −437−1.0% | Reduced |
| Cubist Systematic Strategies, LLC | 40,976 | $1.55M | 0.02% | +40,976 | New |
| BNP Paribas Arbitrage, SA | 40,975 | $1.55M | 0.00% | +21,042+105.6% | Added |
| Price T Rowe Associates Inc | 40,085 | $1.52M | 0.00% | +2,584+6.9% | Added |
| Illinois Municipal Retirement Fund | 39,861 | $1.51M | 0.02% | −625−1.5% | Reduced |
| American International Group, Inc. | 37,659 | $1.42M | 0.01% | −336−0.9% | Reduced |
| Manufacturers Life Insurance Company, The | 37,452 | $1.42M | 0.00% | +3,318+9.7% | Added |
| Alberta Investment Management Corp | 37,100 | $1.40M | 0.01% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 37,043 | $1.40M | 0.00% | −15,283−29.2% | Reduced |
| Russell Investments Group, Ltd. | 36,414 | $1.38M | 0.00% | +7,430+25.6% | Added |
| Louisiana State Employees Retirement System | 36,000 | $1.36M | 0.03% | −300−0.8% | Reduced |
| MetLife Investment Management | 35,571 | $1.35M | 0.01% | −961−2.6% | Reduced |
| Twinbeech Capital LP | 35,427 | $1.34M | 0.03% | +35,427 | New |
| Deutsche Bank AG | 34,987 | $1.32M | 0.00% | +1,864+5.6% | Added |
| Jump Financial, LLC | 33,719 | $1.28M | 0.03% | +33,719 | New |
| Susquehanna International Group, LLP | 33,095 | $1.25M | 0.00% | −15,692−32.2% | Reduced |
| Yousif Capital Management, LLC | 32,743 | $1.24M | 0.01% | −3,162−8.8% | Reduced |
| Janus Henderson Group PLC | 32,449 | $1.23M | 0.00% | +20.0% | Added |
| Cetera Investment Advisers | 31,475 | $1.19M | 0.00% | +31,475 | New |
| Mission Wealth Management, LP | 30,757 | $1.16M | 0.03% | 00.0% | Unchanged |
| Amussen Hunsaker Associates LLC | 31,126 | $1.16M | 0.21% | 00.0% | Unchanged |
| Macquarie Group Ltd | 30,000 | $1.14M | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 30,000 | $1.13M | 0.04% | +30,000 | New |
| Citizens Business Bank | 14,520 | $1.10M | 0.23% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 29,037 | $1.10M | 0.01% | +2,881+11.0% | Added |
| Wells Fargo & Company | 28,697 | $1.09M | 0.00% | −147,979−83.8% | Reduced |
| New York State Common Retirement Fund | 28,278 | $1.07M | 0.00% | −28−0.1% | Reduced |