Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Cathay General Bancorp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 289
- +30 vs. Q4 2025
- Shares held
- 48.3M
- +7.41M (+18.1%) vs. Q4 2025
- Total value
- $2.40B
- +$426.2M (+21.5%) vs. Q4 2025
- New holders
- 55
- 114 more added
- Sold out
- 25
- 86 more reduced
10 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock, Inc. | 9,745,583 | $485.9M | 0.01% | +37,499+0.4% | Added |
| Vanguard Portfolio Management LLC | 4,071,259 | $203.0M | 0.01% | +4,071,259 | New |
| Dimensional Fund Advisors LP | 4,050,007 | $201.9M | 0.04% | +17,444+0.4% | Added |
| State Street Corp | 3,457,812 | $172.4M | 0.01% | +50,842+1.5% | Added |
| Vanguard Capital Management LLC | 2,897,536 | $144.5M | 0.00% | +2,897,536 | New |
| Geode Capital Management, LLC | 1,739,638 | $86.8M | 0.01% | +14,897+0.9% | Added |
| Invesco Ltd. | 1,687,452 | $84.1M | 0.01% | +2,249+0.1% | Added |
| American Century Companies Inc | 1,606,886 | $80.1M | 0.04% | +259,212+19.2% | Added |
| T. Rowe Price Investment Management, Inc. | 1,095,393 | $54.6M | 0.04% | −4,025−0.4% | Reduced |
| Massachusetts Financial Services Co | 915,083 | $45.6M | 0.02% | −46,091−4.8% | Reduced |
| Charles Schwab Investment Management Inc | 905,202 | $45.1M | 0.01% | −2,031,070−69.2% | Reduced |
| Northern Trust Corp | 809,789 | $40.4M | 0.01% | +11,576+1.5% | Added |
| Goldman Sachs Group Inc | 705,016 | $35.2M | 0.00% | +124,978+21.5% | Added |
| LSV Asset Management | 678,200 | $33.8M | 0.07% | +29,300+4.5% | Added |
| GW&K Investment Management, LLC | 664,920 | $33.2M | 0.29% | +63,737+10.6% | Added |
| Bank of New York Mellon Corp | 641,506 | $32.0M | 0.01% | −28,021−4.2% | Reduced |
| Morgan Stanley | 612,452 | $30.5M | 0.00% | −60,245−9.0% | Reduced |
| William Blair Investment Management, LLC | 533,448 | $26.6M | 0.09% | +533,448 | New |
| Boston Trust Walden Corp | 525,817 | $26.2M | 0.22% | −76,486−12.7% | Reduced |
| Qube Research & Technologies Ltd | 460,733 | $23.0M | 0.03% | +380,185+472.0% | Added |
| D. E. Shaw & Co., Inc. | 452,038 | $22.5M | 0.02% | +114,019+33.7% | Added |
| Vanguard Fiduciary Trust Co | 430,084 | $21.4M | 0.01% | +430,084 | New |
| Nuveen, LLC | 417,757 | $20.8M | 0.01% | +3,478+0.8% | Added |
| Bank of America Corp | 351,195 | $17.5M | 0.00% | +91,820+35.4% | Added |
| Principal Financial Group Inc | 326,562 | $16.3M | 0.01% | +2,230+0.7% | Added |
| Glenmede Trust Co NA | 322,793 | $16.1M | 0.08% | −29,720−8.4% | Reduced |
| Public Sector Pension Investment Board | 306,348 | $15.3M | 0.05% | +28,439+10.2% | Added |
| Edgestream Partners, L.P. | 254,118 | $12.7M | 0.42% | −6,036−2.3% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 249,120 | $12.4M | 0.04% | +53,138+27.1% | Added |
| Franklin Resources Inc | 239,622 | $11.9M | 0.00% | +151,420+171.7% | Added |
| Millennium Management LLC | 218,006 | $10.9M | 0.01% | −43,924−16.8% | Reduced |
| Victory Capital Management Inc | 214,121 | $10.7M | 0.01% | +129,956+154.4% | Added |
| Rhumbline Advisers | 207,287 | $10.3M | 0.01% | −428−0.2% | Reduced |
| CSM Advisors, LLC | 197,372 | $9.84M | 0.24% | +17,489+9.7% | Added |
| Ameriprise Financial Inc | 195,742 | $9.76M | 0.00% | +42,465+27.7% | Added |
| Denali Advisors LLC | 159,062 | $7.93M | 0.88% | +600+0.4% | Added |
| Jane Street Group, LLC | 156,021 | $7.78M | 0.01% | +104,362+202.0% | Added |
| Legal & General Group Plc | 155,020 | $7.73M | 0.00% | −12,028−7.2% | Reduced |
| Nordea Investment Management AB | 152,380 | $7.51M | 0.01% | −7,309−4.6% | Reduced |
| Two Sigma Investments, LP | 129,398 | $6.45M | 0.01% | +100,320+345.0% | Added |
| Swiss National Bank | 127,900 | $6.38M | 0.00% | −1,200−0.9% | Reduced |
| Warren Averett Asset Management, LLC | 127,850 | $6.37M | 0.05% | +127,850 | New |
| First Trust Advisors LP | 127,143 | $6.34M | 0.00% | +16,003+14.4% | Added |
| UBS Asset Management Americas Inc | 123,720 | $6.17M | 0.00% | −4,364−3.4% | Reduced |
| AQR Capital Management LLC | 124,148 | $6.15M | 0.00% | +44,625+56.1% | Added |
| Balyasny Asset Management LLC | 120,634 | $6.01M | 0.01% | +89,583+288.5% | Added |
| Wellington Management Group LLP | 119,504 | $5.96M | 0.00% | −140,512−54.0% | Reduced |
| HRT Financial LP | 116,852 | $5.83M | 0.01% | +116,852 | New |
| Prudential Financial Inc | 115,845 | $5.78M | 0.01% | +24,815+27.3% | Added |
| UBS Group AG | 107,018 | $5.34M | 0.00% | +11,434+12.0% | Added |
| NFJ Investment Group, LLC | 103,201 | $5.15M | 0.20% | −11,482−10.0% | Reduced |
| New York State Teachers Retirement System | 101,585 | $5.07M | 0.01% | −18,715−15.6% | Reduced |
| JPMorgan Chase & Co | 102,085 | $4.99M | 0.00% | −63,700−38.4% | Reduced |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 97,183 | $4.85M | 0.01% | +301+0.3% | Added |
| Moody Aldrich Partners LLC | 81,799 | $4.08M | 0.74% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 79,552 | $3.85M | 0.00% | −10,679−11.8% | Reduced |
| Bessemer Group Inc | 72,303 | $3.60M | 0.01% | +98+0.1% | Added |
| Citadel Advisors LLC | 72,180 | $3.60M | 0.00% | −146,146−66.9% | Reduced |
| Price T Rowe Associates Inc | 68,519 | $3.42M | 0.00% | +7,879+13.0% | Added |
| California State Teachers Retirement System | 68,258 | $3.40M | 0.00% | +7,361+12.1% | Added |
| New York State Common Retirement Fund | 63,487 | $3.17M | 0.00% | 00.0% | Unchanged |
| Wedge Capital Management L L P | 61,518 | $3.07M | 0.06% | −1,887−3.0% | Reduced |
| Barclays PLC | 60,923 | $3.04M | 0.00% | −62,375−50.6% | Reduced |
| Virginia Retirement Systems Et Al | 58,187 | $2.90M | 0.02% | +20,400+54.0% | Added |
| Vanguard Asset Management, Ltd | 56,380 | $2.81M | 0.00% | +56,380 | New |
| NorthCrest Asset Manangement, LLC | 54,596 | $2.76M | 0.09% | +160+0.3% | Added |
| Citigroup Inc | 54,642 | $2.72M | 0.00% | −9,132−14.3% | Reduced |
| Great West Life Assurance Co | 54,573 | $2.72M | 0.00% | −3,073−5.3% | Reduced |
| Deutsche Bank AG | 54,269 | $2.71M | 0.00% | −1,290−2.3% | Reduced |
| Susquehanna International Group, LLP | 52,774 | $2.63M | 0.00% | +20,686+64.5% | Added |
| Kondo Wealth Advisors, Inc. | 50,481 | $2.52M | 0.95% | −500−1.0% | Reduced |
| Voya Investment Management LLC | 49,926 | $2.49M | 0.00% | −5,146−9.3% | Reduced |
| Dana Investment Advisors, Inc. | 48,534 | $2.42M | 0.07% | −512−1.0% | Reduced |
| Rafferty Asset Management, LLC | 47,346 | $2.36M | 0.01% | −7,554−13.8% | Reduced |
| Thrivent Financial for Lutherans | 45,786 | $2.28M | 0.00% | −1,896−4.0% | Reduced |
| Convergence Investment Partners, LLC | 44,316 | $2.21M | 0.36% | +13,223+42.5% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 43,763 | $2.18M | 0.01% | +668+1.6% | Added |
| Weiss Asset Management LP | 43,628 | $2.18M | 0.04% | +43,628 | New |
| Y-Intercept (Hong Kong) Ltd | 43,419 | $2.16M | 0.04% | +26,091+150.6% | Added |
| Brevan Howard Capital Management LP | 43,061 | $2.15M | 0.02% | +43,061 | New |
| Vanguard Global Advisers, LLC | 42,494 | $2.12M | 0.00% | +42,494 | New |
| Willner & Heller, LLC | 41,973 | $2.09M | 1.56% | −466−1.1% | Reduced |
| Point72 Asset Management, L.P. | 39,904 | $1.99M | 0.00% | +39,904 | New |
| HSBC Holdings PLC | 39,469 | $1.97M | 0.00% | −113,622−74.2% | Reduced |
| Quantinno Capital Management LP | 39,542 | $1.97M | 0.00% | +5,609+16.5% | Added |
| Russell Investments Group, Ltd. | 37,771 | $1.88M | 0.00% | −180−0.5% | Reduced |
| Mercer Global Advisors Inc | 36,304 | $1.81M | 0.00% | +320+0.9% | Added |
| State of Alaska, Department of Revenue | 36,189 | $1.80M | 0.02% | −1,500−4.0% | Reduced |
| Illinois Municipal Retirement Fund | 36,078 | $1.80M | 0.02% | +424+1.2% | Added |
| SEI Investments Co | 35,498 | $1.77M | 0.00% | +13,353+60.3% | Added |
| MetLife Investment Management | 35,098 | $1.75M | 0.01% | −1,316−3.6% | Reduced |
| Picton Mahoney Asset Management | 34,998 | $1.75M | 0.02% | +34,998 | New |
| Cetera Investment Advisers | 34,429 | $1.72M | 0.00% | +1,800+5.5% | Added |
| Renaissance Technologies LLC | 34,271 | $1.71M | 0.00% | +22,300+186.3% | Added |
| Lazard Asset Management LLC | 32,804 | $1.64M | 0.00% | +32,804 | New |
| Royce & Associates LP | 32,299 | $1.61M | 0.02% | +1,764+5.8% | Added |
| Fifth Third Bancorp | 32,121 | $1.60M | 0.00% | +31,282+3,728.5% | Added |
| Amussen Hunsaker Associates LLC | 31,125 | $1.55M | 0.16% | 00.0% | Unchanged |
| Golden State Equity Partners | 30,815 | $1.54M | 0.12% | +30,815 | New |
| Mirae Asset Global ETFs Holdings Ltd. | 30,331 | $1.51M | 0.00% | −576−1.9% | Reduced |