Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Cathay General Bancorp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 248
- +13 vs. Q2 2024
- Shares held
- 52.0M
- +10.9M (+26.6%) vs. Q2 2024
- Total value
- $2.24B
- +$684.8M (+44.2%) vs. Q2 2024
- New holders
- 34
- 83 more added
- Sold out
- 21
- 85 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock, Inc. | 10,719,012 | $460.4M | 0.01% | +10,719,012 | New |
| Vanguard Group Inc | 8,127,833 | $349.1M | 0.01% | −44,921−0.5% | Reduced |
| Dimensional Fund Advisors LP | 4,218,038 | $181.2M | 0.04% | +23,806+0.6% | Added |
| State Street Corp | 3,626,274 | $155.7M | 0.01% | −64,971−1.8% | Reduced |
| Charles Schwab Investment Management Inc | 2,758,777 | $118.5M | 0.02% | +87,847+3.3% | Added |
| Geode Capital Management, LLC | 1,713,650 | $73.6M | 0.01% | +20,840+1.2% | Added |
| Invesco Ltd. | 1,433,479 | $61.6M | 0.01% | +89,222+6.6% | Added |
| American Century Companies Inc | 1,398,534 | $60.1M | 0.03% | +135,564+10.7% | Added |
| T. Rowe Price Investment Management, Inc. | 1,261,949 | $54.2M | 0.03% | −28,955−2.2% | Reduced |
| Massachusetts Financial Services Co | 1,084,947 | $46.6M | 0.01% | −30,046−2.7% | Reduced |
| Northern Trust Corp | 935,718 | $40.2M | 0.01% | −17,532−1.8% | Reduced |
| LSV Asset Management | 846,393 | $36.4M | 0.08% | −90,700−9.7% | Reduced |
| Morgan Stanley | 818,879 | $35.2M | 0.00% | +53,110+6.9% | Added |
| Bank of New York Mellon Corp | 788,790 | $33.9M | 0.01% | −68,966−8.0% | Reduced |
| Nuveen Asset Management, LLC | 732,911 | $31.5M | 0.01% | −149,489−16.9% | Reduced |
| GW&K Investment Management, LLC | 722,935 | $31.1M | 0.27% | −33,155−4.4% | Reduced |
| Goldman Sachs Group Inc | 706,400 | $30.3M | 0.01% | +150,218+27.0% | Added |
| Norges Bank | 693,805 | $29.8M | 0.00% | 00.0% | Unchanged |
| Boston Trust Walden Corp | 690,242 | $29.6M | 0.21% | −46,485−6.3% | Reduced |
| Millennium Management LLC | 473,727 | $20.3M | 0.02% | +466,773+6,712.3% | Added |
| Glenmede Trust Co NA | 438,405 | $18.8M | 0.09% | −5,438−1.2% | Reduced |
| Principal Financial Group Inc | 340,483 | $14.6M | 0.01% | −18,827−5.2% | Reduced |
| Citadel Advisors LLC | 316,730 | $13.6M | 0.01% | +1,997+0.6% | Added |
| Bank of America Corp | 296,125 | $12.7M | 0.00% | −469−0.2% | Reduced |
| First Trust Advisors LP | 258,449 | $11.1M | 0.01% | −68,184−20.9% | Reduced |
| Stieven Capital Advisors, L.P. | 256,404 | $11.0M | 2.08% | +72,300+39.3% | Added |
| Rhumbline Advisers | 228,938 | $9.83M | 0.01% | −12,750−5.3% | Reduced |
| Ameriprise Financial Inc | 215,913 | $9.27M | 0.00% | −16,198−7.0% | Reduced |
| Legal & General Group Plc | 194,289 | $8.34M | 0.00% | −1,564−0.8% | Reduced |
| Brandywine Global Investment Management, LLC | 180,369 | $8.05M | 0.05% | −5,000−2.7% | Reduced |
| Foundry Partners, LLC | 174,453 | $7.49M | 0.37% | +174,453 | New |
| Hotchkis & Wiley Capital Management LLC | 156,425 | $6.72M | 0.02% | −14,080−8.3% | Reduced |
| JPMorgan Chase & Co | 156,125 | $6.71M | 0.00% | +9,724+6.6% | Added |
| Public Sector Pension Investment Board | 153,141 | $6.58M | 0.04% | −7,100−4.4% | Reduced |
| Congress Asset Management Co | 150,938 | $6.48M | 0.04% | +1,457+1.0% | Added |
| UBS Asset Management Americas Inc | 149,305 | $6.41M | 0.00% | −15,260−9.3% | Reduced |
| Pure Portfolios Holdings LLC | 146,002 | $6.27M | 2.37% | +146,002 | New |
| Barclays PLC | 145,690 | $6.26M | 0.00% | +74,394+104.3% | Added |
| Nordea Investment Management AB | 144,273 | $6.20M | 0.01% | −7,654−5.0% | Reduced |
| Citigroup Inc | 135,681 | $5.83M | 0.01% | +12,132+9.8% | Added |
| Swiss National Bank | 135,100 | $5.80M | 0.00% | −700−0.5% | Reduced |
| New York State Teachers Retirement System | 132,070 | $5.67M | 0.01% | −6,244−4.5% | Reduced |
| Prudential Financial Inc | 117,764 | $5.06M | 0.01% | −1,529−1.3% | Reduced |
| Qube Research & Technologies Ltd | 101,162 | $4.34M | 0.01% | +51,710+104.6% | Added |
| Alliancebernstein L.P. | 92,138 | $3.96M | 0.00% | +20.0% | Added |
| Franklin Resources Inc | 88,310 | $3.94M | 0.00% | −4,808−5.2% | Reduced |
| Jane Street Group, LLC | 90,419 | $3.88M | 0.01% | +24,529+37.2% | Added |
| Thrivent Financial for Lutherans | 81,708 | $3.51M | 0.01% | −29,475−26.5% | Reduced |
| Algert Global LLC | 76,576 | $3.29M | 0.09% | +14,590+23.5% | Added |
| Edgestream Partners, L.P. | 76,480 | $3.28M | 0.14% | +20,963+37.8% | Added |
| Bridgeway Capital Management, LLC | 75,500 | $3.24M | 0.07% | 00.0% | Unchanged |
| Rafferty Asset Management, LLC | 73,624 | $3.16M | 0.01% | −36,092−32.9% | Reduced |
| Great West Life Assurance Co | 70,945 | $3.05M | 0.01% | −2,667−3.6% | Reduced |
| California State Teachers Retirement System | 65,465 | $2.81M | 0.00% | −1,972−2.9% | Reduced |
| HRT Financial LP | 63,075 | $2.71M | 0.01% | +63,075 | New |
| Victory Capital Management Inc | 62,239 | $2.67M | 0.00% | −6,001−8.8% | Reduced |
| Wedge Capital Management L L P | 61,983 | $2.66M | 0.05% | −74,418−54.6% | Reduced |
| UBS Group AG | 57,084 | $2.45M | 0.00% | +3,168+5.9% | Added |
| Susquehanna International Group, LLP | 52,969 | $2.28M | 0.00% | +21,201+66.7% | Added |
| Dean Investment Associates, LLC | 52,366 | $2.25M | 0.30% | +10,942+26.4% | Added |
| Dana Investment Advisors, Inc. | 50,676 | $2.18M | 0.07% | −439−0.9% | Reduced |
| NorthCrest Asset Manangement, LLC | 49,688 | $2.13M | 0.06% | +31,912+179.5% | Added |
| Royce & Associates LP | 49,420 | $2.12M | 0.02% | +10,022+25.4% | Added |
| Comerica Bank | 47,419 | $2.04M | 0.01% | −21,000−30.7% | Reduced |
| Willner & Heller, LLC | 44,173 | $1.90M | 1.69% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 44,399 | $1.89M | 0.01% | +4,855+12.3% | Added |
| Price T Rowe Associates Inc | 42,904 | $1.84M | 0.00% | +590+1.4% | Added |
| Deutsche Bank AG | 41,592 | $1.79M | 0.00% | +11,173+36.7% | Added |
| Assenagon Asset Management S.A. | 41,435 | $1.78M | 0.00% | −31,519−43.2% | Reduced |
| State of Alaska, Department of Revenue | 41,185 | $1.77M | 0.02% | −1,565−3.7% | Reduced |
| Illinois Municipal Retirement Fund | 40,109 | $1.72M | 0.02% | −264−0.7% | Reduced |
| MetLife Investment Management | 40,061 | $1.72M | 0.01% | 00.0% | Unchanged |
| Corebridge Financial, Inc. | 40,059 | $1.72M | 0.01% | −457−1.1% | Reduced |
| Manufacturers Life Insurance Company, The | 38,143 | $1.64M | 0.00% | −933−2.4% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 38,090 | $1.64M | 0.00% | +2,296+6.4% | Added |
| Russell Investments Group, Ltd. | 38,071 | $1.64M | 0.00% | +63+0.2% | Added |
| Alberta Investment Management Corp | 37,100 | $1.59M | 0.01% | 00.0% | Unchanged |
| Louisiana State Employees Retirement System | 34,900 | $1.50M | 0.03% | −1,700−4.6% | Reduced |
| Wells Fargo & Company | 34,776 | $1.49M | 0.00% | +873+2.6% | Added |
| Denali Advisors LLC | 32,693 | $1.40M | 0.15% | +17,742+118.7% | Added |
| Dean Capital Management | 32,446 | $1.39M | 0.59% | +17,143+112.0% | Added |
| Janus Henderson Group PLC | 32,092 | $1.38M | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 31,515 | $1.35M | 0.00% | +32+0.1% | Added |
| Mercer Global Advisors Inc | 32,281 | $1.35M | 0.00% | +2,198+7.3% | Added |
| AQR Capital Management LLC | 31,162 | $1.33M | 0.00% | +1,358+4.6% | Added |
| Mission Wealth Management, LP | 30,757 | $1.32M | 0.03% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 30,627 | $1.32M | 0.00% | +6,838+28.7% | Added |
| ORG Partners LLC | 30,287 | $1.30M | 0.21% | −6,000−16.5% | Reduced |
| Envestnet Asset Management Inc | 30,286 | $1.30M | 0.00% | +2,284+8.2% | Added |
| Macquarie Group Ltd | 30,000 | $1.29M | 0.00% | 00.0% | Unchanged |
| Citizens Business Bank | 14,520 | $1.25M | 0.25% | 00.0% | Unchanged |
| Yousif Capital Management, LLC | 27,859 | $1.20M | 0.01% | −1,263−4.3% | Reduced |
| Canada Pension Plan Investment Board | 27,000 | $1.16M | 0.00% | +27,000 | New |
| Ensign Peak Advisors, Inc | 26,425 | $1.13M | 0.00% | 00.0% | Unchanged |
| Amussen Hunsaker Associates LLC | 26,126 | $1.12M | 0.17% | −5,000−16.1% | Reduced |
| Sanctuary Advisors, LLC | 20,728 | $1.09M | 0.01% | +9,945+92.2% | Added |
| Arrowstreet Capital, Limited Partnership | 25,372 | $1.09M | 0.00% | −19,044−42.9% | Reduced |
| FMR LLC | 25,313 | $1.09M | 0.00% | +19,458+332.3% | Added |
| Teachers Retirement System of the State of Kentucky | 25,130 | $1.08M | 0.01% | 00.0% | Unchanged |
| Maryland State Retirement & Pension System | 24,371 | $1.05M | 0.02% | −1,016−4.0% | Reduced |