Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Cathay General Bancorp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 253
- +19 vs. Q4 2021
- Shares held
- 51.9M
- +43.2K (+0.1%) vs. Q4 2021
- Total value
- $2.33B
- +$95.0M (+4.3%) vs. Q4 2021
- New holders
- 33
- 87 more added
- Sold out
- 14
- 95 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 8,834,899 | $395.4M | 0.01% | −8,250−0.1% | Reduced |
| Vanguard Group Inc | 7,267,920 | $325.2M | 0.01% | −27,645−0.4% | Reduced |
| State Street Corp | 3,708,830 | $166.0M | 0.01% | +317,721+9.4% | Added |
| Dimensional Fund Advisors LP | 2,906,915 | $130.1M | 0.04% | +66,567+2.3% | Added |
| Massachusetts Financial Services Co | 1,837,798 | $82.2M | 0.02% | +34,931+1.9% | Added |
| Charles Schwab Investment Management Inc | 1,663,220 | $74.4M | 0.02% | +105,614+6.8% | Added |
| Geode Capital Management, LLC | 1,377,943 | $61.7M | 0.01% | −10,684−0.8% | Reduced |
| Principal Financial Group Inc | 1,350,025 | $60.4M | 0.04% | −40,884−2.9% | Reduced |
| Northern Trust Corp | 1,242,156 | $55.6M | 0.01% | −47,041−3.6% | Reduced |
| FMR LLC | 1,238,379 | $55.4M | 0.00% | +56,953+4.8% | Added |
| Bank of New York Mellon Corp | 1,154,829 | $51.7M | 0.01% | −5,098−0.4% | Reduced |
| GW&K Investment Management, LLC | 1,111,097 | $49.7M | 0.44% | −6,513−0.6% | Reduced |
| Ameriprise Financial Inc | 1,089,810 | $48.8M | 0.01% | +38,698+3.7% | Added |
| Invesco Ltd. | 1,083,447 | $48.5M | 0.01% | +45,467+4.4% | Added |
| Nuveen Asset Management, LLC | 961,094 | $44.8M | 0.01% | −6,105−0.6% | Reduced |
| LSV Asset Management | 913,400 | $40.9M | 0.08% | −35,600−3.8% | Reduced |
| Holocene Advisors, LP | 808,307 | $36.2M | 0.19% | +174,327+27.5% | Added |
| Norges Bank | 681,097 | $30.5M | 0.01% | −41,108−5.7% | Reduced |
| JPMorgan Chase & Co | 677,697 | $30.3M | 0.00% | −148,417−18.0% | Reduced |
| Boston Trust Walden Corp | 665,083 | $29.8M | 0.25% | +14,199+2.2% | Added |
| AQR Capital Management LLC | 467,563 | $20.9M | 0.04% | +88,723+23.4% | Added |
| Parametric Portfolio Associates LLC | 436,632 | $19.5M | 0.01% | +65,569+17.7% | Added |
| Glenmede Trust Co NA | 424,055 | $19.0M | 0.09% | −4,313−1.0% | Reduced |
| Ceredex Value Advisors LLC | 402,829 | $18.0M | 0.22% | −78,700−16.3% | Reduced |
| Goldman Sachs Group Inc | 386,768 | $17.3M | 0.00% | −69,250−15.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 362,765 | $16.2M | 0.18% | +362,765 | New |
| American Century Companies Inc | 295,537 | $13.2M | 0.01% | +63,074+27.1% | Added |
| Bank of America Corp | 293,480 | $13.1M | 0.00% | −30,863−9.5% | Reduced |
| Sapience Investments, LLC | 261,245 | $11.7M | 1.42% | −37,570−12.6% | Reduced |
| Rhumbline Advisers | 257,626 | $11.5M | 0.01% | −10,753−4.0% | Reduced |
| Alliancebernstein L.P. | 247,124 | $11.1M | 0.00% | −21,897−8.1% | Reduced |
| Wells Fargo & Company | 230,346 | $10.3M | 0.00% | +15,016+7.0% | Added |
| Balyasny Asset Management LLC | 227,494 | $10.2M | 0.04% | −15,015−6.2% | Reduced |
| UBS Asset Management Americas Inc | 222,054 | $9.94M | 0.00% | +14,236+6.9% | Added |
| Interval Partners, LP | 219,094 | $9.80M | 0.74% | −7,162−3.2% | Reduced |
| Nordea Investment Management AB | 199,937 | $9.13M | 0.01% | +2,146+1.1% | Added |
| Swiss National Bank | 173,500 | $7.76M | 0.00% | +10,200+6.2% | Added |
| Raymond James & Associates | 170,935 | $7.65M | 0.01% | +1,389+0.8% | Added |
| New York State Teachers Retirement System | 167,187 | $7.48M | 0.02% | +100+0.1% | Added |
| Hotchkis & Wiley Capital Management LLC | 165,735 | $7.42M | 0.02% | −4,380−2.6% | Reduced |
| American International Group, Inc. | 163,646 | $7.32M | 0.04% | −5,523−3.3% | Reduced |
| Millennium Management LLC | 157,358 | $7.04M | 0.01% | +27,099+20.8% | Added |
| Brandywine Global Investment Management, LLC | 156,692 | $7.01M | 0.05% | +6,054+4.0% | Added |
| Congress Asset Management Co | 152,347 | $6.82M | 0.06% | +8,076+5.6% | Added |
| Adage Capital Partners GP, L.L.C. | 150,000 | $6.71M | 0.01% | +150,000 | New |
| Prudential Financial Inc | 135,887 | $6.08M | 0.01% | +30,000+28.3% | Added |
| First Trust Advisors LP | 123,958 | $5.55M | 0.01% | −176,360−58.7% | Reduced |
| Cambria Investment Management, L.P. | 119,232 | $5.34M | 0.68% | +39,744+50.0% | Added |
| Itau Unibanco Holding S.A. | 81,000 | $5.23M | 0.16% | 00.0% | Unchanged |
| Wedge Capital Management L L P | 113,083 | $5.06M | 0.07% | −6,161−5.2% | Reduced |
| Legal & General Group Plc | 110,716 | $4.96M | 0.00% | −2,212−2.0% | Reduced |
| Credit Suisse AG | 105,467 | $4.72M | 0.00% | −3,103−2.9% | Reduced |
| Retirement Systems of Alabama | 99,394 | $4.45M | 0.02% | −1,727−1.7% | Reduced |
| Morgan Stanley | 96,652 | $4.33M | 0.00% | +2,171+2.3% | Added |
| California State Teachers Retirement System | 94,128 | $4.21M | 0.01% | −8,903−8.6% | Reduced |
| Smith, Graham & Co., Investment Advisors, LP | 91,635 | $4.10M | 0.43% | +3,084+3.5% | Added |
| Manufacturers Life Insurance Company, The | 91,441 | $4.09M | 0.00% | −30,373−24.9% | Reduced |
| MetLife Investment Management | 86,733 | $3.88M | 0.03% | +23,879+38.0% | Added |
| Barclays PLC | 86,698 | $3.88M | 0.00% | −79,559−47.9% | Reduced |
| State Board of Administration of Florida Retirement System | 83,094 | $3.72M | 0.01% | −3,280−3.8% | Reduced |
| Jupiter Asset Management Ltd | 80,314 | $3.59M | 0.04% | +71,683+830.5% | Added |
| Richard Bernstein Advisors LLC | 77,319 | $3.46M | 0.07% | −65,324−45.8% | Reduced |
| Omers Administration Corp | 75,700 | $3.39M | 0.04% | +36,800+94.6% | Added |
| Allianz Asset Management GmbH | 71,620 | $3.21M | 0.00% | +63,198+750.4% | Added |
| Mutual of America Capital Management LLC | 69,083 | $3.09M | 0.03% | −30.0% | Reduced |
| Comerica Bank | 66,778 | $2.99M | 0.02% | −4,115−5.8% | Reduced |
| Marshall Wace, LLP | 61,681 | $2.76M | 0.01% | +61,681 | New |
| Envestnet Asset Management Inc | 57,644 | $2.58M | 0.00% | +59+0.1% | Added |
| D. E. Shaw & Co., Inc. | 54,097 | $2.42M | 0.00% | +14,013+35.0% | Added |
| New York State Common Retirement Fund | 53,863 | $2.41M | 0.00% | −20,558−27.6% | Reduced |
| Texas Permanent School Fund | 53,704 | $2.40M | 0.03% | −1,954−3.5% | Reduced |
| Victory Capital Management Inc | 59,870 | $2.40M | 0.00% | −378,025−86.3% | Reduced |
| State of New Jersey Common Pension Fund D | 53,260 | $2.38M | 0.01% | +53,260 | New |
| Virginia Retirement Systems Et Al | 53,000 | $2.37M | 0.02% | +4,100+8.4% | Added |
| Putnam Investments LLC | 52,073 | $2.33M | 0.00% | +15,723+43.3% | Added |
| Cambiar Investors LLC | 49,520 | $2.22M | 0.08% | −17,154−25.7% | Reduced |
| Amalgamated Bank | 48,102 | $2.15M | 0.02% | −2,967−5.8% | Reduced |
| Amalgamated Financial Corp. | 48,102 | $2.15M | 0.02% | +48,102 | New |
| Aviva PLC | 47,724 | $2.14M | 0.01% | +47,724 | New |
| Squarepoint Ops LLC | 46,652 | $2.09M | 0.02% | +23,851+104.6% | Added |
| Deutsche Bank AG | 45,459 | $2.03M | 0.00% | −5,140−10.2% | Reduced |
| Walleye Capital LLC | 45,098 | $2.02M | 0.06% | −56,058−55.4% | Reduced |
| Great West Life Assurance Co | 43,851 | $2.01M | 0.00% | +3,548+8.8% | Added |
| DuPont Capital Management Corp | 44,908 | $2.01M | 0.08% | +20,846+86.6% | Added |
| Los Angeles Capital Management LLC | 44,884 | $2.01M | 0.01% | +27,130+152.8% | Added |
| Willner & Heller, LLC | 45,185 | $1.94M | 2.39% | +10.0% | Added |
| Rafferty Asset Management, LLC | 43,037 | $1.93M | 0.01% | +8,142+23.3% | Added |
| Mercer Global Advisors Inc | 42,714 | $1.91M | 0.01% | −2,669−5.9% | Reduced |
| Yousif Capital Management, LLC | 40,851 | $1.83M | 0.02% | +666+1.7% | Added |
| Allspring Global Investments Holdings, LLC | 40,489 | $1.81M | 0.00% | +559+1.4% | Added |
| Guggenheim Capital LLC | 40,367 | $1.81M | 0.01% | +1,125+2.9% | Added |
| Gsa Capital Partners LLP | 37,778 | $1.69M | 0.23% | +25,380+204.7% | Added |
| Eaton Vance Management | 37,628 | $1.69M | 0.00% | +40.0% | Added |
| NorthCrest Asset Manangement, LLC | 37,276 | $1.67M | 0.08% | +300+0.8% | Added |
| Macquarie Group Ltd | 36,231 | $1.62M | 0.00% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 34,893 | $1.56M | 0.00% | +10,696+44.2% | Added |
| Lazard Asset Management LLC | 33,985 | $1.52M | 0.00% | +33,303+4,883.1% | Added |
| Two Sigma Advisers, LP | 32,600 | $1.46M | 0.00% | +12,000+58.3% | Added |
| Advisor Group Holdings, Inc. | 31,743 | $1.45M | 0.00% | +37+0.1% | Added |
| AlphaCrest Capital Management LLC | 32,270 | $1.44M | 0.08% | +6,141+23.5% | Added |