Cathay General Bancorp

CATY

Exchange: Nasdaq
Industry: State Commercial Banks
SEC CIK: 0000861842

SEC filings (opens in a new tab)

In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.

Q1 2022 vs. Q4 2021

How the institutions holding Cathay General Bancorp changed between Q4 2021 and Q1 2022.

All holders in Q1 2022 All holders in Q4 2021

13F holders of CATY: Q4 2021 compared with Q1 2022
Measure	Q4 2021	Of which not filed for Q1 2022	Q1 2022	Change
Holders	236	2	253	+19
Shares	52.1M	254.9K	51.9M	+43.2K (+0.1%)
Value	$2.24B	$11.0M	$2.33B	+$95.0M (+4.3%)

2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (33)

Institutions that held Cathay General Bancorp at the end of Q1 2022 but not at the end of Q4 2021.

Institutions new to CATY in Q1 2022
Institution	Shares	Value	% of portfolio
Schonfeld Strategic Advisors LLC	362,765	$16.2M	0.18%
Adage Capital Partners GP, L.L.C.	150,000	$6.71M	0.01%
Marshall Wace, LLP	61,681	$2.76M	0.01%
State of New Jersey Common Pension Fund D	53,260	$2.38M	0.01%
Amalgamated Financial Corp.	48,102	$2.15M	0.02%
Aviva PLC	47,724	$2.14M	0.01%
Jennison Associates LLC	22,263	$996.0K	0.00%
Graham Capital Management, L.P.	20,143	$901.0K	0.04%
Ergoteles LLC	17,300	$774.0K	0.03%
Voloridge Investment Management, LLC	14,965	$670.0K	0.00%
Mariner, LLC	12,502	$559.0K	0.00%
Qube Research & Technologies Ltd	9,613	$430.0K	0.00%
Hennion & Walsh Asset Management, Inc.	7,982	$357.0K	0.02%
Aaron Wealth Advisors	15,215	$340.0K	0.01%
Origin Asset Management LLP	7,457	$334.0K	0.11%
Walleye Trading LLC	5,864	$262.0K	0.01%
Pictet Asset Management SA	5,002	$224.0K	0.00%
Trexquant Investment LP	4,780	$214.0K	0.01%
Algert Global LLC	4,749	$213.0K	0.01%
EMC Capital Management	3,850	$154.0K	0.11%
Meeder Asset Management Inc	2,739	$123.0K	0.01%
Amundi	1,948	$87.0K	0.00%
Allworth Financial LP	983	$44.0K	0.00%
Nomura Asset Management Co Ltd	520	$23.3K	0.00%
TCWP LLC	182	$8.00K	0.00%
Quantbot Technologies LP	102	$4.00K	0.00%
Northwest Investment Counselors, LLC	72	$3.00K	0.00%
Cordant, Inc.	36	$2.00K	0.00%
Financial Management Professionals, Inc.	12	$1.00K	0.00%
IFP Advisors, Inc	22	$1.00K	0.00%
Disciplined Investments, LLC	16	$1.00K	0.00%
Global Retirement Partners, LLC	4	$0	0.00%
SJS Investment Consulting Inc.	3	$0	0.00%

Sold out (14)

Institutions that held Cathay General Bancorp at the end of Q4 2021 and filed for Q1 2022 without it.

Institutions that sold out of CATY in Q1 2022
Institution	Shares, Q4 2021	Value, Q4 2021
First Quadrant L P	65,400	$2.81M
Assenagon Asset Management S.A.	28,461	$1.22M
Canada Pension Plan Investment Board	27,900	$1.20M
Dynamic Technology Lab Private Ltd	20,900	$898.0K
IndexIQ Advisors LLC	10,356	$445.0K
Pacer Advisors, Inc.	7,788	$335.0K
HRT Financial LP	7,548	$324.0K
Mackenzie Financial Corp	6,631	$285.0K
Jefferies Group LLC	5,932	$255.0K
Point72 Hong Kong Ltd	906	$39.0K
Simplex Trading, LLC	396	$17.0K
American Portfolios Advisors	71	$3.05K
Carolinas Wealth Consulting LLC	55	$2.00K
Dark Forest Capital Management LP	50	$2.00K

Not filed for Q1 2022 yet (2)

Institutions that held Cathay General Bancorp at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CATY in Q4 2021 that haven't filed for Q1 2022
Institution	Shares, Q4 2021	Value, Q4 2021
Hillcrest Asset Management LLC	254,788	$11.0M
Bell Investment Advisors, Inc	131	$6.00K