Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Cathay General Bancorp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 236
- +11 vs. Q3 2021
- Shares held
- 52.1M
- −1.57M (−2.9%) vs. Q3 2021
- Total value
- $2.24B
- +$19.6M (+0.9%) vs. Q3 2021
- New holders
- 37
- 65 more added
- Sold out
- 26
- 91 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 8,843,149 | $380.2M | 0.01% | −147,053−1.6% | Reduced |
| Vanguard Group Inc | 7,295,565 | $313.6M | 0.01% | +18,129+0.2% | Added |
| State Street Corp | 3,391,109 | $145.8M | 0.01% | +47,152+1.4% | Added |
| Dimensional Fund Advisors LP | 2,840,348 | $122.1M | 0.04% | −62,595−2.2% | Reduced |
| Massachusetts Financial Services Co | 1,802,867 | $77.5M | 0.02% | −296,029−14.1% | Reduced |
| Charles Schwab Investment Management Inc | 1,557,606 | $67.0M | 0.02% | +69,281+4.7% | Added |
| Geode Capital Management, LLC | 1,388,627 | $59.7M | 0.01% | −26,441−1.9% | Reduced |
| Principal Financial Group Inc | 1,390,909 | $59.5M | 0.04% | −70,747−4.8% | Reduced |
| Northern Trust Corp | 1,289,197 | $55.4M | 0.01% | −33,422−2.5% | Reduced |
| FMR LLC | 1,181,426 | $50.8M | 0.00% | −542,670−31.5% | Reduced |
| Bank of New York Mellon Corp | 1,159,927 | $49.9M | 0.01% | −64,545−5.3% | Reduced |
| GW&K Investment Management, LLC | 1,117,610 | $48.0M | 0.40% | −6,839−0.6% | Reduced |
| Ameriprise Financial Inc | 1,051,112 | $45.2M | 0.01% | +275,134+35.5% | Added |
| Invesco Ltd. | 1,037,980 | $44.6M | 0.01% | +61,489+6.3% | Added |
| Nuveen Asset Management, LLC | 967,199 | $41.6M | 0.01% | −34,465−3.4% | Reduced |
| LSV Asset Management | 949,000 | $40.8M | 0.07% | −52,000−5.2% | Reduced |
| JPMorgan Chase & Co | 826,114 | $35.5M | 0.00% | −15,032−1.8% | Reduced |
| Norges Bank | 722,205 | $31.0M | 0.01% | −5,571−0.8% | Reduced |
| Boston Trust Walden Corp | 650,884 | $28.0M | 0.22% | −3,084−0.5% | Reduced |
| Holocene Advisors, LP | 633,980 | $27.3M | 0.14% | −150,765−19.2% | Reduced |
| Ceredex Value Advisors LLC | 481,529 | $20.7M | 0.22% | −28,762−5.6% | Reduced |
| Goldman Sachs Group Inc | 456,018 | $19.6M | 0.00% | +98,124+27.4% | Added |
| Citadel Advisors LLC | 454,169 | $19.5M | 0.02% | −62,761−12.1% | Reduced |
| Victory Capital Management Inc | 437,895 | $18.8M | 0.02% | −39,492−8.3% | Reduced |
| Glenmede Trust Co NA | 428,368 | $18.4M | 0.09% | −2,622−0.6% | Reduced |
| AQR Capital Management LLC | 378,840 | $16.3M | 0.03% | −37,335−9.0% | Reduced |
| Parametric Portfolio Associates LLC | 371,063 | $16.0M | 0.01% | +36,549+10.9% | Added |
| Bank of America Corp | 324,343 | $13.9M | 0.00% | +86,586+36.4% | Added |
| First Trust Advisors LP | 300,318 | $12.9M | 0.01% | +12,245+4.3% | Added |
| Sapience Investments, LLC | 298,815 | $12.8M | 1.46% | −6,590−2.2% | Reduced |
| Alliancebernstein L.P. | 269,021 | $11.6M | 0.00% | +17,126+6.8% | Added |
| Rhumbline Advisers | 268,379 | $11.5M | 0.01% | −5,523−2.0% | Reduced |
| Hillcrest Asset Management LLC | 254,788 | $11.0M | 1.67% | −37,280−12.8% | Reduced |
| Balyasny Asset Management LLC | 242,509 | $10.4M | 0.04% | +173,005+248.9% | Added |
| American Century Companies Inc | 232,463 | $9.99M | 0.01% | +65,722+39.4% | Added |
| Interval Partners, LP | 226,256 | $9.73M | 0.66% | +22,209+10.9% | Added |
| Wells Fargo & Company | 215,330 | $9.26M | 0.00% | −5,260−2.4% | Reduced |
| UBS Asset Management Americas Inc | 207,818 | $8.93M | 0.00% | +126,538+155.7% | Added |
| Nordea Investment Management AB | 197,791 | $8.51M | 0.01% | +40.0% | Added |
| Hotchkis & Wiley Capital Management LLC | 170,115 | $7.31M | 0.02% | −62,330−26.8% | Reduced |
| Raymond James & Associates | 169,546 | $7.29M | 0.01% | −18,676−9.9% | Reduced |
| American International Group, Inc. | 169,169 | $7.27M | 0.04% | −5,648−3.2% | Reduced |
| New York State Teachers Retirement System | 167,087 | $7.18M | 0.01% | +9,156+5.8% | Added |
| Barclays PLC | 166,257 | $7.15M | 0.00% | +56,321+51.2% | Added |
| Swiss National Bank | 163,300 | $7.02M | 0.00% | −3,900−2.3% | Reduced |
| Brandywine Global Investment Management, LLC | 150,638 | $6.48M | 0.05% | 00.0% | Unchanged |
| Congress Asset Management Co | 144,271 | $6.20M | 0.05% | +430.0% | Added |
| Richard Bernstein Advisors LLC | 142,643 | $6.13M | 0.12% | 00.0% | Unchanged |
| Grantham, Mayo, Van Otterloo & Co. LLC | 132,782 | $5.71M | 0.03% | +2,282+1.7% | Added |
| Millennium Management LLC | 130,259 | $5.60M | 0.01% | −268,632−67.3% | Reduced |
| Manufacturers Life Insurance Company, The | 121,814 | $5.24M | 0.00% | −2,887−2.3% | Reduced |
| Wedge Capital Management L L P | 119,244 | $5.13M | 0.06% | −9,935−7.7% | Reduced |
| Itau Unibanco Holding S.A. | 81,000 | $5.06M | 0.17% | +81,000 | New |
| Legal & General Group Plc | 112,928 | $4.85M | 0.00% | −185−0.2% | Reduced |
| Credit Suisse AG | 108,570 | $4.67M | 0.00% | −1,343−1.2% | Reduced |
| Prudential Financial Inc | 105,887 | $4.55M | 0.01% | +17,372+19.6% | Added |
| California State Teachers Retirement System | 103,031 | $4.43M | 0.01% | +355+0.3% | Added |
| Walleye Capital LLC | 101,156 | $4.35M | 0.14% | +1,663+1.7% | Added |
| Retirement Systems of Alabama | 101,121 | $4.35M | 0.02% | −83−0.1% | Reduced |
| Morgan Stanley | 94,481 | $4.06M | 0.00% | −5,446−5.4% | Reduced |
| Smith, Graham & Co., Investment Advisors, LP | 88,551 | $3.81M | 0.38% | −1,137−1.3% | Reduced |
| State Board of Administration of Florida Retirement System | 86,374 | $3.71M | 0.01% | −2,397−2.7% | Reduced |
| Cambria Investment Management, L.P. | 79,488 | $3.42M | 0.57% | +8,096+11.3% | Added |
| New York State Common Retirement Fund | 74,421 | $3.20M | 0.00% | +10,190+15.9% | Added |
| Comerica Bank | 70,893 | $3.15M | 0.02% | −1,686−2.3% | Reduced |
| Mutual of America Capital Management LLC | 69,086 | $2.97M | 0.03% | +213+0.3% | Added |
| Cambiar Investors LLC | 66,674 | $2.87M | 0.10% | −4,859−6.8% | Reduced |
| First Quadrant L P | 65,400 | $2.81M | 0.30% | 00.0% | Unchanged |
| MetLife Investment Management | 62,854 | $2.70M | 0.02% | −2,027−3.1% | Reduced |
| Denali Advisors LLC | 59,031 | $2.54M | 0.95% | +13,400+29.4% | Added |
| Envestnet Asset Management Inc | 57,585 | $2.48M | 0.00% | +977+1.7% | Added |
| Texas Permanent School Fund | 55,658 | $2.39M | 0.03% | −2,160−3.7% | Reduced |
| Royal Bank of Canada | 53,424 | $2.29M | 0.00% | +40,700+319.9% | Added |
| Amalgamated Bank | 51,069 | $2.19M | 0.02% | −292−0.6% | Reduced |
| Deutsche Bank AG | 50,599 | $2.17M | 0.00% | +1,600+3.3% | Added |
| Virginia Retirement Systems Et Al | 48,900 | $2.10M | 0.02% | +7,000+16.7% | Added |
| Mercer Global Advisors Inc | 45,383 | $1.95M | 0.01% | +565+1.3% | Added |
| Willner & Heller, LLC | 45,184 | $1.87M | 2.49% | +45,184 | New |
| UBS Group AG | 43,233 | $1.86M | 0.00% | −6,712−13.4% | Reduced |
| Great West Life Assurance Co | 40,303 | $1.73M | 0.00% | +2,372+6.3% | Added |
| BNP Paribas Arbitrage, SA | 40,236 | $1.73M | 0.00% | +14,009+53.4% | Added |
| Yousif Capital Management, LLC | 40,185 | $1.73M | 0.02% | +40,185 | New |
| D. E. Shaw & Co., Inc. | 40,084 | $1.72M | 0.00% | −15,530−27.9% | Reduced |
| Allspring Global Investments Holdings, LLC | 39,930 | $1.72M | 0.00% | +39,930 | New |
| Guggenheim Capital LLC | 39,242 | $1.69M | 0.01% | +356+0.9% | Added |
| Omers Administration Corp | 38,900 | $1.67M | 0.02% | +38,900 | New |
| Cubist Systematic Strategies, LLC | 38,278 | $1.65M | 0.02% | +17,690+85.9% | Added |
| Eaton Vance Management | 37,624 | $1.62M | 0.00% | +21+0.1% | Added |
| NorthCrest Asset Manangement, LLC | 36,976 | $1.59M | 0.09% | +36,976 | New |
| Putnam Investments LLC | 36,350 | $1.56M | 0.00% | +36,350 | New |
| Macquarie Group Ltd | 36,231 | $1.56M | 0.00% | 00.0% | Unchanged |
| Rafferty Asset Management, LLC | 34,895 | $1.50M | 0.01% | −186−0.5% | Reduced |
| Kensington Investment Counsel, LLC | 33,397 | $1.44M | 0.84% | +33,397 | New |
| Amussen Hunsaker Associates LLC | 31,125 | $1.40M | 0.33% | −375−1.2% | Reduced |
| Advisor Group Holdings, Inc. | 31,706 | $1.36M | 0.00% | −697−2.2% | Reduced |
| Metropolitan Life Insurance Co | 30,874 | $1.33M | 0.02% | −1,447−4.5% | Reduced |
| Mission Wealth Management, LP | 30,757 | $1.32M | 0.06% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 30,621 | $1.32M | 0.00% | −74,552−70.9% | Reduced |
| Russell Investments Group, Ltd. | 29,564 | $1.27M | 0.00% | −1,867−5.9% | Reduced |
| Citizens Business Bank | 14,520 | $1.25M | 0.15% | 00.0% | Unchanged |