Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Cathay General Bancorp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 236
- +11 vs. Q3 2021
- Shares held
- 52.1M
- −1.57M (−2.9%) vs. Q3 2021
- Total value
- $2.24B
- +$19.6M (+0.9%) vs. Q3 2021
- New holders
- 37
- 65 more added
- Sold out
- 26
- 91 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 28,451 | $1.22M | 0.00% | +10,391+57.5% | Added |
| Assenagon Asset Management S.A. | 28,461 | $1.22M | 0.00% | +28,461 | New |
| Voya Investment Management LLC | 28,099 | $1.21M | 0.00% | −1,457−4.9% | Reduced |
| Canada Pension Plan Investment Board | 27,900 | $1.20M | 0.00% | +27,900 | New |
| Hillsdale Investment Management Inc. | 27,200 | $1.17M | 0.08% | 00.0% | Unchanged |
| Dean Investment Associates, LLC | 26,662 | $1.15M | 0.20% | −7,537−22.0% | Reduced |
| Ameritas Investment Partners, Inc. | 26,457 | $1.14M | 0.04% | 00.0% | Unchanged |
| Jackson Creek Investment Advisors LLC | 26,405 | $1.14M | 0.41% | +26,405 | New |
| AlphaCrest Capital Management LLC | 26,129 | $1.12M | 0.04% | −19,736−43.0% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 25,603 | $1.10M | 0.01% | −219−0.8% | Reduced |
| Oregon Public Employees Retirement Fund | 25,381 | $1.09M | 0.01% | +318+1.3% | Added |
| First Republic Investment Management, Inc. | 24,197 | $1.04M | 0.00% | −792−3.2% | Reduced |
| DuPont Capital Management Corp | 24,062 | $1.03M | 0.04% | +13,288+123.3% | Added |
| Ensign Peak Advisors, Inc | 23,458 | $1.01M | 0.00% | −36,400−60.8% | Reduced |
| Affinity Investment Advisors, LLC | 23,181 | $997.0K | 0.40% | +199+0.9% | Added |
| ProShare Advisors LLC | 23,175 | $997.0K | 0.00% | +8,143+54.2% | Added |
| Squarepoint Ops LLC | 22,801 | $980.0K | 0.00% | +22,801 | New |
| Captrust Financial Advisors | 22,531 | $969.0K | 0.01% | −896−3.8% | Reduced |
| M&T Bank Corp | 22,289 | $958.0K | 0.00% | −957−4.1% | Reduced |
| Shell Asset Management Co | 21,108 | $907.0K | 0.02% | +645+3.2% | Added |
| Ontario Teachers Pension Plan Board | 21,029 | $904.0K | 0.01% | +4,523+27.4% | Added |
| Dynamic Technology Lab Private Ltd | 20,900 | $898.0K | 0.10% | +1,350+6.9% | Added |
| Price T Rowe Associates Inc | 20,794 | $894.0K | 0.00% | −1,259−5.7% | Reduced |
| Two Sigma Advisers, LP | 20,600 | $886.0K | 0.00% | −13,400−39.4% | Reduced |
| Thrivent Financial for Lutherans | 20,456 | $879.0K | 0.00% | −52−0.3% | Reduced |
| Susquehanna International Group, LLP | 20,038 | $861.0K | 0.00% | +3,616+22.0% | Added |
| Arizona State Retirement System | 19,985 | $859.0K | 0.01% | −631−3.1% | Reduced |
| Louisiana State Employees Retirement System | 19,900 | $856.0K | 0.02% | 00.0% | Unchanged |
| State of Michigan Retirement System | 19,539 | $840.0K | 0.00% | 00.0% | Unchanged |
| Dean Capital Management | 18,021 | $775.0K | 0.67% | −4,109−18.6% | Reduced |
| Los Angeles Capital Management LLC | 17,754 | $763.0K | 0.00% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 16,888 | $726.0K | 0.00% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 15,610 | $671.0K | 0.03% | −264−1.7% | Reduced |
| Commerce Bank | 15,505 | $667.0K | 0.00% | −49−0.3% | Reduced |
| New Mexico Educational Retirement Board | 15,500 | $666.0K | 0.02% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 15,332 | $659.0K | 0.00% | +7,707+101.1% | Added |
| Teacher Retirement System of Texas | 14,312 | $615.0K | 0.00% | +2,143+17.6% | Added |
| Federated Hermes, Inc. | 14,155 | $609.0K | 0.00% | −2,278−13.9% | Reduced |
| Cornercap Investment Counsel Inc | 13,499 | $580.0K | 0.08% | +13,499 | New |
| Teachers Retirement System of the State of Kentucky | 13,312 | $572.0K | 0.01% | 00.0% | Unchanged |
| Connecticut Wealth Management, LLC | 13,083 | $562.0K | 0.04% | −4,433−25.3% | Reduced |
| Stonnington Group, LLC | 12,000 | $558.0K | 0.12% | 00.0% | Unchanged |
| First Hawaiian Bank | 12,890 | $554.0K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Investment Management Company, LLC | 12,802 | $550.0K | 0.01% | −109−0.8% | Reduced |
| Gsa Capital Partners LLP | 12,398 | $533.0K | 0.07% | +12,398 | New |
| Coldstream Capital Management Inc | 12,241 | $526.0K | 0.02% | +2,479+25.4% | Added |
| Man Group plc | 12,084 | $520.0K | 0.00% | +12,084 | New |
| Xponance, Inc. | 11,357 | $488.0K | 0.01% | −169−1.5% | Reduced |
| State of Alaska, Department of Revenue | 11,174 | $480.0K | 0.00% | −1,155−9.4% | Reduced |
| Brinker Capital Investments, LLC | 10,700 | $460.0K | 0.01% | +651+6.5% | Added |
| IndexIQ Advisors LLC | 10,356 | $445.0K | 0.01% | −669−6.1% | Reduced |
| Pathstone Family Office, LLC | 9,660 | $416.0K | 0.01% | −83−0.9% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,623 | $414.0K | 0.00% | +2,461+34.4% | Added |
| GW Henssler & Associates Ltd | 9,435 | $406.0K | 0.03% | +9,435 | New |
| The PNC Financial Services Group, Inc. | 9,402 | $405.0K | 0.00% | −488−4.9% | Reduced |
| Paloma Partners Management Co | 9,334 | $401.0K | 0.01% | +9,334 | New |
| Alps Advisors Inc | 9,260 | $398.0K | 0.00% | +116+1.3% | Added |
| Mraz, Amerine & Associates, Inc. | 9,185 | $395.0K | 0.10% | 00.0% | Unchanged |
| SEI Investments Co | 9,122 | $392.0K | 0.00% | −4,390−32.5% | Reduced |
| Jupiter Asset Management Ltd | 8,631 | $372.0K | 0.00% | +8,631 | New |
| Commonwealth Equity Services, LLC | 8,505 | $365.0K | 0.00% | +32+0.4% | Added |
| Allianz Asset Management GmbH | 8,422 | $362.0K | 0.00% | −555−6.2% | Reduced |
| Cetera Advisor Networks LLC | 8,127 | $349.0K | 0.00% | +1,608+24.7% | Added |
| US Bancorp | 8,043 | $346.0K | 0.00% | +186+2.4% | Added |
| Sciencast Management LP | 7,590 | $341.0K | 0.06% | +7,590 | New |
| Pacer Advisors, Inc. | 7,788 | $335.0K | 0.00% | +93+1.2% | Added |
| Berkeley, Inc | 7,609 | $327.1K | 0.22% | +7,609 | New |
| HRT Financial LP | 7,548 | $324.0K | 0.00% | −15,278−66.9% | Reduced |
| Bank of Montreal | 6,977 | $302.0K | 0.00% | −597,941−98.8% | Reduced |
| Jane Street Group, LLC | 7,027 | $302.0K | 0.00% | −8,052−53.4% | Reduced |
| Securian Asset Management, Inc | 6,909 | $297.0K | 0.01% | −100−1.4% | Reduced |
| STRS Ohio | 6,900 | $296.0K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 6,631 | $285.0K | 0.00% | −1,160−14.9% | Reduced |
| SG Americas Securities, LLC | 6,609 | $284.0K | 0.00% | −31,919−82.8% | Reduced |
| Meritage Portfolio Management | 6,263 | $269.0K | 0.02% | +319+5.4% | Added |
| HSBC Holdings PLC | 6,123 | $263.0K | 0.00% | +6,123 | New |
| Citizens Financial Group Inc | 6,007 | $258.0K | 0.01% | −1,612−21.2% | Reduced |
| Jefferies Group LLC | 5,932 | $255.0K | 0.00% | +123+2.1% | Added |
| Rice Hall James & Associates, LLC | 5,940 | $255.0K | 0.01% | 00.0% | Unchanged |
| Profund Advisors LLC | 5,918 | $254.0K | 0.01% | +242+4.3% | Added |
| CWM Advisors, LLC | 5,822 | $250.0K | 0.03% | +80+1.4% | Added |
| Crossmark Global Holdings, Inc. | 5,750 | $247.0K | 0.01% | +160+2.9% | Added |
| Weil Company, Inc. | 5,350 | $230.0K | 0.11% | 00.0% | Unchanged |
| Palouse Capital Management, Inc. | 5,000 | $215.0K | 0.09% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 4,946 | $213.0K | 0.00% | +4,946 | New |
| Versor Investments LP | 4,900 | $211.0K | 0.01% | +4,900 | New |
| First Citizens Bank & Trust Co | 4,774 | $205.0K | 0.01% | +4,774 | New |
| Greenleaf Trust | 4,733 | $203.0K | 0.00% | +4,733 | New |
| Tower Research Capital LLC (TRC) | 3,912 | $168.0K | 0.00% | −1,216−23.7% | Reduced |
| Public Employees Retirement System of Ohio | 3,334 | $143.0K | 0.00% | −37−1.1% | Reduced |
| Bessemer Group Inc | 3,094 | $133.0K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 2,300 | $99.0K | 0.00% | −100−4.2% | Reduced |
| State of Wyoming | 2,280 | $98.0K | 0.05% | −84−3.6% | Reduced |
| Public Employees Retirement Association of Colorado | 1,965 | $84.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 1,950 | $84.0K | 0.01% | +25+1.3% | Added |
| Fieldpoint Private Securities, LLC | 1,808 | $78.0K | 0.02% | −161−8.2% | Reduced |
| Assetmark, Inc | 1,475 | $63.0K | 0.00% | 00.0% | Unchanged |
| Barrow Hanley Mewhinney & Strauss LLC | 1,398 | $60.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,270 | $55.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 1,186 | $51.0K | 0.01% | −476−28.6% | Reduced |