Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Cathay General Bancorp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 217
- −3 vs. Q2 2023
- Shares held
- 54.5M
- +3.81M (+7.5%) vs. Q2 2023
- Total value
- $1.90B
- +$262.3M (+16.1%) vs. Q2 2023
- New holders
- 32
- 82 more added
- Sold out
- 35
- 69 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 9,585,763 | $333.2M | 0.01% | +569,570+6.3% | Added |
| Vanguard Group Inc | 8,058,670 | $280.1M | 0.01% | +749,370+10.3% | Added |
| Dimensional Fund Advisors LP | 3,700,025 | $128.6M | 0.04% | +118,253+3.3% | Added |
| State Street Corp | 3,162,283 | $109.9M | 0.01% | +19,090+0.6% | Added |
| Goldman Sachs Group Inc | 2,541,301 | $88.3M | 0.02% | +2,027,697+394.8% | Added |
| Charles Schwab Investment Management Inc | 2,027,984 | $70.5M | 0.02% | +82,525+4.2% | Added |
| Massachusetts Financial Services Co | 1,654,350 | $57.5M | 0.02% | +75,749+4.8% | Added |
| Principal Financial Group Inc | 1,540,402 | $53.5M | 0.04% | +124,851+8.8% | Added |
| Geode Capital Management, LLC | 1,518,641 | $52.8M | 0.01% | +23,333+1.6% | Added |
| LSV Asset Management | 1,143,840 | $39.8M | 0.09% | −82,900−6.8% | Reduced |
| T. Rowe Price Investment Management, Inc. | 1,115,031 | $38.8M | 0.03% | +14,016+1.3% | Added |
| Northern Trust Corp | 1,014,573 | $35.3M | 0.01% | −143,759−12.4% | Reduced |
| Boston Trust Walden Corp | 967,152 | $33.6M | 0.28% | +58,727+6.5% | Added |
| Nuveen Asset Management, LLC | 937,820 | $32.6M | 0.01% | +43,298+4.8% | Added |
| Invesco Ltd. | 927,544 | $32.2M | 0.01% | −370,837−28.6% | Reduced |
| Bank of New York Mellon Corp | 884,739 | $30.8M | 0.01% | −74,742−7.8% | Reduced |
| GW&K Investment Management, LLC | 852,117 | $29.6M | 0.30% | +10,154+1.2% | Added |
| Ameriprise Financial Inc | 840,415 | $29.2M | 0.01% | +133,287+18.8% | Added |
| Morgan Stanley | 823,889 | $28.6M | 0.00% | +260,073+46.1% | Added |
| American Century Companies Inc | 738,787 | $25.7M | 0.02% | +83,370+12.7% | Added |
| First Trust Advisors LP | 727,512 | $25.3M | 0.03% | +83,334+12.9% | Added |
| Assenagon Asset Management S.A. | 723,197 | $25.1M | 0.09% | +723,197 | New |
| Norges Bank | 640,764 | $22.3M | 0.00% | +9,107+1.4% | Added |
| Arrowstreet Capital, Limited Partnership | 443,277 | $15.4M | 0.02% | +339,573+327.4% | Added |
| Glenmede Trust Co NA | 423,914 | $14.7M | 0.08% | +107,888+34.1% | Added |
| Jupiter Asset Management Ltd | 334,678 | $11.6M | 0.13% | +246,622+280.1% | Added |
| AQR Capital Management LLC | 264,381 | $9.13M | 0.02% | −54,183−17.0% | Reduced |
| Rhumbline Advisers | 243,848 | $8.48M | 0.01% | −35,079−12.6% | Reduced |
| Stieven Capital Advisors, L.P. | 235,591 | $8.19M | 2.13% | +235,591 | New |
| Hotchkis & Wiley Capital Management LLC | 233,275 | $8.11M | 0.03% | −95,260−29.0% | Reduced |
| Bank of America Corp | 218,189 | $7.58M | 0.00% | −17,898−7.6% | Reduced |
| Cambria Investment Management, L.P. | 197,984 | $6.88M | 0.56% | +15,456+8.5% | Added |
| Legal & General Group Plc | 197,212 | $6.86M | 0.00% | +90,825+85.4% | Added |
| Wells Fargo & Company | 178,594 | $6.21M | 0.00% | −14,462−7.5% | Reduced |
| Brandywine Global Investment Management, LLC | 176,738 | $6.14M | 0.05% | −2,784−1.6% | Reduced |
| National Bank of Canada | 177,000 | $6.06M | 0.01% | +177,000 | New |
| Canada Pension Plan Investment Board | 173,000 | $6.01M | 0.01% | +173,000 | New |
| Raymond James & Associates | 165,532 | $5.75M | 0.00% | −403−0.2% | Reduced |
| Congress Asset Management Co | 160,099 | $5.57M | 0.05% | +219+0.1% | Added |
| New York State Teachers Retirement System | 158,597 | $5.51M | 0.01% | +976+0.6% | Added |
| Nordea Investment Management AB | 154,133 | $5.32M | 0.01% | −2,667−1.7% | Reduced |
| Swiss National Bank | 151,500 | $5.27M | 0.00% | +1,800+1.2% | Added |
| JPMorgan Chase & Co | 143,354 | $4.98M | 0.00% | −143,066−49.9% | Reduced |
| Prudential Financial Inc | 124,599 | $4.33M | 0.01% | +69,424+125.8% | Added |
| Credit Suisse AG | 109,894 | $3.82M | 0.00% | −4,005−3.5% | Reduced |
| Dean Investment Associates, LLC | 103,150 | $3.59M | 0.59% | +17,751+20.8% | Added |
| Alliancebernstein L.P. | 101,636 | $3.53M | 0.00% | −134,278−56.9% | Reduced |
| Holocene Advisors, LP | 100,326 | $3.49M | 0.02% | −428,727−81.0% | Reduced |
| Barclays PLC | 94,676 | $3.29M | 0.00% | −20,623−17.9% | Reduced |
| Public Sector Pension Investment Board | 89,654 | $3.12M | 0.02% | +89,654 | New |
| Victory Capital Management Inc | 84,087 | $2.92M | 0.00% | +3,908+4.9% | Added |
| Envestnet Asset Management Inc | 82,876 | $2.88M | 0.00% | +29,513+55.3% | Added |
| UBS Asset Management Americas Inc | 82,744 | $2.88M | 0.00% | −9,907−10.7% | Reduced |
| Smith, Graham & Co., Investment Advisors, LP | 78,548 | $2.73M | 0.34% | −697−0.9% | Reduced |
| Wedge Capital Management L L P | 76,834 | $2.67M | 0.05% | −62,373−44.8% | Reduced |
| California State Teachers Retirement System | 76,264 | $2.65M | 0.00% | −5,295−6.5% | Reduced |
| Thrivent Financial for Lutherans | 71,545 | $2.49M | 0.01% | +47,022+191.7% | Added |
| Comerica Bank | 63,310 | $2.20M | 0.01% | +43,054+212.5% | Added |
| Texas Permanent School Fund | 61,604 | $2.14M | 0.02% | −438−0.7% | Reduced |
| Great West Life Assurance Co | 60,868 | $2.11M | 0.01% | +20,757+51.7% | Added |
| Algert Global LLC | 58,169 | $2.02M | 0.10% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 55,800 | $1.94M | 0.01% | +8,864+18.9% | Added |
| Mercer Global Advisors Inc | 53,865 | $1.87M | 0.01% | −11,502−17.6% | Reduced |
| Citigroup Inc | 53,760 | $1.87M | 0.00% | −19,508−26.6% | Reduced |
| State Board of Administration of Florida Retirement System | 53,391 | $1.86M | 0.00% | −6,763−11.2% | Reduced |
| Virginia Retirement Systems Et Al | 53,000 | $1.84M | 0.02% | +3,700+7.5% | Added |
| SG Americas Securities, LLC | 52,672 | $1.83M | 0.02% | +52,672 | New |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 48,494 | $1.69M | 0.01% | +13,431+38.3% | Added |
| Guggenheim Capital LLC | 48,408 | $1.68M | 0.01% | +6,688+16.0% | Added |
| Macquarie Group Ltd | 47,800 | $1.66M | 0.00% | 00.0% | Unchanged |
| Putnam Investments LLC | 46,556 | $1.62M | 0.00% | −405−0.9% | Reduced |
| Omers Administration Corp | 46,436 | $1.61M | 0.02% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 45,161 | $1.57M | 0.02% | +36,169+402.2% | Added |
| Rafferty Asset Management, LLC | 42,367 | $1.47M | 0.01% | −17,486−29.2% | Reduced |
| Balyasny Asset Management LLC | 42,342 | $1.47M | 0.00% | +6,882+19.4% | Added |
| Legato Capital Management LLC | 41,314 | $1.44M | 0.21% | +7,273+21.4% | Added |
| Dean Capital Management | 41,314 | $1.44M | 1.08% | +7,273+21.4% | Added |
| Ontario Teachers Pension Plan Board | 39,736 | $1.38M | 0.01% | −11,324−22.2% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 39,153 | $1.36M | 0.00% | +2,243+6.1% | Added |
| American International Group, Inc. | 38,315 | $1.33M | 0.01% | −103,935−73.1% | Reduced |
| Alberta Investment Management Corp | 37,100 | $1.29M | 0.01% | 00.0% | Unchanged |
| MetLife Investment Management | 37,069 | $1.29M | 0.01% | −42,033−53.1% | Reduced |
| Louisiana State Employees Retirement System | 36,900 | $1.28M | 0.03% | +15,700+74.1% | Added |
| BNP Paribas Arbitrage, SA | 36,110 | $1.26M | 0.00% | +17,142+90.4% | Added |
| Price T Rowe Associates Inc | 36,039 | $1.25M | 0.00% | +4,123+12.9% | Added |
| Yousif Capital Management, LLC | 35,910 | $1.25M | 0.02% | +280+0.8% | Added |
| First Republic Investment Management, Inc. | 34,750 | $1.21M | 0.00% | −198−0.6% | Reduced |
| Manufacturers Life Insurance Company, The | 34,743 | $1.21M | 0.00% | −43,922−55.8% | Reduced |
| Deutsche Bank AG | 33,111 | $1.15M | 0.00% | +3,597+12.2% | Added |
| Two Sigma Advisers, LP | 32,800 | $1.14M | 0.00% | −30,300−48.0% | Reduced |
| ORG Partners LLC | 32,606 | $1.13M | 0.33% | −7,747−19.2% | Reduced |
| Janus Henderson Group PLC | 32,502 | $1.13M | 0.00% | +30.0% | Added |
| Franklin Resources Inc | 32,340 | $1.12M | 0.00% | −319−1.0% | Reduced |
| Cornercap Investment Counsel Inc | 31,026 | $1.08M | 0.20% | −450−1.4% | Reduced |
| Advisor Group Holdings, Inc. | 30,924 | $1.07M | 0.00% | +185+0.6% | Added |
| Mission Wealth Management, LP | 30,757 | $1.07M | 0.04% | 00.0% | Unchanged |
| Walleye Capital LLC | 30,687 | $1.07M | 0.02% | +30,687 | New |
| Amussen Hunsaker Associates LLC | 31,126 | $1.06M | 0.24% | 00.0% | Unchanged |
| Citizens Business Bank | 14,520 | $1.01M | 0.24% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 28,868 | $1.00M | 0.00% | +26+0.1% | Added |