Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Cathay General Bancorp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- +13 vs. Q3 2023
- Shares held
- 54.5M
- +34.0K (+0.1%) vs. Q3 2023
- Total value
- $2.43B
- +$536.0M (+28.3%) vs. Q3 2023
- New holders
- 35
- 64 more added
- Sold out
- 22
- 92 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 10,656,594 | $475.0M | 0.01% | +1,070,831+11.2% | Added |
| Vanguard Group Inc | 8,254,816 | $367.9M | 0.01% | +196,146+2.4% | Added |
| Dimensional Fund Advisors LP | 3,850,356 | $171.6M | 0.05% | +150,331+4.1% | Added |
| State Street Corp | 3,687,347 | $164.3M | 0.01% | +525,064+16.6% | Added |
| Charles Schwab Investment Management Inc | 2,053,405 | $91.5M | 0.02% | +25,421+1.3% | Added |
| Geode Capital Management, LLC | 1,587,545 | $70.8M | 0.01% | +68,904+4.5% | Added |
| Massachusetts Financial Services Co | 1,556,633 | $69.4M | 0.02% | −97,717−5.9% | Reduced |
| Principal Financial Group Inc | 1,489,514 | $66.4M | 0.04% | −50,888−3.3% | Reduced |
| Goldman Sachs Group Inc | 1,287,421 | $57.4M | 0.01% | −1,253,880−49.3% | Reduced |
| T. Rowe Price Investment Management, Inc. | 1,206,496 | $53.8M | 0.03% | +91,465+8.2% | Added |
| Invesco Ltd. | 1,094,473 | $48.8M | 0.01% | +166,929+18.0% | Added |
| LSV Asset Management | 1,053,340 | $46.9M | 0.10% | −90,500−7.9% | Reduced |
| Northern Trust Corp | 1,020,707 | $45.5M | 0.01% | +6,134+0.6% | Added |
| Boston Trust Walden Corp | 970,537 | $43.3M | 0.33% | +3,385+0.3% | Added |
| Bank of New York Mellon Corp | 900,708 | $40.1M | 0.01% | +15,969+1.8% | Added |
| American Century Companies Inc | 868,519 | $38.7M | 0.03% | +129,732+17.6% | Added |
| First Trust Advisors LP | 861,364 | $38.4M | 0.04% | +133,852+18.4% | Added |
| Nuveen Asset Management, LLC | 830,119 | $37.0M | 0.01% | −107,701−11.5% | Reduced |
| GW&K Investment Management, LLC | 798,849 | $35.6M | 0.33% | −53,268−6.3% | Reduced |
| Norges Bank | 775,481 | $34.6M | 0.01% | +134,717+21.0% | Added |
| Ameriprise Financial Inc | 755,434 | $33.7M | 0.01% | −84,981−10.1% | Reduced |
| Morgan Stanley | 749,365 | $33.4M | 0.00% | −74,524−9.0% | Reduced |
| Glenmede Trust Co NA | 412,666 | $18.4M | 0.10% | −11,248−2.7% | Reduced |
| Jupiter Asset Management Ltd | 330,722 | $14.7M | 0.15% | −3,956−1.2% | Reduced |
| Holocene Advisors, LP | 301,777 | $13.5M | 0.05% | +201,451+200.8% | Added |
| Bank of America Corp | 274,437 | $12.2M | 0.00% | +56,248+25.8% | Added |
| Rhumbline Advisers | 243,149 | $10.8M | 0.01% | −699−0.3% | Reduced |
| Stieven Capital Advisors, L.P. | 235,591 | $10.5M | 2.25% | 00.0% | Unchanged |
| Cambria Investment Management, L.P. | 227,914 | $10.2M | 0.71% | +29,930+15.1% | Added |
| Hotchkis & Wiley Capital Management LLC | 222,705 | $9.93M | 0.04% | −10,570−4.5% | Reduced |
| Arrowstreet Capital, Limited Partnership | 206,906 | $9.22M | 0.01% | −236,371−53.3% | Reduced |
| JPMorgan Chase & Co | 204,525 | $9.12M | 0.00% | +61,171+42.7% | Added |
| Legal & General Group Plc | 196,166 | $8.74M | 0.00% | −1,046−0.5% | Reduced |
| Brandywine Global Investment Management, LLC | 195,623 | $8.72M | 0.07% | +18,885+10.7% | Added |
| Nordea Investment Management AB | 178,450 | $8.00M | 0.01% | +24,317+15.8% | Added |
| Wells Fargo & Company | 176,676 | $7.87M | 0.00% | −1,918−1.1% | Reduced |
| Barclays PLC | 164,357 | $7.33M | 0.00% | +69,681+73.6% | Added |
| Raymond James & Associates | 162,925 | $7.26M | 0.01% | −2,607−1.6% | Reduced |
| Congress Asset Management Co | 159,561 | $7.11M | 0.06% | −538−0.3% | Reduced |
| Public Sector Pension Investment Board | 150,757 | $6.72M | 0.05% | +61,103+68.2% | Added |
| New York State Teachers Retirement System | 147,214 | $6.56M | 0.01% | −11,383−7.2% | Reduced |
| Swiss National Bank | 135,800 | $6.05M | 0.00% | −15,700−10.4% | Reduced |
| Wedge Capital Management L L P | 130,240 | $5.80M | 0.10% | +53,406+69.5% | Added |
| Prudential Financial Inc | 123,013 | $5.48M | 0.01% | −1,586−1.3% | Reduced |
| Citigroup Inc | 108,997 | $4.86M | 0.01% | +55,237+102.7% | Added |
| Victory Capital Management Inc | 103,285 | $4.60M | 0.00% | +19,198+22.8% | Added |
| Credit Suisse AG | 99,157 | $4.42M | 0.00% | −10,737−9.8% | Reduced |
| Alliancebernstein L.P. | 98,486 | $4.39M | 0.00% | −3,150−3.1% | Reduced |
| Rafferty Asset Management, LLC | 96,924 | $4.32M | 0.02% | +54,557+128.8% | Added |
| Comerica Bank | 86,114 | $3.84M | 0.02% | +22,804+36.0% | Added |
| UBS Asset Management Americas Inc | 85,067 | $3.79M | 0.00% | +2,323+2.8% | Added |
| Dean Investment Associates, LLC | 84,772 | $3.78M | 0.54% | −18,378−17.8% | Reduced |
| Envestnet Asset Management Inc | 81,270 | $3.62M | 0.00% | −1,606−1.9% | Reduced |
| California State Teachers Retirement System | 72,882 | $3.25M | 0.00% | −3,382−4.4% | Reduced |
| Smith, Graham & Co., Investment Advisors, LP | 71,253 | $3.18M | 0.37% | −7,295−9.3% | Reduced |
| Thrivent Financial for Lutherans | 69,682 | $3.11M | 0.01% | −1,863−2.6% | Reduced |
| Texas Permanent School Fund | 62,758 | $2.80M | 0.02% | +1,154+1.9% | Added |
| Great West Life Assurance Co | 57,931 | $2.58M | 0.01% | −2,937−4.8% | Reduced |
| HSBC Holdings PLC | 55,651 | $2.49M | 0.00% | +55,651 | New |
| Mercer Global Advisors Inc | 54,786 | $2.44M | 0.01% | +921+1.7% | Added |
| State Board of Administration of Florida Retirement System | 53,391 | $2.38M | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 52,326 | $2.33M | 0.01% | +9,984+23.6% | Added |
| Susquehanna International Group, LLP | 48,787 | $2.17M | 0.00% | +35,335+262.7% | Added |
| UBS Group AG | 46,714 | $2.08M | 0.00% | +44,817+2,362.5% | Added |
| Willner & Heller, LLC | 45,194 | $2.01M | 2.25% | +45,194 | New |
| Putnam Investments LLC | 45,127 | $2.01M | 0.00% | −1,429−3.1% | Reduced |
| State of Alaska, Department of Revenue | 44,694 | $1.99M | 0.02% | −467−1.0% | Reduced |
| Edgestream Partners, L.P. | 41,139 | $1.83M | 0.13% | +19,844+93.2% | Added |
| Mirae Asset Global Investments Co., Ltd. | 41,118 | $1.83M | 0.00% | +1,965+5.0% | Added |
| Illinois Municipal Retirement Fund | 40,486 | $1.80M | 0.03% | +40,486 | New |
| Susquehanna Portfolio Strategies, LLC | 39,858 | $1.78M | 0.03% | +39,858 | New |
| American International Group, Inc. | 37,995 | $1.69M | 0.01% | −320−0.8% | Reduced |
| Price T Rowe Associates Inc | 37,501 | $1.67M | 0.00% | +1,462+4.1% | Added |
| Alberta Investment Management Corp | 37,100 | $1.65M | 0.02% | 00.0% | Unchanged |
| MetLife Investment Management | 36,532 | $1.63M | 0.01% | −537−1.4% | Reduced |
| State of Tennessee, Treasury Department | 36,471 | $1.63M | 0.01% | −19,329−34.6% | Reduced |
| Louisiana State Employees Retirement System | 36,300 | $1.62M | 0.03% | −600−1.6% | Reduced |
| Yousif Capital Management, LLC | 35,905 | $1.60M | 0.02% | −50.0% | Reduced |
| AQR Capital Management LLC | 35,713 | $1.59M | 0.00% | −228,668−86.5% | Reduced |
| Manufacturers Life Insurance Company, The | 34,134 | $1.52M | 0.00% | −609−1.8% | Reduced |
| Deutsche Bank AG | 33,123 | $1.48M | 0.00% | +120.0% | Added |
| Royal Bank of Canada | 32,912 | $1.47M | 0.00% | +14,062+74.6% | Added |
| Janus Henderson Group PLC | 32,447 | $1.45M | 0.00% | −55−0.2% | Reduced |
| Franklin Resources Inc | 31,747 | $1.41M | 0.00% | −593−1.8% | Reduced |
| Amussen Hunsaker Associates LLC | 31,126 | $1.39M | 0.28% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 30,778 | $1.37M | 0.00% | −146−0.5% | Reduced |
| Mission Wealth Management, LP | 30,757 | $1.37M | 0.05% | 00.0% | Unchanged |
| Macquarie Group Ltd | 30,000 | $1.34M | 0.00% | −17,800−37.2% | Reduced |
| Citizens Business Bank | 14,520 | $1.29M | 0.29% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 28,984 | $1.29M | 0.00% | +3,529+13.9% | Added |
| Legato Capital Management LLC | 28,719 | $1.28M | 0.17% | −12,595−30.5% | Reduced |
| Dean Capital Management | 28,719 | $1.28M | 0.79% | −12,595−30.5% | Reduced |
| Ontario Teachers Pension Plan Board | 28,428 | $1.27M | 0.01% | −11,308−28.5% | Reduced |
| New York State Common Retirement Fund | 28,306 | $1.26M | 0.00% | −562−1.9% | Reduced |
| Ensign Peak Advisors, Inc | 27,758 | $1.24M | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 27,757 | $1.24M | 0.00% | −749−2.6% | Reduced |
| Amalgamated Bank | 27,056 | $1.21M | 0.01% | −860−3.1% | Reduced |
| Royce & Associates LP | 26,996 | $1.20M | 0.01% | +26,996 | New |
| Maryland State Retirement & Pension System | 26,404 | $1.18M | 0.02% | −313−1.2% | Reduced |
| Guggenheim Capital LLC | 26,156 | $1.17M | 0.01% | −22,252−46.0% | Reduced |