Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Cathay General Bancorp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- +13 vs. Q3 2023
- Shares held
- 54.5M
- +34.0K (+0.1%) vs. Q3 2023
- Total value
- $2.43B
- +$536.0M (+28.3%) vs. Q3 2023
- New holders
- 35
- 64 more added
- Sold out
- 22
- 92 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smartleaf Asset Management LLC | 12 | $0 | 0.00% | +12 | New |
| Tfo-TDC, LLC | 3 | $134 | 0.00% | −17−85.0% | Reduced |
| Hexagon Capital Partners LLC | 4 | $179 | 0.00% | +4 | New |
| DiNuzzo Private Wealth, Inc. | 10 | $446 | 0.00% | +10 | New |
| SJS Investment Consulting Inc. | 20 | $892 | 0.00% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 21 | $936 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 25 | $1.07K | 0.00% | −2−7.4% | Reduced |
| Denali Advisors LLC | 24 | $1.07K | 0.00% | +24 | New |
| SRS Capital Advisors, Inc. | 25 | $1.11K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 33 | $1.47K | 0.00% | −28−45.9% | Reduced |
| Farmers & Merchants Investments Inc | 33 | $1.47K | 0.00% | 00.0% | Unchanged |
| Headlands Technologies LLC | 41 | $1.83K | 0.00% | −157−79.3% | Reduced |
| Parkside Financial Bank & Trust | 44 | $1.96K | 0.00% | +11+33.3% | Added |
| Principal Securities, Inc. | 59 | $2.63K | 0.00% | +59 | New |
| Farther Finance Advisors, LLC | 61 | $2.72K | 0.00% | +61 | New |
| LGT Financial Advisors LLC | 81 | $3.61K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 101 | $4.00K | 0.00% | −109−51.9% | Reduced |
| Clearstead Advisors, LLC | 113 | $5.04K | 0.00% | +52+85.2% | Added |
| Planning Capital Management Corp | 116 | $5.17K | 0.00% | +116 | New |
| Park Place Capital Corp | 130 | $5.79K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 130 | $5.79K | 0.00% | +130 | New |
| Psagot Value Holdings Ltd. / (Israel) | 124 | $6.00K | 0.00% | +124 | New |
| Private Wealth Management Group, LLC | 158 | $7.04K | 0.00% | +158 | New |
| Bell Investment Advisors, Inc | 167 | $7.44K | 0.00% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 216 | $7.52K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 180 | $8.02K | 0.00% | −87−32.6% | Reduced |
| Cetera Trust Company, N.A | 184 | $8.20K | 0.01% | +184 | New |
| Glassman Wealth Services | 213 | $9.49K | 0.00% | 00.0% | Unchanged |
| SYSTM Wealth Solutions LLC | 245 | $10.9K | 0.00% | +245 | New |
| Smithfield Trust Co | 280 | $12.0K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 276 | $12.3K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 401 | $17.9K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 445 | $20.0K | 0.00% | −16−3.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 514 | $22.9K | 0.00% | −339−39.7% | Reduced |
| Nomura Asset Management Co Ltd | 520 | $23.2K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 535 | $23.8K | 0.00% | −17−3.1% | Reduced |
| Fifth Third Bancorp | 570 | $25.4K | 0.00% | +10+1.8% | Added |
| JJJ Advisors Inc. | 685 | $30.5K | 0.01% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 853 | $38.0K | 0.00% | −3,407−80.0% | Reduced |
| Assetmark, Inc | 965 | $43.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,000 | $44.6K | 0.00% | +1,000 | New |
| Lindbrook Capital, LLC | 1,034 | $46.1K | 0.00% | −25−2.4% | Reduced |
| GAMMA Investing LLC | 1,232 | $50.7K | 0.01% | +1,232 | New |
| KBC Group NV | 1,181 | $53.0K | 0.00% | +397+50.6% | Added |
| Public Employees Retirement System of Ohio | 1,262 | $56.2K | 0.00% | +69+5.8% | Added |
| Signaturefd, LLC | 1,617 | $72.1K | 0.00% | −164−9.2% | Reduced |
| Amundi | 1,781 | $79.4K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 1,839 | $82.0K | 0.02% | +230+14.3% | Added |
| Public Employees Retirement Association of Colorado | 1,965 | $88.0K | 0.00% | 00.0% | Unchanged |
| STRS Ohio | 2,200 | $98.0K | 0.00% | −5,300−70.7% | Reduced |
| Quadrant Capital Group LLC | 2,426 | $108.1K | 0.01% | 00.0% | Unchanged |
| Mitsubishi UFJ Trust & Banking Corp | 2,465 | $109.9K | 0.00% | −677−21.5% | Reduced |
| Bessemer Group Inc | 3,152 | $140.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 3,596 | $160.3K | 0.00% | −145−3.9% | Reduced |
| Parallel Advisors, LLC | 3,656 | $163.0K | 0.00% | −305−7.7% | Reduced |
| Covestor Ltd | 3,646 | $163.0K | 0.11% | −2,376−39.5% | Reduced |
| Metropolitan Life Insurance Co | 4,006 | $178.5K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 4,996 | $222.7K | 0.00% | −7,405−59.7% | Reduced |
| Capstone Capital Wealth Advisors | 5,053 | $225.2K | 0.22% | +5,053 | New |
| Evergreen Capital Management LLC | 5,138 | $229.0K | 0.01% | +5,138 | New |
| Mariner, LLC | 5,248 | $233.9K | 0.00% | +5,248 | New |
| Weil Company, Inc. | 5,350 | $238.4K | 0.10% | +5,350 | New |
| CBOE Vest Financial, LLC | 5,369 | $239.3K | 0.01% | +5,369 | New |
| Algert Global LLC | 5,649 | $251.8K | 0.01% | −52,520−90.3% | Reduced |
| Vestcor Inc | 5,685 | $253.0K | 0.01% | +493+9.5% | Added |
| Prime Capital Investment Advisors, LLC | 6,302 | $280.9K | 0.00% | +247+4.1% | Added |
| Profund Advisors LLC | 6,523 | $290.7K | 0.01% | +6,523 | New |
| State of Wisconsin Investment Board | 6,539 | $291.4K | 0.00% | −2,961−31.2% | Reduced |
| EMC Capital Management | 6,701 | $299.0K | 0.20% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,760 | $301.3K | 0.00% | −125−1.8% | Reduced |
| Atria Wealth Solutions, Inc. | 6,791 | $302.7K | 0.00% | +9+0.1% | Added |
| Everence Capital Management Inc | 6,960 | $310.0K | 0.02% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 7,045 | $314.0K | 0.12% | +84+1.2% | Added |
| Two Sigma Investments, LP | 7,200 | $320.9K | 0.00% | +7,200 | New |
| Ameritas Investment Partners, Inc. | 7,202 | $321.0K | 0.01% | +289+4.2% | Added |
| Campbell & CO Investment Adviser LLC | 7,740 | $345.0K | 0.03% | +7,740 | New |
| Brinker Capital Investments, LLC | 7,997 | $351.7K | 0.00% | −301−3.6% | Reduced |
| Orion Portfolio Solutions, LLC | 7,997 | $351.7K | 0.00% | −301−3.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 7,984 | $355.8K | 0.02% | −6,361−44.3% | Reduced |
| Pictet Asset Management Holding SA | 8,257 | $368.0K | 0.00% | 00.0% | Unchanged |
| Bank of Montreal | 8,395 | $382.3K | 0.00% | +285+3.5% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 8,594 | $383.0K | 0.01% | −311−3.5% | Reduced |
| Alps Advisors Inc | 8,702 | $387.8K | 0.00% | −496−5.4% | Reduced |
| Shell Asset Management Co | 9,012 | $402.0K | 0.02% | −2,670−22.9% | Reduced |
| Versor Investments LP | 9,231 | $411.4K | 0.08% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 9,644 | $430.0K | 0.00% | +665+7.4% | Added |
| Commerce Bank | 9,770 | $435.4K | 0.00% | −120−1.2% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 9,828 | $438.0K | 0.00% | +226+2.4% | Added |
| Neuberger Berman Group LLC | 10,817 | $482.1K | 0.00% | +1,397+14.8% | Added |
| Creative Planning | 10,832 | $482.8K | 0.00% | −1,092−9.2% | Reduced |
| Natixis Advisors, L.P. | 11,131 | $496.0K | 0.00% | +11,131 | New |
| Winton Group Ltd | 11,782 | $525.1K | 0.04% | −1,154−8.9% | Reduced |
| Coldstream Capital Management Inc | 11,785 | $525.3K | 0.01% | +1,596+15.7% | Added |
| Handelsbanken Fonder AB | 11,988 | $534.0K | 0.00% | 00.0% | Unchanged |
| SEI Investments Co | 12,120 | $540.2K | 0.00% | +588+5.1% | Added |
| Advantage Alpha Capital Partners LP | 12,328 | $549.5K | 0.10% | +12,328 | New |
| O'Shaughnessy Asset Management, LLC | 12,424 | $553.7K | 0.01% | +12,424 | New |
| Mutual of America Capital Management LLC | 12,716 | $566.8K | 0.01% | +40.0% | Added |
| ProShare Advisors LLC | 13,129 | $585.2K | 0.00% | +2,478+23.3% | Added |
| LPL Financial LLC | 14,059 | $626.6K | 0.00% | −601−4.1% | Reduced |