Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Cathay General Bancorp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 244
- −6 vs. Q4 2022
- Shares held
- 50.3M
- −309.8K (−0.6%) vs. Q4 2022
- Total value
- $1.74B
- −$328.7M (−15.9%) vs. Q4 2022
- New holders
- 24
- 89 more added
- Sold out
- 30
- 98 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 8,749,118 | $302.0M | 0.01% | −133,696−1.5% | Reduced |
| Vanguard Group Inc | 7,420,615 | $256.2M | 0.01% | −3,1430.0% | Reduced |
| Dimensional Fund Advisors LP | 3,588,943 | $123.9M | 0.04% | +298,006+9.1% | Added |
| State Street Corp | 3,204,198 | $110.6M | 0.01% | +103,765+3.3% | Added |
| Charles Schwab Investment Management Inc | 1,912,782 | $66.0M | 0.02% | −119,099−5.9% | Reduced |
| Massachusetts Financial Services Co | 1,496,543 | $51.7M | 0.02% | −249,705−14.3% | Reduced |
| Geode Capital Management, LLC | 1,441,875 | $49.8M | 0.01% | +22,981+1.6% | Added |
| Principal Financial Group Inc | 1,370,261 | $47.3M | 0.03% | +104,923+8.3% | Added |
| LSV Asset Management | 1,284,168 | $44.3M | 0.10% | −13,520−1.0% | Reduced |
| Invesco Ltd. | 1,222,013 | $42.2M | 0.01% | −218,999−15.2% | Reduced |
| Northern Trust Corp | 1,146,239 | $39.6M | 0.01% | −39,842−3.4% | Reduced |
| Bank of New York Mellon Corp | 986,768 | $34.1M | 0.01% | −9,099−0.9% | Reduced |
| FMR LLC | 957,149 | $33.0M | 0.00% | +40.0% | Added |
| Boston Trust Walden Corp | 884,736 | $30.5M | 0.26% | −304,487−25.6% | Reduced |
| GW&K Investment Management, LLC | 859,640 | $29.7M | 0.29% | −201,982−19.0% | Reduced |
| Nuveen Asset Management, LLC | 835,062 | $28.8M | 0.01% | −113,456−12.0% | Reduced |
| Norges Bank | 746,675 | $25.8M | 0.01% | +11,987+1.6% | Added |
| Ameriprise Financial Inc | 710,553 | $24.5M | 0.01% | −173,893−19.7% | Reduced |
| American Century Companies Inc | 593,917 | $20.2M | 0.02% | +91,405+18.2% | Added |
| Morgan Stanley | 549,390 | $19.0M | 0.00% | −31,058−5.4% | Reduced |
| Goldman Sachs Group Inc | 523,670 | $18.1M | 0.00% | +4,327+0.8% | Added |
| First Trust Advisors LP | 517,235 | $17.9M | 0.02% | +315,042+155.8% | Added |
| AQR Capital Management LLC | 381,989 | $13.0M | 0.03% | −142,754−27.2% | Reduced |
| JPMorgan Chase & Co | 351,016 | $12.1M | 0.00% | +58,660+20.1% | Added |
| Holocene Advisors, LP | 350,877 | $12.1M | 0.06% | +45,393+14.9% | Added |
| Glenmede Trust Co NA | 308,389 | $10.6M | 0.06% | +3,961+1.3% | Added |
| Ceredex Value Advisors LLC | 304,787 | $10.5M | 0.16% | −17,507−5.4% | Reduced |
| Rhumbline Advisers | 283,446 | $9.79M | 0.01% | −5,445−1.9% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 266,685 | $9.21M | 0.04% | +26,910+11.2% | Added |
| Bank of America Corp | 253,510 | $8.75M | 0.00% | +29,531+13.2% | Added |
| Alliancebernstein L.P. | 240,418 | $8.30M | 0.00% | −3,409−1.4% | Reduced |
| Millennium Management LLC | 214,356 | $7.40M | 0.01% | +206,465+2,616.5% | Added |
| Cambria Investment Management, L.P. | 188,416 | $6.50M | 0.54% | +18,400+10.8% | Added |
| Wells Fargo & Company | 186,612 | $6.44M | 0.00% | +5,975+3.3% | Added |
| Citadel Advisors LLC | 181,640 | $6.27M | 0.01% | +152,617+525.8% | Added |
| Brandywine Global Investment Management, LLC | 179,401 | $6.19M | 0.05% | +40,382+29.0% | Added |
| Nordea Investment Management AB | 176,590 | $6.03M | 0.01% | −8,424−4.6% | Reduced |
| Raymond James & Associates | 168,498 | $5.82M | 0.01% | −3,080−1.8% | Reduced |
| Meritage Portfolio Management | 163,780 | $5.65M | 0.42% | +148,605+979.3% | Added |
| New York State Teachers Retirement System | 163,096 | $5.63M | 0.01% | −5,818−3.4% | Reduced |
| Sapience Investments, LLC | 159,775 | $5.52M | 1.27% | −10,480−6.2% | Reduced |
| Congress Asset Management Co | 158,530 | $5.47M | 0.05% | +9,599+6.4% | Added |
| Swiss National Bank | 152,600 | $5.27M | 0.00% | −18,300−10.7% | Reduced |
| American International Group, Inc. | 145,184 | $5.01M | 0.03% | −4,013−2.7% | Reduced |
| Legal & General Group Plc | 107,239 | $3.70M | 0.00% | +1,755+1.7% | Added |
| Credit Suisse AG | 105,032 | $3.63M | 0.00% | +2,081+2.0% | Added |
| Wedge Capital Management L L P | 101,926 | $3.52M | 0.06% | −2,587−2.5% | Reduced |
| Retirement Systems of Alabama | 95,046 | $3.28M | 0.01% | −3,034−3.1% | Reduced |
| UBS Asset Management Americas Inc | 92,651 | $3.20M | 0.00% | +7,858+9.3% | Added |
| Voya Investment Management LLC | 90,583 | $3.13M | 0.00% | +8,446+10.3% | Added |
| Ergoteles LLC | 89,200 | $3.08M | 0.12% | +89,200 | New |
| California State Teachers Retirement System | 88,064 | $3.04M | 0.00% | −2,216−2.5% | Reduced |
| Algert Global LLC | 84,569 | $2.92M | 0.14% | −17,422−17.1% | Reduced |
| Qube Research & Technologies Ltd | 82,393 | $2.84M | 0.02% | −3,957−4.6% | Reduced |
| Manufacturers Life Insurance Company, The | 81,784 | $2.82M | 0.00% | −3,617−4.2% | Reduced |
| MetLife Investment Management | 80,168 | $2.77M | 0.02% | −3,508−4.2% | Reduced |
| Smith, Graham & Co., Investment Advisors, LP | 80,011 | $2.76M | 0.34% | −1,934−2.4% | Reduced |
| State Board of Administration of Florida Retirement System | 73,644 | $2.54M | 0.01% | +860+1.2% | Added |
| Barclays PLC | 72,750 | $2.51M | 0.00% | +34,959+92.5% | Added |
| ExodusPoint Capital Management, LP | 69,780 | $2.41M | 0.03% | +69,780 | New |
| Texas Permanent School Fund | 63,410 | $2.19M | 0.02% | +13,382+26.7% | Added |
| Victory Capital Management Inc | 58,913 | $2.03M | 0.00% | −13,210−18.3% | Reduced |
| Mutual of America Capital Management LLC | 58,559 | $2.02M | 0.02% | −2,580−4.2% | Reduced |
| Susquehanna International Group, LLP | 55,649 | $1.92M | 0.00% | +42,753+331.5% | Added |
| Prudential Financial Inc | 55,383 | $1.91M | 0.00% | −58,725−51.5% | Reduced |
| Envestnet Asset Management Inc | 54,783 | $1.89M | 0.00% | −1,240−2.2% | Reduced |
| Mercer Global Advisors Inc | 52,699 | $1.82M | 0.01% | +9,923+23.2% | Added |
| HRT Financial LP | 51,307 | $1.77M | 0.02% | +51,307 | New |
| Putnam Investments LLC | 48,430 | $1.67M | 0.00% | −2,056−4.1% | Reduced |
| Ontario Teachers Pension Plan Board | 48,397 | $1.67M | 0.02% | −2,467−4.9% | Reduced |
| Great West Life Assurance Co | 48,260 | $1.67M | 0.00% | −400−0.8% | Reduced |
| Macquarie Group Ltd | 47,800 | $1.65M | 0.00% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 46,936 | $1.62M | 0.01% | −6,159−11.6% | Reduced |
| Deutsche Bank AG | 45,959 | $1.59M | 0.00% | +12,385+36.9% | Added |
| Amalgamated Bank | 45,866 | $1.58M | 0.01% | −3,885−7.8% | Reduced |
| Virginia Retirement Systems Et Al | 44,200 | $1.53M | 0.02% | −17,600−28.5% | Reduced |
| BNP Paribas Arbitrage, SA | 43,337 | $1.50M | 0.00% | +23,789+121.7% | Added |
| Rafferty Asset Management, LLC | 41,893 | $1.45M | 0.01% | +25,212+151.1% | Added |
| First Republic Investment Management, Inc. | 40,292 | $1.39M | 0.00% | +80.0% | Added |
| Guggenheim Capital LLC | 39,003 | $1.35M | 0.01% | +1,663+4.5% | Added |
| Dean Investment Associates, LLC | 38,892 | $1.34M | 0.21% | −3,810−8.9% | Reduced |
| New York State Common Retirement Fund | 37,926 | $1.31M | 0.00% | −16,199−29.9% | Reduced |
| Cubist Systematic Strategies, LLC | 37,911 | $1.31M | 0.01% | −36,955−49.4% | Reduced |
| Two Sigma Advisers, LP | 37,500 | $1.29M | 0.00% | +2,300+6.5% | Added |
| Jane Street Group, LLC | 37,431 | $1.29M | 0.00% | +27,270+268.4% | Added |
| Aviva PLC | 37,226 | $1.29M | 0.01% | +13,986+60.2% | Added |
| Alberta Investment Management Corp | 37,100 | $1.28M | 0.01% | 00.0% | Unchanged |
| Yousif Capital Management, LLC | 36,985 | $1.28M | 0.02% | −935−2.5% | Reduced |
| SG Americas Securities, LLC | 36,788 | $1.27M | 0.02% | +18,072+96.6% | Added |
| Arrowstreet Capital, Limited Partnership | 35,589 | $1.23M | 0.00% | −33,312−48.3% | Reduced |
| Omers Administration Corp | 35,236 | $1.22M | 0.02% | +6,000+20.5% | Added |
| NorthCrest Asset Manangement, LLC | 34,436 | $1.19M | 0.05% | +900+2.7% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 32,763 | $1.13M | 0.01% | −713−2.1% | Reduced |
| Janus Henderson Group PLC | 32,551 | $1.12M | 0.00% | +21,996+208.4% | Added |
| Gsa Capital Partners LLP | 32,327 | $1.12M | 0.11% | −4,268−11.7% | Reduced |
| Linden Thomas Advisory Services, LLC | 32,177 | $1.11M | 0.28% | +2,556+8.6% | Added |
| Advisor Group Holdings, Inc. | 32,139 | $1.11M | 0.00% | −58−0.2% | Reduced |
| Two Sigma Investments, LP | 31,369 | $1.08M | 0.00% | −24,311−43.7% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 31,319 | $1.08M | 0.00% | +637+2.1% | Added |
| Amussen Hunsaker Associates LLC | 31,126 | $1.07M | 0.27% | 00.0% | Unchanged |