Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Cathay General Bancorp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 244
- −6 vs. Q4 2022
- Shares held
- 50.3M
- −309.8K (−0.6%) vs. Q4 2022
- Total value
- $1.74B
- −$328.7M (−15.9%) vs. Q4 2022
- New holders
- 24
- 89 more added
- Sold out
- 30
- 98 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Toronto Dominion Bank | 10 | $0 | 0.00% | +10 | New |
| Sofos Investments, Inc. | 35 | $3 | 0.00% | +35 | New |
| Newbridge Financial Services Group, Inc. | 2 | $60 | 0.00% | 00.0% | Unchanged |
| Tfo-TDC, LLC | 3 | $104 | 0.00% | −6−66.7% | Reduced |
| SJS Investment Consulting Inc. | 6 | $208 | 0.00% | −17−73.9% | Reduced |
| Hexagon Capital Partners LLC | 7 | $242 | 0.00% | −28−80.0% | Reduced |
| JJJ Advisors Inc. | 10 | $329 | 0.00% | +10 | New |
| Global Retirement Partners, LLC | 14 | $409 | 0.00% | +14 | New |
| Disciplined Investments, LLC | 17 | $587 | 0.00% | +3+21.4% | Added |
| Baker Avenue Asset Management, LP | 25 | $863 | 0.00% | +17+212.5% | Added |
| Schubert & Co | 26 | $898 | 0.00% | −23−46.9% | Reduced |
| True Wealth Design, LLC | 26 | $898 | 0.00% | +26 | New |
| SRS Capital Advisors, Inc. | 31 | $1.07K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 33 | $1.14K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 50 | $1.73K | 0.00% | +50 | New |
| Front Row Advisors LLC | 54 | $2.00K | 0.00% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 59 | $2.00K | 0.00% | +59 | New |
| JFS Wealth Advisors, LLC | 63 | $2.17K | 0.00% | +2+3.3% | Added |
| Umb Bank N A | 72 | $2.48K | 0.00% | 00.0% | Unchanged |
| Psagot Value Holdings Ltd. / (Israel) | 88 | $3.00K | 0.00% | +88 | New |
| Manchester Capital Management LLC | 102 | $3.52K | 0.00% | +65+175.7% | Added |
| Park Place Capital Corp | 130 | $4.49K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 150 | $5.18K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 168 | $5.80K | 0.00% | +37+28.2% | Added |
| Massmutual Trust Co FSB | 197 | $6.80K | 0.00% | +145+278.8% | Added |
| ZRC Wealth Management, LLC | 212 | $7.33K | 0.01% | +212 | New |
| Glassman Wealth Services | 213 | $7.35K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 210 | $9.00K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 280 | $10.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 333 | $11.5K | 0.00% | +231+226.5% | Added |
| Belpointe Asset Management LLC | 350 | $12.1K | 0.00% | +130+59.1% | Added |
| Contravisory Investment Management, Inc. | 360 | $12.4K | 0.00% | +243+207.7% | Added |
| TCI Wealth Advisors, Inc. | 389 | $13.4K | 0.00% | −1−0.3% | Reduced |
| First Horizon Advisors, Inc. | 391 | $13.5K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 400 | $13.8K | 0.00% | −205−33.9% | Reduced |
| Fifth Third Bancorp | 454 | $15.7K | 0.00% | +172+61.0% | Added |
| CWM, LLC | 462 | $16.0K | 0.00% | −191−29.2% | Reduced |
| Nomura Asset Management Co Ltd | 520 | $17.9K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 625 | $21.0K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 680 | $23.5K | 0.01% | +66+10.7% | Added |
| Northwestern Mutual Wealth Management Co | 853 | $29.4K | 0.00% | −48−5.3% | Reduced |
| Lindbrook Capital, LLC | 919 | $31.7K | 0.00% | +726+376.2% | Added |
| Assetmark, Inc | 965 | $33.3K | 0.00% | −260−21.2% | Reduced |
| State of Wyoming | 1,010 | $34.9K | 0.01% | −311−23.5% | Reduced |
| Lazard Asset Management LLC | 1,056 | $36.0K | 0.00% | −221−17.3% | Reduced |
| Public Employees Retirement System of Ohio | 1,039 | $36.0K | 0.00% | +47+4.7% | Added |
| Parallel Advisors, LLC | 1,063 | $36.7K | 0.00% | +225+26.8% | Added |
| Simplex Trading, LLC | 1,181 | $40.0K | 0.00% | +1,181 | New |
| Nisa Investment Advisors, LLC | 1,289 | $44.0K | 0.00% | +25+2.0% | Added |
| Quadrant Capital Group LLC | 1,636 | $56.5K | 0.01% | +128+8.5% | Added |
| Amundi | 1,776 | $61.3K | 0.00% | +40+2.3% | Added |
| Public Employees Retirement Association of Colorado | 1,965 | $68.0K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 2,350 | $81.1K | 0.06% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 3,068 | $105.9K | 0.00% | −4,936−61.7% | Reduced |
| US Bancorp | 3,092 | $106.7K | 0.00% | −108−3.4% | Reduced |
| Bessemer Group Inc | 3,094 | $107.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,118 | $108.0K | 0.00% | +513+19.7% | Added |
| Covestor Ltd | 3,428 | $118.0K | 0.10% | +1,199+53.8% | Added |
| Metropolitan Life Insurance Co | 3,767 | $130.0K | 0.01% | −684−15.4% | Reduced |
| Laffer Tengler Investments | 3,987 | $137.6K | 0.04% | −65−1.6% | Reduced |
| Quantbot Technologies LP | 4,152 | $143.3K | 0.01% | +1,355+48.4% | Added |
| Vestcor Inc | 4,263 | $147.0K | 0.01% | 00.0% | Unchanged |
| Point72 Middle East FZE | 4,732 | $163.3K | 0.01% | +259+5.8% | Added |
| Stonnington Group, LLC | 6,000 | $201.1K | 0.05% | −6,000−50.0% | Reduced |
| Point72 Asset Management, L.P. | 5,934 | $204.8K | 0.00% | +5,934 | New |
| Profund Advisors LLC | 5,936 | $204.9K | 0.01% | +5,936 | New |
| Crossmark Global Holdings, Inc. | 5,973 | $206.0K | 0.00% | 00.0% | Unchanged |
| GW Henssler & Associates Ltd | 6,260 | $216.1K | 0.01% | +82+1.3% | Added |
| Keebeck Alpha, LP | 6,357 | $219.4K | 0.26% | +6,357 | New |
| Citizens Financial Group Inc | 6,500 | $224.4K | 0.01% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 6,512 | $224.8K | 0.02% | +1,203+22.7% | Added |
| Gotham Asset Management, LLC | 6,584 | $227.3K | 0.01% | +6,584 | New |
| Centiva Capital, LP | 6,619 | $228.5K | 0.01% | +507+8.3% | Added |
| Securian Asset Management, Inc | 6,624 | $228.7K | 0.01% | −127−1.9% | Reduced |
| EMC Capital Management | 6,701 | $231.0K | 0.19% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 6,763 | $233.5K | 0.00% | −92−1.3% | Reduced |
| STRS Ohio | 6,900 | $238.0K | 0.00% | 00.0% | Unchanged |
| Toroso Investments, LLC | 7,020 | $242.0K | 0.01% | +7,020 | New |
| Royal Bank of Canada | 7,792 | $269.0K | 0.00% | −11,907−60.4% | Reduced |
| Alps Advisors Inc | 8,181 | $282.4K | 0.00% | +529+6.9% | Added |
| Pictet Asset Management SA | 8,257 | $285.0K | 0.00% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 8,414 | $290.5K | 0.07% | +296+3.6% | Added |
| Commonwealth Equity Services, LLC | 8,741 | $301.0K | 0.00% | +71+0.8% | Added |
| Great Lakes Advisors, LLC | 8,937 | $308.5K | 0.00% | +8,937 | New |
| Neuberger Berman Group LLC | 9,158 | $316.1K | 0.00% | +219+2.4% | Added |
| O'Shaughnessy Asset Management, LLC | 9,383 | $323.9K | 0.01% | −67−0.7% | Reduced |
| The PNC Financial Services Group, Inc. | 9,450 | $326.2K | 0.00% | −1,519−13.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 9,555 | $330.0K | 0.02% | +822+9.4% | Added |
| Brinker Capital Investments, LLC | 9,722 | $335.6K | 0.00% | −342−3.4% | Reduced |
| Orion Portfolio Solutions, LLC | 9,722 | $335.6K | 0.00% | +9,722 | New |
| Federated Hermes, Inc. | 9,734 | $336.0K | 0.00% | −4,991−33.9% | Reduced |
| State of Alaska, Department of Revenue | 9,999 | $345.0K | 0.00% | −325−3.1% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 10,065 | $347.4K | 0.00% | 00.0% | Unchanged |
| Versor Investments LP | 10,367 | $357.9K | 0.05% | −1,464−12.4% | Reduced |
| Coldstream Capital Management Inc | 10,571 | $364.9K | 0.01% | −1,021−8.8% | Reduced |
| Xponance, Inc. | 11,230 | $387.7K | 0.01% | −163−1.4% | Reduced |
| LPL Financial LLC | 11,831 | $408.4K | 0.00% | +2,401+25.5% | Added |
| First Hawaiian Bank | 11,890 | $410.4K | 0.01% | −1,000−7.8% | Reduced |
| Teachers Retirement System of the State of Kentucky | 11,918 | $412.0K | 0.00% | 00.0% | Unchanged |
| Shell Asset Management Co | 11,951 | $413.0K | 0.02% | −42−0.4% | Reduced |