Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Cathay General Bancorp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 215
- +4 vs. Q1 2021
- Shares held
- 54.5M
- −1.25M (−2.2%) vs. Q1 2021
- Total value
- $2.15B
- −$128.1M (−5.6%) vs. Q1 2021
- New holders
- 26
- 69 more added
- Sold out
- 22
- 86 more reduced
2 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 9,103,945 | $358.3M | 0.01% | −334,726−3.5% | Reduced |
| Vanguard Group Inc | 7,396,002 | $291.1M | 0.01% | +177,449+2.5% | Added |
| State Street Corp | 3,727,585 | $146.7M | 0.01% | +241,094+6.9% | Added |
| Dimensional Fund Advisors LP | 2,890,419 | $113.8M | 0.04% | −219,939−7.1% | Reduced |
| Massachusetts Financial Services Co | 2,020,443 | $79.5M | 0.02% | −6,849−0.3% | Reduced |
| Principal Financial Group Inc | 1,708,887 | $67.3M | 0.04% | +38,696+2.3% | Added |
| FMR LLC | 1,549,096 | $61.0M | 0.00% | +253,749+19.6% | Added |
| Geode Capital Management, LLC | 1,449,429 | $57.0M | 0.01% | +40,407+2.9% | Added |
| Charles Schwab Investment Management Inc | 1,331,372 | $52.4M | 0.02% | +108,250+8.9% | Added |
| Northern Trust Corp | 1,316,798 | $51.8M | 0.01% | −5,429−0.4% | Reduced |
| Bank of New York Mellon Corp | 1,187,091 | $46.7M | 0.01% | +4,634+0.4% | Added |
| GW&K Investment Management, LLC | 1,148,240 | $45.2M | 0.39% | +26,605+2.4% | Added |
| Nuveen Asset Management, LLC | 1,098,863 | $43.3M | 0.01% | −380,755−25.7% | Reduced |
| LSV Asset Management | 1,026,000 | $40.4M | 0.07% | −33,400−3.2% | Reduced |
| Invesco Ltd. | 994,467 | $39.1M | 0.01% | +52,863+5.6% | Added |
| Victory Capital Management Inc | 979,138 | $38.5M | 0.04% | +139,049+16.6% | Added |
| Citadel Advisors LLC | 890,637 | $35.1M | 0.04% | −163,117−15.5% | Reduced |
| JPMorgan Chase & Co | 834,988 | $32.9M | 0.00% | −434,371−34.2% | Reduced |
| Norges Bank | 787,538 | $31.0M | 0.01% | −61,553−7.2% | Reduced |
| Ameriprise Financial Inc | 766,996 | $30.2M | 0.01% | −114,523−13.0% | Reduced |
| Holocene Advisors, LP | 712,773 | $28.1M | 0.17% | +81,089+12.8% | Added |
| Boston Trust Walden Corp | 640,241 | $25.2M | 0.22% | −24,000−3.6% | Reduced |
| Bank of Montreal | 630,048 | $25.0M | 0.01% | +148,131+30.7% | Added |
| Ceredex Value Advisors LLC | 491,434 | $19.3M | 0.22% | +117,200+31.3% | Added |
| AQR Capital Management LLC | 399,462 | $15.7M | 0.03% | −93,279−18.9% | Reduced |
| Amundi | 390,016 | $15.4M | 0.01% | +390,016 | New |
| Goldman Sachs Group Inc | 375,358 | $14.8M | 0.00% | −154,320−29.1% | Reduced |
| Millennium Management LLC | 322,756 | $12.7M | 0.02% | +238,814+284.5% | Added |
| Parametric Portfolio Associates LLC | 320,195 | $12.6M | 0.01% | −1,750−0.5% | Reduced |
| Hillcrest Asset Management LLC | 304,148 | $12.0M | 1.62% | −57,020−15.8% | Reduced |
| First Trust Advisors LP | 291,665 | $11.5M | 0.01% | −1,974−0.7% | Reduced |
| Sapience Investments, LLC | 280,395 | $11.0M | 1.37% | −9,270−3.2% | Reduced |
| Rhumbline Advisers | 264,564 | $10.4M | 0.01% | −10,355−3.8% | Reduced |
| Alliancebernstein L.P. | 259,020 | $10.2M | 0.00% | −1,270−0.5% | Reduced |
| Nordea Investment Management AB | 199,224 | $7.84M | 0.01% | +17,074+9.4% | Added |
| Raymond James & Associates | 189,545 | $7.46M | 0.01% | −1,906−1.0% | Reduced |
| Bank of America Corp | 178,265 | $7.02M | 0.00% | −125,036−41.2% | Reduced |
| American International Group, Inc. | 174,966 | $6.89M | 0.03% | −3,849−2.2% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 171,775 | $6.76M | 0.02% | +15,250+9.7% | Added |
| Swiss National Bank | 166,500 | $6.55M | 0.00% | −6,400−3.7% | Reduced |
| American Century Companies Inc | 166,340 | $6.55M | 0.00% | +22,746+15.8% | Added |
| Interval Partners, LP | 165,730 | $6.52M | 0.39% | +74,871+82.4% | Added |
| Brandywine Global Investment Management, LLC | 163,991 | $6.46M | 0.05% | −6,172−3.6% | Reduced |
| Balyasny Asset Management LLC | 159,557 | $6.28M | 0.03% | +159,557 | New |
| New York State Teachers Retirement System | 156,872 | $6.17M | 0.01% | −8,100−4.9% | Reduced |
| Congress Asset Management Co | 142,179 | $5.60M | 0.05% | +21,790+18.1% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 135,900 | $5.35M | 0.03% | +700+0.5% | Added |
| Richard Bernstein Advisors LLC | 134,450 | $5.29M | 0.11% | 00.0% | Unchanged |
| Wedge Capital Management L L P | 133,074 | $5.24M | 0.06% | −26,446−16.6% | Reduced |
| Barclays PLC | 131,585 | $5.18M | 0.00% | +8,369+6.8% | Added |
| Morgan Stanley | 123,215 | $4.85M | 0.00% | −63,142−33.9% | Reduced |
| Manufacturers Life Insurance Company, The | 121,706 | $4.79M | 0.00% | −1,841−1.5% | Reduced |
| Prudential Financial Inc | 117,594 | $4.63M | 0.01% | −13,362−10.2% | Reduced |
| Legal & General Group Plc | 111,481 | $4.39M | 0.00% | −19,748−15.0% | Reduced |
| California State Teachers Retirement System | 105,416 | $4.15M | 0.01% | −9,107−8.0% | Reduced |
| Credit Suisse AG | 100,963 | $3.97M | 0.00% | −6,398−6.0% | Reduced |
| Smith, Graham & Co., Investment Advisors, LP | 99,588 | $3.92M | 0.35% | −2,612−2.6% | Reduced |
| Walleye Capital LLC | 99,090 | $3.90M | 0.14% | −6,605−6.2% | Reduced |
| Retirement Systems of Alabama | 97,565 | $3.84M | 0.01% | +130.0% | Added |
| State Board of Administration of Florida Retirement System | 91,006 | $3.58M | 0.01% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 78,494 | $3.09M | 0.00% | −6,794−8.0% | Reduced |
| New York State Common Retirement Fund | 77,931 | $3.07M | 0.00% | −25,269−24.5% | Reduced |
| Comerica Bank | 76,209 | $2.93M | 0.02% | −16,955−18.2% | Reduced |
| Cambria Investment Management, L.P. | 74,336 | $2.93M | 0.50% | +10,304+16.1% | Added |
| Cambiar Investors LLC | 72,829 | $2.87M | 0.09% | +1,280+1.8% | Added |
| Mutual of America Capital Management LLC | 66,490 | $2.62M | 0.03% | −1,260−1.9% | Reduced |
| First Quadrant L P | 65,400 | $2.57M | 0.30% | 00.0% | Unchanged |
| MetLife Investment Management | 64,752 | $2.55M | 0.02% | −4,181−6.1% | Reduced |
| Wells Fargo & Company | 64,099 | $2.52M | 0.00% | −27,781−30.2% | Reduced |
| Susquehanna Fundamental Investments, LLC | 63,690 | $2.51M | 0.05% | −1,868−2.8% | Reduced |
| UBS Group AG | 62,233 | $2.45M | 0.00% | +29,982+93.0% | Added |
| Ensign Peak Advisors, Inc | 59,858 | $2.36M | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 59,093 | $2.33M | 0.00% | −2,000−3.3% | Reduced |
| Rafferty Asset Management, LLC | 59,026 | $2.32M | 0.01% | +8,459+16.7% | Added |
| Texas Permanent School Fund | 55,810 | $2.20M | 0.03% | −270.0% | Reduced |
| Envestnet Asset Management Inc | 55,615 | $2.19M | 0.00% | −13,657−19.7% | Reduced |
| Amalgamated Bank | 55,380 | $2.18M | 0.02% | +48,602+717.1% | Added |
| Guggenheim Capital LLC | 52,039 | $2.05M | 0.01% | −5,690−9.9% | Reduced |
| Deutsche Bank AG | 51,665 | $2.03M | 0.00% | −69,320−57.3% | Reduced |
| Schonfeld Strategic Advisors LLC | 50,000 | $1.97M | 0.02% | −131,997−72.5% | Reduced |
| California Public Employees Retirement System | 46,461 | $1.83M | 0.00% | −143,696−75.6% | Reduced |
| D. E. Shaw & Co., Inc. | 46,314 | $1.82M | 0.00% | +5,501+13.5% | Added |
| Mercer Global Advisors Inc | 44,690 | $1.76M | 0.01% | +82+0.2% | Added |
| Dean Investment Associates, LLC | 44,430 | $1.75M | 0.32% | −31,954−41.8% | Reduced |
| Assenagon Asset Management S.A. | 41,740 | $1.64M | 0.01% | +41,740 | New |
| Two Sigma Investments, LP | 39,920 | $1.57M | 0.00% | +39,920 | New |
| Denali Advisors LLC | 39,631 | $1.56M | 0.60% | −56,600−58.8% | Reduced |
| Russell Investments Group, Ltd. | 39,381 | $1.55M | 0.00% | −14,033−26.3% | Reduced |
| Eaton Vance Management | 37,962 | $1.49M | 0.00% | +25,527+205.3% | Added |
| Susquehanna International Group, LLP | 36,410 | $1.43M | 0.00% | +30,555+521.9% | Added |
| Macquarie Group Ltd | 36,231 | $1.43M | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 34,712 | $1.37M | 0.02% | +1,356+4.1% | Added |
| Virginia Retirement Systems Et Al | 33,900 | $1.33M | 0.01% | +3,700+12.3% | Added |
| Advisor Group Holdings, Inc. | 32,624 | $1.28M | 0.00% | +251+0.8% | Added |
| Voya Investment Management LLC | 31,303 | $1.23M | 0.00% | −1,636−5.0% | Reduced |
| Amussen Hunsaker Associates LLC | 31,501 | $1.23M | 0.35% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 30,757 | $1.21M | 0.06% | 00.0% | Unchanged |
| Great West Life Assurance Co | 30,526 | $1.20M | 0.00% | +97+0.3% | Added |
| Dean Capital Management | 29,109 | $1.15M | 1.05% | −40,056−57.9% | Reduced |
| Citizens Business Bank | 14,520 | $1.14M | 0.15% | 00.0% | Unchanged |