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First Quadrant L P

SEC CIK
0001014736
Latest filing
Apr 21, 2022

The latest 13F from First Quadrant L P covers Q1 2022 (filed Apr 21, 2022): 136 long positions worth $18.0M. The top 10 holdings make up 75.2% of the portfolio, and the largest is iShares Tips Bond ETF at 26.1%. Livermore has 5 filings on Form 13F from this institution, going back to Q1 2021.

What changed in Q1 2022

Share counts compared with Q4 2021: how many positions were new, added to, reduced or sold out, and the biggest buys and sells. Dollar amounts are estimated at the quarter-end prices implied by the filing.

Full comparison
New
74
Est. +$2.61M
Added
9
Est. +$71.4K
Reduced
49
Est. −$215.4M
Sold out
439
Est. −$685.1M

Top 5 holdings

Share of this quarter's portfolio value

  1. iShares Tips Bond ETF464287176
    26.1%$4.71M
  2. iShares Tr464288513
    12.9%$2.33M
  3. Swedish Expt CR Corp870297801
    7.6%$1.37M
  4. DJPBarclays Bank PLC
    7.1%$1.28MHistory
  5. SPDR Series Trust78464A490
    6.7%$1.22M

Biggest buys

New and added positions, by estimated amount bought

  1. CARAvis Budget Group, Inc.
    +$57.0KNewHistory
  2. MATXMatson, Inc.
    +$48.0KNewHistory
  3. ALHCAlignment Healthcare, Inc.
    +$47.0KNewHistory
  4. OPENOpendoor Technologies Inc.
    +$46.0KNewHistory
  5. HAHawaiian Holdings Inc
    +$45.0KNewHistory

Largest weight increases

New and added positions, by percentage points of the portfolio gained

  1. CARAvis Budget Group, Inc.
    +0.32 pp0.0% → 0.3%History
  2. MATXMatson, Inc.
    +0.27 pp0.0% → 0.3%History
  3. ALHCAlignment Healthcare, Inc.
    +0.26 pp0.0% → 0.3%History
  4. OPENOpendoor Technologies Inc.
    +0.26 pp0.0% → 0.3%History
  5. HAHawaiian Holdings Inc
    +0.25 pp0.0% → 0.2%History

Biggest sells

Reduced and sold-out positions, by estimated amount sold

  1. iShares Tr464287150
    −$64.7MSold out
  2. Vanguard Morningstar Total Stock Market ETF922908769
    −$64.5MSold out
  3. SPDR Series Trust78464A805
    −$63.9MSold out
  4. AAPLApple Inc.
    −$46.3MReducedHistory
  5. MSFTMicrosoft Corp
    −$42.9MReducedHistory

Largest weight decreases

Reduced and sold-out positions, by percentage points of the portfolio lost

  1. iShares Tr464287150
    −6.95 pp7.0% → 0.0%
  2. Vanguard Morningstar Total Stock Market ETF922908769
    −6.93 pp6.9% → 0.0%
  3. SPDR Series Trust78464A805
    −6.87 pp6.9% → 0.0%
  4. MSFTMicrosoft Corp
    −5.22 pp5.3% → 0.1%History
  5. AAPLApple Inc.
    −5.17 pp5.2% → 0.1%History

Metrics

13F metrics for Q1 2022, computed only from the numbers in the filings. Definitions below.

Portfolio value
$18.0M
−$911.7M (−98.1%) vs. prior quarter
Positions
136
−365 vs. prior quarter
Top 10 concentration
75.2%
Top 10 as share of value
Turnover
0.6%
Q1 2022, one quarter
Average holding period
4.3 quarters
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q1 2021), so positions held before then are understated.

13F filings by quarter

5 quarters, going back to Q1 2021. Bars show each quarter's 13F portfolio value; quarters without a filing are left blank.

Peak $940.3M (Q1 2021)

Q1 2021: $940.3MQ2 2021: $870.8MQ3 2021: $856.9MQ4 2021: $929.7MQ1 2022: $18.0M
Q1 2021Q1 2022
13F filings of First Quadrant L P by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q1 2022Apr 21, 2022136$18.0MiShares Tips Bond ETFiShares TrSwedish Expt CR Corpvs. Q4 2021SEC
Q4 2021Jan 27, 2022501$929.7MiShares TrVanguard Morningstar Total Stock Market ETFSPDR Series Trustvs. Q3 2021SEC
Q3 2021Oct 26, 2021515$856.9MSPDR Series TrustiShares TrVanguard Morningstar Total Stock Market ETFvs. Q2 2021SEC
Q2 2021Jul 23, 2021509$870.8MiShares TrVanguard Morningstar Total Stock Market ETFSPDR Series Trustvs. Q1 2021SEC
Q1 2021Apr 27, 2021565$940.3MiShares TriShares TrVanguard Morningstar Total Stock Market ETF–SEC