Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Cathay General Bancorp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 260
- −9 vs. Q2 2025
- Shares held
- 50.0M
- −971.8K (−1.9%) vs. Q2 2025
- Total value
- $2.40B
- +$79.1M (+3.4%) vs. Q2 2025
- New holders
- 20
- 90 more added
- Sold out
- 29
- 109 more reduced
4 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock, Inc. | 9,969,641 | $478.6M | 0.01% | −196,421−1.9% | Reduced |
| Vanguard Group Inc | 7,576,062 | $363.7M | 0.01% | −223,977−2.9% | Reduced |
| Dimensional Fund Advisors LP | 4,068,002 | $195.3M | 0.04% | −18,241−0.4% | Reduced |
| State Street Corp | 3,479,977 | $167.1M | 0.01% | −29,381−0.8% | Reduced |
| Charles Schwab Investment Management Inc | 2,935,049 | $140.9M | 0.02% | −19,972−0.7% | Reduced |
| Geode Capital Management, LLC | 1,739,771 | $83.5M | 0.01% | +1,943+0.1% | Added |
| Invesco Ltd. | 1,579,719 | $75.8M | 0.01% | +53,621+3.5% | Added |
| American Century Companies Inc | 1,292,815 | $62.1M | 0.03% | −16,709−1.3% | Reduced |
| T. Rowe Price Investment Management, Inc. | 1,268,776 | $60.9M | 0.04% | −6230.0% | Reduced |
| Massachusetts Financial Services Co | 1,022,315 | $49.1M | 0.02% | −23,394−2.2% | Reduced |
| Northern Trust Corp | 866,554 | $41.6M | 0.01% | −5,025−0.6% | Reduced |
| LSV Asset Management | 683,703 | $32.8M | 0.07% | −25,800−3.6% | Reduced |
| Wellington Management Group LLP | 665,961 | $32.0M | 0.01% | −96,725−12.7% | Reduced |
| Boston Trust Walden Corp | 640,416 | $30.7M | 0.23% | −11,025−1.7% | Reduced |
| Bank of New York Mellon Corp | 621,493 | $29.8M | 0.01% | −19,965−3.1% | Reduced |
| Morgan Stanley | 616,301 | $29.6M | 0.00% | −33,380−5.1% | Reduced |
| GW&K Investment Management, LLC | 612,930 | $29.4M | 0.26% | −16,834−2.7% | Reduced |
| Goldman Sachs Group Inc | 512,140 | $24.6M | 0.00% | −51,839−9.2% | Reduced |
| Nuveen, LLC | 421,272 | $20.2M | 0.01% | −16,677−3.8% | Reduced |
| Millennium Management LLC | 420,509 | $20.2M | 0.02% | +331,997+375.1% | Added |
| Bank of America Corp | 386,291 | $18.5M | 0.00% | +77,228+25.0% | Added |
| Glenmede Investment Management, LP | 383,140 | $18.4M | 0.09% | −23,581−5.8% | Reduced |
| Principal Financial Group Inc | 333,639 | $16.0M | 0.01% | −13,938−4.0% | Reduced |
| Public Sector Pension Investment Board | 305,043 | $14.6M | 0.05% | +24,615+8.8% | Added |
| UBS Group AG | 273,027 | $13.1M | 0.00% | −45,236−14.2% | Reduced |
| Edgestream Partners, L.P. | 246,948 | $11.9M | 0.35% | +44,371+21.9% | Added |
| D. E. Shaw & Co., Inc. | 234,399 | $11.3M | 0.01% | +192,653+461.5% | Added |
| Rhumbline Advisers | 216,990 | $10.4M | 0.01% | −973−0.4% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 197,969 | $9.50M | 0.03% | +31,270+18.8% | Added |
| Nordea Investment Management AB | 181,351 | $8.65M | 0.01% | +6,364+3.6% | Added |
| Legal & General Group Plc | 176,466 | $8.47M | 0.00% | −10,202−5.5% | Reduced |
| CSM Advisors, LLC | 170,906 | $8.21M | 0.23% | +15,477+10.0% | Added |
| Ameriprise Financial Inc | 164,787 | $7.91M | 0.00% | −18,209−10.0% | Reduced |
| Citadel Advisors LLC | 159,885 | $7.68M | 0.01% | −21,919−12.1% | Reduced |
| Brandywine Global Investment Management, LLC | 153,759 | $7.38M | 0.05% | −5,688−3.6% | Reduced |
| Denali Advisors LLC | 153,474 | $7.37M | 0.83% | +5,228+3.5% | Added |
| Two Sigma Investments, LP | 152,802 | $7.34M | 0.01% | +76,620+100.6% | Added |
| JPMorgan Chase & Co | 150,601 | $7.23M | 0.00% | +42,868+39.8% | Added |
| Swiss National Bank | 129,100 | $6.20M | 0.00% | +2,100+1.7% | Added |
| Pure Portfolios Holdings LLC | 127,579 | $6.13M | 1.92% | −16,388−11.4% | Reduced |
| UBS Asset Management Americas Inc | 126,755 | $6.09M | 0.00% | −94,929−42.8% | Reduced |
| New York State Teachers Retirement System | 122,591 | $5.89M | 0.01% | +3,038+2.5% | Added |
| First Trust Advisors LP | 118,352 | $5.68M | 0.00% | −392,334−76.8% | Reduced |
| ExodusPoint Capital Management, LP | 118,317 | $5.68M | 0.08% | +118,317 | New |
| Jane Street Group, LLC | 117,973 | $5.66M | 0.01% | −28,776−19.6% | Reduced |
| Barclays PLC | 100,983 | $4.85M | 0.00% | −52,055−34.0% | Reduced |
| Algert Global LLC | 100,976 | $4.85M | 0.08% | +15,370+18.0% | Added |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 97,460 | $4.68M | 0.01% | +3,034+3.2% | Added |
| Qube Research & Technologies Ltd | 93,282 | $4.48M | 0.01% | +81,236+674.4% | Added |
| Alliancebernstein L.P. | 87,295 | $4.19M | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 85,631 | $4.11M | 0.00% | +1,636+1.9% | Added |
| Dean Investment Associates, LLC | 82,789 | $3.97M | 0.56% | +18,482+28.7% | Added |
| Victory Capital Management Inc | 81,849 | $3.93M | 0.00% | +1,451+1.8% | Added |
| Moody Aldrich Partners LLC | 81,799 | $3.93M | 0.74% | +40,214+96.7% | Added |
| Dark Forest Capital Management LP | 81,434 | $3.91M | 0.15% | +81,434 | New |
| Prudential Financial Inc | 76,301 | $3.66M | 0.00% | +3,775+5.2% | Added |
| Citigroup Inc | 73,280 | $3.52M | 0.00% | −35,177−32.4% | Reduced |
| Rafferty Asset Management, LLC | 70,089 | $3.36M | 0.01% | +11,682+20.0% | Added |
| AQR Capital Management LLC | 69,733 | $3.35M | 0.00% | +7,789+12.6% | Added |
| Dean Capital Management | 68,344 | $3.28M | 1.28% | +16,563+32.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 64,438 | $3.09M | 0.01% | +641+1.0% | Added |
| Wedge Capital Management L L P | 64,230 | $3.08M | 0.05% | −2,701−4.0% | Reduced |
| New York State Common Retirement Fund | 63,487 | $3.05M | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 62,484 | $3.00M | 0.00% | −12,004−16.1% | Reduced |
| California State Teachers Retirement System | 61,010 | $2.93M | 0.00% | −2,303−3.6% | Reduced |
| Price T Rowe Associates Inc | 59,392 | $2.85M | 0.00% | +3,302+5.9% | Added |
| SG Americas Securities, LLC | 58,995 | $2.83M | 0.01% | +46,932+389.1% | Added |
| Great West Life Assurance Co | 57,345 | $2.75M | 0.00% | −268−0.5% | Reduced |
| Wells Fargo & Company | 56,366 | $2.71M | 0.00% | +10,684+23.4% | Added |
| NorthCrest Asset Manangement, LLC | 54,437 | $2.66M | 0.06% | +4,732+9.5% | Added |
| Deutsche Bank AG | 53,160 | $2.55M | 0.00% | +6,157+13.1% | Added |
| Kondo Wealth Advisors, Inc. | 50,981 | $2.45M | 0.99% | −51−0.1% | Reduced |
| Thrivent Financial for Lutherans | 50,777 | $2.44M | 0.00% | −3,076−5.7% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 49,730 | $2.39M | 0.01% | −7,898−13.7% | Reduced |
| Susquehanna International Group, LLP | 49,680 | $2.39M | 0.00% | −81,712−62.2% | Reduced |
| Dana Investment Advisors, Inc. | 49,132 | $2.36M | 0.07% | −1,495−3.0% | Reduced |
| Royce & Associates LP | 47,090 | $2.26M | 0.02% | −11,004−18.9% | Reduced |
| Legato Capital Management LLC | 42,779 | $2.05M | 0.22% | +10,357+31.9% | Added |
| Willner & Heller, LLC | 42,432 | $2.04M | 1.56% | −741−1.7% | Reduced |
| Virginia Retirement Systems Et Al | 40,237 | $1.93M | 0.01% | +2,600+6.9% | Added |
| Russell Investments Group, Ltd. | 39,323 | $1.89M | 0.00% | +2,274+6.1% | Added |
| MetLife Investment Management | 39,190 | $1.88M | 0.01% | −1,001−2.5% | Reduced |
| State of Alaska, Department of Revenue | 37,676 | $1.81M | 0.02% | −4,064−9.7% | Reduced |
| Illinois Municipal Retirement Fund | 37,153 | $1.78M | 0.02% | +450+1.2% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 36,452 | $1.75M | 0.04% | +5,204+16.7% | Added |
| Comerica Bank | 36,172 | $1.74M | 0.01% | −2,929−7.5% | Reduced |
| Bridgeway Capital Management, LLC | 35,500 | $1.70M | 0.04% | −25,000−41.3% | Reduced |
| Intech Investment Management LLC | 35,029 | $1.68M | 0.01% | −2,994−7.9% | Reduced |
| Mercer Global Advisors Inc | 34,825 | $1.67M | 0.00% | +171+0.5% | Added |
| Advisor Group Holdings, Inc. | 33,339 | $1.63M | 0.00% | +40.0% | Added |
| Manufacturers Life Insurance Company, The | 33,168 | $1.59M | 0.00% | −2,130−6.0% | Reduced |
| Cetera Investment Advisers | 32,561 | $1.56M | 0.00% | +405+1.3% | Added |
| Louisiana State Employees Retirement System | 31,800 | $1.53M | 0.03% | −1,000−3.0% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 31,317 | $1.50M | 0.00% | −5,629−15.2% | Reduced |
| Amussen Hunsaker Associates LLC | 31,125 | $1.49M | 0.15% | −31,126−50.0% | Reduced |
| ORG Partners LLC | 30,815 | $1.48M | 0.27% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 30,129 | $1.45M | 0.00% | −11,734−28.0% | Reduced |
| Citizens Business Bank | 14,520 | $1.39M | 0.23% | 00.0% | Unchanged |
| Quest Partners LLC | 28,733 | $1.38M | 0.09% | +7,306+34.1% | Added |
| Gsa Capital Partners LLP | 28,518 | $1.37M | 0.11% | +20,433+252.7% | Added |