Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Cathay General Bancorp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 260
- −9 vs. Q2 2025
- Shares held
- 50.0M
- −971.8K (−1.9%) vs. Q2 2025
- Total value
- $2.40B
- +$79.1M (+3.4%) vs. Q2 2025
- New holders
- 20
- 90 more added
- Sold out
- 29
- 109 more reduced
4 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cloud Capital Management, LLC | 17 | $0 | 0.00% | +17 | New |
| Global Retirement Partners, LLC | 1 | $48 | 0.00% | 00.0% | Unchanged |
| True Wealth Design, LLC | 1 | $49 | 0.00% | 00.0% | Unchanged |
| Bay Harbor Wealth Management, LLC | 4 | $192 | 0.00% | +1+33.3% | Added |
| MAI Capital Management | 4 | $193 | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 5 | $243 | 0.00% | 00.0% | Unchanged |
| HFM Investment Advisors, LLC | 6 | $288 | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 8 | $385 | 0.00% | 00.0% | Unchanged |
| Bruce G. Allen Investments, LLC | 9 | $432 | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 14 | $673 | 0.00% | 00.0% | Unchanged |
| DiNuzzo Private Wealth, Inc. | 15 | $749 | 0.00% | −1−6.3% | Reduced |
| Spire Wealth Management | 17 | $816 | 0.00% | 00.0% | Unchanged |
| Fortitude Family Office, LLC | 24 | $1.15K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 25 | $1.21K | 0.00% | 00.0% | Unchanged |
| Rialto Wealth Management, LLC | 31 | $1.49K | 0.00% | +2+6.9% | Added |
| Farmers & Merchants Investments Inc | 33 | $1.58K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 33 | $1.58K | 0.00% | +33 | New |
| Essential Partners LLC | 36 | $1.73K | 0.00% | +19+111.8% | Added |
| Northwestern Mutual Wealth Management Co | 38 | $1.82K | 0.00% | +38 | New |
| Parkside Financial Bank & Trust | 41 | $1.97K | 0.00% | 00.0% | Unchanged |
| High Note Wealth, LLC | 56 | $2.69K | 0.00% | +6+12.0% | Added |
| Huntington National Bank | 57 | $2.74K | 0.00% | 00.0% | Unchanged |
| Private Wealth Management Group, LLC | 78 | $3.75K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 87 | $4.18K | 0.00% | +16+22.5% | Added |
| Hemington Wealth Management | 109 | $5.00K | 0.00% | +15+16.0% | Added |
| Manchester Capital Management LLC | 105 | $5.04K | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 111 | $5.33K | 0.00% | +111 | New |
| Rothschild Investment LLC | 120 | $5.76K | 0.00% | −40−25.0% | Reduced |
| IFP Advisors, Inc | 124 | $5.95K | 0.00% | +124 | Added |
| Bell Investment Advisors, Inc | 151 | $7.25K | 0.00% | 00.0% | Unchanged |
| Bare Financial Services, Inc | 152 | $7.30K | 0.00% | +13+9.4% | Added |
| Larson Financial Group LLC | 152 | $7.30K | 0.00% | +141+1,281.8% | Added |
| Massmutual Trust Co FSB | 172 | $8.26K | 0.00% | 00.0% | Unchanged |
| Mather Group, LLC. | 202 | $9.70K | 0.00% | +202 | New |
| Root Financial Partners, LLC | 239 | $11.5K | 0.00% | +239 | New |
| Medallion Wealth Advisors, LLC | 250 | $12.0K | 0.00% | 00.0% | Unchanged |
| Optiver Holding B.V. | 271 | $13.0K | 0.00% | +156+135.7% | Added |
| Smithfield Trust Co | 280 | $14.0K | 0.00% | 00.0% | Unchanged |
| Harbor Capital Advisors, Inc. | 312 | $15.0K | 0.00% | −122−28.1% | Reduced |
| Westside Investment Management, Inc. | 344 | $16.4K | 0.00% | +172+100.0% | Added |
| Versant Capital Management, Inc | 375 | $18.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 376 | $18.1K | 0.00% | +10+2.7% | Added |
| Umb Bank N A | 383 | $18.4K | 0.00% | +47+14.0% | Added |
| Wealthspire Advisors, LLC | 393 | $18.9K | 0.00% | +393 | New |
| EverSource Wealth Advisors, LLC | 482 | $23.1K | 0.00% | −24−4.7% | Reduced |
| Allworth Financial LP | 556 | $26.7K | 0.00% | +15+2.8% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 556 | $27.0K | 0.00% | −21−3.6% | Reduced |
| Palouse Capital Management, Inc. | 600 | $28.8K | 0.02% | −500−45.5% | Reduced |
| Rockefeller Capital Management L.P. | 701 | $33.7K | 0.00% | +701 | New |
| Bessemer Group Inc | 781 | $38.0K | 0.00% | +394+101.8% | Added |
| Fifth Third Bancorp | 810 | $38.9K | 0.00% | +31+4.0% | Added |
| Nomura Asset Management Co Ltd | 850 | $40.8K | 0.00% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 897 | $43.3K | 0.00% | +897 | New |
| Hantz Financial Services, Inc. | 979 | $47.0K | 0.00% | +259+36.0% | Added |
| Signaturefd, LLC | 993 | $47.7K | 0.00% | −57−5.4% | Reduced |
| Danske Bank A/S | 1,000 | $48.0K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1,041 | $50.0K | 0.00% | −3−0.3% | Reduced |
| Shell Asset Management Co | 1,122 | $54.0K | 0.01% | −831−42.5% | Reduced |
| UMA Financial Services, Inc. | 1,161 | $55.7K | 0.01% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 1,205 | $57.9K | 0.00% | −31−2.5% | Reduced |
| Vestcor Inc | 1,320 | $63.0K | 0.00% | −3,664−73.5% | Reduced |
| SRS Capital Advisors, Inc. | 1,386 | $66.6K | 0.00% | +1,308+1,676.9% | Added |
| Covestor Ltd | 1,443 | $69.0K | 0.04% | −2−0.1% | Reduced |
| Nisa Investment Advisors, LLC | 1,470 | $70.6K | 0.00% | +202+15.9% | Added |
| GWM Advisors LLC | 1,615 | $77.5K | 0.00% | −89−5.2% | Reduced |
| Public Employees Retirement Association of Colorado | 1,965 | $94.0K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 2,191 | $105.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,548 | $122.3K | 0.00% | −8,566−77.1% | Reduced |
| GAMMA Investing LLC | 2,641 | $126.8K | 0.01% | +218+9.0% | Added |
| Parallel Advisors, LLC | 2,788 | $133.9K | 0.00% | −75−2.6% | Reduced |
| EMC Capital Management | 2,965 | $142.0K | 0.07% | 00.0% | Unchanged |
| US Bancorp | 3,122 | $149.9K | 0.00% | −53−1.7% | Reduced |
| Smartleaf Asset Management LLC | 3,483 | $167.0K | 0.01% | +1,515+77.0% | Added |
| Highline Wealth Partners LLC | 3,761 | $180.6K | 0.05% | +3,761 | New |
| CWM, LLC | 3,810 | $183.0K | 0.00% | +1,041+37.6% | Added |
| STRS Ohio | 4,000 | $192.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 4,151 | $199.0K | 0.00% | −9,606−69.8% | Reduced |
| Evergreen Capital Management LLC | 4,189 | $201.1K | 0.00% | +4,189 | New |
| Tiaa Trust, National Association | 4,279 | $205.4K | 0.00% | +4,279 | New |
| Mackenzie Financial Corp | 4,459 | $214.1K | 0.00% | 00.0% | Unchanged |
| CIBC Asset Management Inc | 4,464 | $214.3K | 0.00% | −127−2.8% | Reduced |
| Atria Investments LLC | 4,968 | $238.5K | 0.00% | +3+0.1% | Added |
| Xponance, Inc. | 5,305 | $254.7K | 0.00% | +64+1.2% | Added |
| Profund Advisors LLC | 5,318 | $255.3K | 0.01% | −406−7.1% | Reduced |
| Aquatic Capital Management LLC | 5,441 | $261.2K | 0.00% | −4,742−46.6% | Reduced |
| Caxton Associates LLP | 5,474 | $262.8K | 0.01% | −1,868−25.4% | Reduced |
| Ameritas Investment Partners, Inc. | 5,632 | $270.4K | 0.01% | −1,200−17.6% | Reduced |
| Fiduciary Trust Co | 5,827 | $279.8K | 0.00% | 00.0% | Unchanged |
| Bank of Montreal | 6,032 | $289.6K | 0.00% | −21,789−78.3% | Reduced |
| Prime Capital Investment Advisors, LLC | 6,060 | $290.9K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,227 | $299.0K | 0.00% | +427+7.4% | Added |
| XTX Topco Ltd | 6,280 | $301.5K | 0.02% | −48,968−88.6% | Reduced |
| JustInvest LLC | 6,425 | $308.5K | 0.00% | +1,584+32.7% | Added |
| State of Wisconsin Investment Board | 6,435 | $308.9K | 0.00% | +253+4.1% | Added |
| Headlands Technologies LLC | 6,569 | $315.4K | 0.03% | −1,227−15.7% | Reduced |
| Raymond James Financial Inc | 6,765 | $324.8K | 0.00% | −124−1.8% | Reduced |
| MQS Management LLC | 6,774 | $325.2K | 0.19% | +6,774 | New |
| Sterling Capital Management LLC | 6,791 | $326.0K | 0.00% | −6,662−49.5% | Reduced |
| Two Sigma Securities, LLC | 6,913 | $331.9K | 0.05% | −353−4.9% | Reduced |
| CIBC Bancorp USA Inc. | 7,186 | $345.0K | 0.00% | +7,186 | New |