Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Cathay General Bancorp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- −4 vs. Q2 2022
- Shares held
- 50.6M
- −1.06M (−2.0%) vs. Q2 2022
- Total value
- $1.95B
- −$76.0M (−3.8%) vs. Q2 2022
- New holders
- 18
- 81 more added
- Sold out
- 22
- 107 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 8,615,658 | $331.4M | 0.01% | −244,503−2.8% | Reduced |
| Vanguard Group Inc | 7,268,473 | $279.5M | 0.01% | −12,222−0.2% | Reduced |
| State Street Corp | 3,094,956 | $119.0M | 0.01% | −50,003−1.6% | Reduced |
| Dimensional Fund Advisors LP | 3,057,291 | $117.6M | 0.05% | +84,762+2.9% | Added |
| Charles Schwab Investment Management Inc | 1,878,091 | $72.2M | 0.03% | +118,776+6.8% | Added |
| Massachusetts Financial Services Co | 1,701,596 | $65.4M | 0.02% | −181,131−9.6% | Reduced |
| Geode Capital Management, LLC | 1,374,955 | $52.9M | 0.01% | +13,275+1.0% | Added |
| Principal Financial Group Inc | 1,293,255 | $49.7M | 0.04% | −30,771−2.3% | Reduced |
| LSV Asset Management | 1,284,518 | $49.4M | 0.12% | +94,328+7.9% | Added |
| Boston Trust Walden Corp | 1,193,764 | $45.9M | 0.45% | +342,327+40.2% | Added |
| Northern Trust Corp | 1,184,032 | $45.5M | 0.01% | −16,765−1.4% | Reduced |
| Invesco Ltd. | 1,173,293 | $45.1M | 0.01% | +122,475+11.7% | Added |
| Bank of New York Mellon Corp | 1,141,426 | $43.9M | 0.01% | +17,975+1.6% | Added |
| GW&K Investment Management, LLC | 1,073,901 | $41.3M | 0.46% | −103,106−8.8% | Reduced |
| Nuveen Asset Management, LLC | 1,018,158 | $39.2M | 0.02% | +65,602+6.9% | Added |
| FMR LLC | 978,151 | $37.6M | 0.00% | +1,754+0.2% | Added |
| Ameriprise Financial Inc | 936,844 | $36.0M | 0.01% | −134,048−12.5% | Reduced |
| Norges Bank | 690,914 | $26.6M | 0.01% | +25,955+3.9% | Added |
| Goldman Sachs Group Inc | 615,150 | $23.7M | 0.01% | +210,379+52.0% | Added |
| AQR Capital Management LLC | 540,343 | $20.8M | 0.05% | −11,883−2.2% | Reduced |
| Morgan Stanley | 500,162 | $19.2M | 0.00% | −5,969−1.2% | Reduced |
| JPMorgan Chase & Co | 450,830 | $17.3M | 0.00% | −205,723−31.3% | Reduced |
| American Century Companies Inc | 406,842 | $15.6M | 0.01% | +30,512+8.1% | Added |
| Ceredex Value Advisors LLC | 350,801 | $13.5M | 0.22% | −7,141−2.0% | Reduced |
| Glenmede Trust Co NA | 342,413 | $13.2M | 0.08% | −41,040−10.7% | Reduced |
| Holocene Advisors, LP | 315,855 | $12.1M | 0.08% | −315,855−50.0% | Reduced |
| Interval Partners, LP | 298,880 | $11.5M | 0.68% | +5,542+1.9% | Added |
| Rhumbline Advisers | 284,465 | $10.9M | 0.02% | +9,704+3.5% | Added |
| Alliancebernstein L.P. | 243,289 | $9.36M | 0.00% | −2,727−1.1% | Reduced |
| Nordea Investment Management AB | 189,530 | $7.37M | 0.01% | −2,178−1.1% | Reduced |
| Bank of America Corp | 190,439 | $7.33M | 0.00% | −12,031−5.9% | Reduced |
| Wells Fargo & Company | 178,224 | $6.85M | 0.00% | −2,312−1.3% | Reduced |
| Millennium Management LLC | 172,878 | $6.65M | 0.01% | −277,745−61.6% | Reduced |
| Raymond James & Associates | 171,554 | $6.60M | 0.01% | −1,740−1.0% | Reduced |
| Swiss National Bank | 169,500 | $6.52M | 0.00% | 00.0% | Unchanged |
| New York State Teachers Retirement System | 166,144 | $6.39M | 0.02% | +1,000+0.6% | Added |
| First Trust Advisors LP | 162,928 | $6.27M | 0.01% | −12,838−7.3% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 161,715 | $6.22M | 0.03% | −12,200−7.0% | Reduced |
| Sapience Investments, LLC | 159,365 | $6.13M | 1.29% | −38,240−19.4% | Reduced |
| Congress Asset Management Co | 152,660 | $5.87M | 0.06% | +1,666+1.1% | Added |
| American International Group, Inc. | 150,853 | $5.80M | 0.04% | −6,229−4.0% | Reduced |
| Cambria Investment Management, L.P. | 143,520 | $5.52M | 0.60% | +11,040+8.3% | Added |
| Brandywine Global Investment Management, LLC | 143,000 | $5.50M | 0.05% | −6,120−4.1% | Reduced |
| Prudential Financial Inc | 136,258 | $5.24M | 0.01% | +3,331+2.5% | Added |
| Schonfeld Strategic Advisors LLC | 128,100 | $4.93M | 0.04% | −37,600−22.7% | Reduced |
| Citadel Advisors LLC | 124,542 | $4.79M | 0.01% | −17,963−12.6% | Reduced |
| Renaissance Technologies LLC | 122,271 | $4.70M | 0.01% | +90,100+280.1% | Added |
| Wedge Capital Management L L P | 107,746 | $4.14M | 0.07% | −4,517−4.0% | Reduced |
| Legal & General Group Plc | 105,784 | $4.07M | 0.00% | −8,197−7.2% | Reduced |
| Algert Global LLC | 102,511 | $3.94M | 0.24% | +20,342+24.8% | Added |
| Credit Suisse AG | 98,140 | $3.77M | 0.00% | +3,293+3.5% | Added |
| Retirement Systems of Alabama | 97,432 | $3.75M | 0.02% | −1,564−1.6% | Reduced |
| D. E. Shaw & Co., Inc. | 95,565 | $3.67M | 0.01% | −13,814−12.6% | Reduced |
| California State Teachers Retirement System | 89,871 | $3.46M | 0.01% | −2,214−2.4% | Reduced |
| Cubist Systematic Strategies, LLC | 86,719 | $3.33M | 0.02% | +18,552+27.2% | Added |
| Manufacturers Life Insurance Company, The | 85,619 | $3.29M | 0.00% | −3,069−3.5% | Reduced |
| MetLife Investment Management | 84,627 | $3.25M | 0.03% | +562+0.7% | Added |
| Smith, Graham & Co., Investment Advisors, LP | 84,013 | $3.23M | 0.43% | −5,247−5.9% | Reduced |
| Voya Investment Management LLC | 83,620 | $3.22M | 0.00% | +7,075+9.2% | Added |
| Qube Research & Technologies Ltd | 81,892 | $3.15M | 0.02% | +44,643+119.9% | Added |
| State Board of Administration of Florida Retirement System | 80,704 | $3.10M | 0.01% | −2,390−2.9% | Reduced |
| Omers Administration Corp | 75,800 | $2.92M | 0.05% | −5,100−6.3% | Reduced |
| UBS Asset Management Americas Inc | 73,437 | $2.82M | 0.00% | −149,981−67.1% | Reduced |
| Comerica Bank | 64,467 | $2.72M | 0.02% | −1,235−1.9% | Reduced |
| Virginia Retirement Systems Et Al | 61,800 | $2.38M | 0.03% | +61,800 | New |
| Mutual of America Capital Management LLC | 59,803 | $2.30M | 0.03% | −3,041−4.8% | Reduced |
| Victory Capital Management Inc | 59,118 | $2.27M | 0.00% | −1,126−1.9% | Reduced |
| HRT Financial LP | 55,665 | $2.14M | 0.02% | +47,211+558.4% | Added |
| Envestnet Asset Management Inc | 55,159 | $2.12M | 0.00% | −2,943−5.1% | Reduced |
| Texas Permanent School Fund | 53,527 | $2.06M | 0.03% | −859−1.6% | Reduced |
| ExodusPoint Capital Management, LP | 53,467 | $2.06M | 0.03% | −54,983−50.7% | Reduced |
| New York State Common Retirement Fund | 51,655 | $1.99M | 0.00% | +1,355+2.7% | Added |
| Putnam Investments LLC | 50,514 | $1.94M | 0.00% | −920−1.8% | Reduced |
| Macquarie Group Ltd | 48,599 | $1.94M | 0.00% | −1,832−3.6% | Reduced |
| Ontario Teachers Pension Plan Board | 50,211 | $1.93M | 0.03% | +15,865+46.2% | Added |
| Squarepoint Ops LLC | 49,517 | $1.90M | 0.02% | +20,544+70.9% | Added |
| Amalgamated Bank | 49,035 | $1.89M | 0.02% | +695+1.4% | Added |
| Great West Life Assurance Co | 48,748 | $1.88M | 0.01% | +529+1.1% | Added |
| Jupiter Asset Management Ltd | 48,169 | $1.85M | 0.03% | −32,145−40.0% | Reduced |
| Arrowstreet Capital, Limited Partnership | 47,717 | $1.83M | 0.00% | +30,863+183.1% | Added |
| Willner & Heller, LLC | 45,563 | $1.75M | 2.83% | +30+0.1% | Added |
| Mercer Global Advisors Inc | 42,842 | $1.65M | 0.01% | +61+0.1% | Added |
| Cambiar Investors LLC | 42,506 | $1.64M | 0.08% | −444−1.0% | Reduced |
| Gsa Capital Partners LLP | 42,037 | $1.62M | 0.21% | +17,988+74.8% | Added |
| Dynamic Technology Lab Private Ltd | 41,470 | $1.59M | 0.16% | +41,470 | New |
| Tudor Investment Corp Et Al | 39,182 | $1.51M | 0.04% | +39,182 | New |
| Guggenheim Capital LLC | 39,067 | $1.50M | 0.01% | −1,777−4.4% | Reduced |
| Moody Aldrich Partners LLC | 38,147 | $1.47M | 0.30% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 38,099 | $1.47M | 0.00% | +1,425+3.9% | Added |
| Aviva PLC | 37,980 | $1.46M | 0.01% | −12,209−24.3% | Reduced |
| Yousif Capital Management, LLC | 37,998 | $1.46M | 0.02% | −4,148−9.8% | Reduced |
| Alberta Investment Management Corp | 37,100 | $1.43M | 0.01% | 00.0% | Unchanged |
| AlphaCrest Capital Management LLC | 36,279 | $1.40M | 0.08% | +28,073+342.1% | Added |
| Eaton Vance Management | 36,036 | $1.39M | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 35,583 | $1.37M | 0.00% | +2,291+6.9% | Added |
| Teacher Retirement System of Texas | 33,423 | $1.28M | 0.01% | +21,541+181.3% | Added |
| NorthCrest Asset Manangement, LLC | 33,276 | $1.28M | 0.07% | −4,000−10.7% | Reduced |
| Virtus Investment Advisers, Inc. | 32,561 | $1.25M | 0.58% | +32,561 | New |
| Los Angeles Capital Management LLC | 32,150 | $1.24M | 0.01% | −12,734−28.4% | Reduced |
| Advisor Group Holdings, Inc. | 31,894 | $1.23M | 0.00% | +64+0.2% | Added |