Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Cathay General Bancorp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- −4 vs. Q2 2022
- Shares held
- 50.6M
- −1.06M (−2.0%) vs. Q2 2022
- Total value
- $1.95B
- −$76.0M (−3.8%) vs. Q2 2022
- New holders
- 18
- 81 more added
- Sold out
- 22
- 107 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Amussen Hunsaker Associates LLC | 31,126 | $1.22M | 0.34% | +10.0% | Added |
| Susquehanna International Group, LLP | 31,361 | $1.21M | 0.00% | +12,001+62.0% | Added |
| Barclays PLC | 31,289 | $1.20M | 0.00% | +18,422+143.2% | Added |
| Mission Wealth Management, LP | 30,757 | $1.18M | 0.06% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 30,682 | $1.18M | 0.00% | +9,180+42.7% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 30,400 | $1.17M | 0.01% | +30,400 | New |
| Deutsche Bank AG | 29,945 | $1.15M | 0.00% | −6,543−17.9% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 29,507 | $1.14M | 0.01% | −243−0.8% | Reduced |
| Citizens Business Bank | 14,520 | $1.12M | 0.27% | 00.0% | Unchanged |
| Dean Investment Associates, LLC | 27,497 | $1.06M | 0.22% | +3,848+16.3% | Added |
| M&T Bank Corp | 27,278 | $1.05M | 0.00% | −1,392−4.9% | Reduced |
| Price T Rowe Associates Inc | 24,987 | $962.0K | 0.00% | +161+0.6% | Added |
| Cornercap Investment Counsel Inc | 24,823 | $955.0K | 0.18% | +175+0.7% | Added |
| Ameritas Investment Partners, Inc. | 24,785 | $953.0K | 0.04% | −851−3.3% | Reduced |
| Bank of Montreal | 23,631 | $941.0K | 0.00% | +11,357+92.5% | Added |
| Captrust Financial Advisors | 23,546 | $906.0K | 0.01% | −32,466−58.0% | Reduced |
| Ensign Peak Advisors, Inc | 23,458 | $902.0K | 0.00% | 00.0% | Unchanged |
| Affinity Investment Advisors, LLC | 23,181 | $892.0K | 0.46% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 23,161 | $891.0K | 0.05% | −26,683−53.5% | Reduced |
| BNP Paribas Arbitrage, SA | 22,777 | $876.0K | 0.00% | −3,848−14.5% | Reduced |
| Citigroup Inc | 22,048 | $848.0K | 0.00% | +7,994+56.9% | Added |
| Oregon Public Employees Retirement Fund | 21,733 | $836.0K | 0.01% | −61−0.3% | Reduced |
| Pathstone Family Office, LLC | 21,699 | $834.2K | 0.02% | +10,198+88.7% | Added |
| Hillsdale Investment Management Inc. | 21,200 | $815.0K | 0.07% | −2,000−8.6% | Reduced |
| Thrivent Financial for Lutherans | 19,835 | $763.0K | 0.00% | −40.0% | Reduced |
| Louisiana State Employees Retirement System | 19,800 | $762.0K | 0.02% | +100+0.5% | Added |
| Arizona State Retirement System | 19,401 | $746.0K | 0.01% | −101−0.5% | Reduced |
| Allianz Asset Management GmbH | 19,034 | $732.0K | 0.00% | −44,835−70.2% | Reduced |
| Graham Capital Management, L.P. | 18,823 | $723.0K | 0.03% | −47,857−71.8% | Reduced |
| Two Sigma Advisers, LP | 18,800 | $723.0K | 0.00% | −33,100−63.8% | Reduced |
| State of Michigan Retirement System | 18,730 | $720.0K | 0.01% | −400−2.1% | Reduced |
| Trexquant Investment LP | 17,939 | $690.0K | 0.02% | −2,208−11.0% | Reduced |
| Rafferty Asset Management, LLC | 16,909 | $650.0K | 0.01% | −1,120−6.2% | Reduced |
| Jane Street Group, LLC | 16,457 | $633.0K | 0.00% | +1,310+8.6% | Added |
| Snowden Capital Advisors LLC | 15,688 | $603.0K | 0.03% | −100−0.6% | Reduced |
| Commerce Bank | 15,280 | $587.0K | 0.01% | 00.0% | Unchanged |
| Meritage Portfolio Management | 14,734 | $567.0K | 0.05% | +651+4.6% | Added |
| Teachers Retirement System of the State of Kentucky | 14,718 | $566.0K | 0.01% | +14,718 | New |
| Shell Asset Management Co | 14,595 | $561.0K | 0.02% | −3,822−20.8% | Reduced |
| Duality Advisers, LP | 14,567 | $560.0K | 0.06% | +967+7.1% | Added |
| Tower Research Capital LLC (TRC) | 13,552 | $521.0K | 0.01% | +8,973+196.0% | Added |
| Stonnington Group, LLC | 12,000 | $520.0K | 0.15% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 13,311 | $512.0K | 0.00% | −4,679−26.0% | Reduced |
| The PNC Financial Services Group, Inc. | 13,031 | $501.0K | 0.00% | −30.0% | Reduced |
| First Hawaiian Bank | 12,890 | $496.0K | 0.02% | 00.0% | Unchanged |
| Grantham, Mayo, Van Otterloo & Co. LLC | 12,506 | $481.0K | 0.00% | +7,300+140.2% | Added |
| Winton Group Ltd | 12,435 | $478.0K | 0.03% | +4,866+64.3% | Added |
| Mariner, LLC | 12,409 | $477.0K | 0.00% | +357+3.0% | Added |
| Connecticut Wealth Management, LLC | 12,129 | $466.0K | 0.04% | −56−0.5% | Reduced |
| Handelsbanken Fonder AB | 11,988 | $461.0K | 0.00% | −3,500−22.6% | Reduced |
| ProShare Advisors LLC | 12,004 | $461.0K | 0.00% | −215−1.8% | Reduced |
| New Mexico Educational Retirement Board | 11,800 | $454.0K | 0.02% | 00.0% | Unchanged |
| Dean Capital Management | 11,461 | $441.0K | 0.66% | −4,886−29.9% | Reduced |
| Xponance, Inc. | 11,437 | $440.0K | 0.01% | −95−0.8% | Reduced |
| Federated Hermes, Inc. | 11,219 | $431.0K | 0.00% | −877−7.3% | Reduced |
| O'Shaughnessy Asset Management, LLC | 11,190 | $430.0K | 0.01% | +11,190 | New |
| Northwestern Mutual Investment Management Company, LLC | 10,748 | $413.0K | 0.01% | −1,831−14.6% | Reduced |
| Berkeley, Inc | 10,667 | $410.2K | 0.35% | +2,731+34.4% | Added |
| Janus Henderson Group PLC | 10,554 | $407.0K | 0.00% | −2,740−20.6% | Reduced |
| State of Alaska, Department of Revenue | 10,324 | $397.0K | 0.01% | −490−4.5% | Reduced |
| Brinker Capital Investments, LLC | 9,868 | $380.0K | 0.01% | −163−1.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,624 | $370.0K | 0.00% | +1,276+15.3% | Added |
| Campbell & CO Investment Adviser LLC | 9,607 | $369.0K | 0.08% | +2,294+31.4% | Added |
| Royal Bank of Canada | 9,594 | $369.0K | 0.00% | +2,722+39.6% | Added |
| Gyon Technologies Capital Management, LP | 9,498 | $365.0K | 0.11% | −2,135−18.4% | Reduced |
| Mraz, Amerine & Associates, Inc. | 9,303 | $358.0K | 0.10% | +118+1.3% | Added |
| UBS Group AG | 8,871 | $341.0K | 0.00% | −13,714−60.7% | Reduced |
| Neuberger Berman Group LLC | 8,753 | $337.0K | 0.00% | +8,753 | New |
| Commonwealth Equity Services, LLC | 8,706 | $334.0K | 0.00% | +174+2.0% | Added |
| SG Americas Securities, LLC | 8,623 | $332.0K | 0.01% | −14,457−62.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 8,485 | $326.0K | 0.02% | −266−3.0% | Reduced |
| Truist Financial Corp | 7,687 | $296.0K | 0.00% | −7,843−50.5% | Reduced |
| Alps Advisors Inc | 7,688 | $296.0K | 0.00% | −11−0.1% | Reduced |
| Origin Asset Management LLP | 7,457 | $287.0K | 0.12% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 7,395 | $284.4K | 0.03% | +7,395 | New |
| SEI Investments Co | 7,012 | $270.0K | 0.00% | −110−1.5% | Reduced |
| Jump Financial, LLC | 6,950 | $267.0K | 0.01% | +6,950 | New |
| Atria Wealth Solutions, Inc. | 6,848 | $263.4K | 0.00% | +8+0.1% | Added |
| Securian Asset Management, Inc | 6,751 | $260.0K | 0.01% | −100−1.5% | Reduced |
| Voloridge Investment Management, LLC | 6,705 | $258.0K | 0.00% | −11,999−64.2% | Reduced |
| Robeco Institutional Asset Management B.V. | 6,604 | $254.0K | 0.00% | −382−5.5% | Reduced |
| STRS Ohio | 6,300 | $242.0K | 0.00% | 00.0% | Unchanged |
| GW Henssler & Associates Ltd | 6,178 | $238.0K | 0.02% | −220−3.4% | Reduced |
| Crossmark Global Holdings, Inc. | 6,070 | $233.0K | 0.01% | −40−0.7% | Reduced |
| Citizens Financial Group Inc | 6,007 | $231.0K | 0.01% | 00.0% | Unchanged |
| EMC Capital Management | 5,834 | $224.0K | 0.21% | 00.0% | Unchanged |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 5,763 | $222.0K | 0.01% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 5,624 | $216.0K | 0.01% | +4,257+311.4% | Added |
| Verition Fund Management LLC | 5,556 | $214.0K | 0.00% | +5,556 | New |
| Weil Company, Inc. | 5,350 | $206.0K | 0.13% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 4,343 | $167.0K | 0.01% | 00.0% | Unchanged |
| Vestcor Inc | 4,263 | $164.0K | 0.01% | −2,212−34.2% | Reduced |
| Allspring Global Investments Holdings, LLC | 3,957 | $152.0K | 0.00% | −580−12.8% | Reduced |
| Public Employees Retirement System of Ohio | 3,219 | $124.0K | 0.00% | −75−2.3% | Reduced |
| Bessemer Group Inc | 3,094 | $119.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 2,987 | $115.0K | 0.00% | −2,041−40.6% | Reduced |
| Parallel Advisors, LLC | 2,251 | $87.0K | 0.00% | +1,182+110.6% | Added |
| Covestor Ltd | 2,197 | $85.0K | 0.08% | +1,050+91.5% | Added |
| Covington Capital Management | 2,125 | $82.0K | 0.00% | −75−3.4% | Reduced |
| Public Employees Retirement Association of Colorado | 1,965 | $76.0K | 0.00% | 00.0% | Unchanged |