Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Cathay General Bancorp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- −4 vs. Q2 2022
- Shares held
- 50.6M
- −1.06M (−2.0%) vs. Q2 2022
- Total value
- $1.95B
- −$76.0M (−3.8%) vs. Q2 2022
- New holders
- 18
- 81 more added
- Sold out
- 22
- 107 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quadrant Capital Group LLC | 1,755 | $67.0K | 0.01% | +77+4.6% | Added |
| Picton Mahoney Asset Management | 1,736 | $66.0K | 0.00% | +1,736 | New |
| Amundi | 1,689 | $65.0K | 0.00% | −299−15.0% | Reduced |
| Nisa Investment Advisors, LLC | 1,264 | $56.0K | 0.00% | +84+7.1% | Added |
| Assetmark, Inc | 1,225 | $47.0K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 1,003 | $39.0K | 0.02% | −24−2.3% | Reduced |
| Meeder Asset Management Inc | 907 | $35.0K | 0.00% | +299+49.2% | Added |
| Lazard Asset Management LLC | 903 | $34.0K | 0.00% | −33,303−97.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 853 | $33.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 869 | $33.0K | 0.00% | +40+4.8% | Added |
| Harvest Fund Management Co., Ltd | 774 | $30.0K | 0.01% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 730 | $28.0K | 0.00% | +612+518.6% | Added |
| Acadian Asset Management LLC | 625 | $24.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 560 | $22.0K | 0.00% | −310−35.6% | Reduced |
| CWM, LLC | 573 | $22.0K | 0.00% | +193+50.8% | Added |
| Nomura Asset Management Co Ltd | 520 | $20.0K | 0.00% | 00.0% | Unchanged |
| Wipfli Financial Advisors LLC, | 467 | $18.0K | 0.00% | +467 | New |
| American Portfolios Advisors | 466 | $17.9K | 0.00% | +466 | New |
| TCI Wealth Advisors, Inc. | 390 | $15.0K | 0.00% | +5+1.3% | Added |
| First Horizon Advisors, Inc. | 391 | $15.0K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 280 | $11.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 268 | $10.0K | 0.00% | +16+6.3% | Added |
| Lindbrook Capital, LLC | 251 | $10.0K | 0.00% | +3+1.2% | Added |
| Glassman Wealth Services | 230 | $9.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 195 | $7.00K | 0.00% | −70−26.4% | Reduced |
| Private Trust Co NA | 150 | $6.00K | 0.00% | 00.0% | Unchanged |
| Barrow Hanley Mewhinney & Strauss LLC | 125 | $5.00K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 131 | $5.00K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 105 | $4.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 102 | $4.00K | 0.00% | +18+21.4% | Added |
| Contravisory Investment Management, Inc. | 117 | $4.00K | 0.00% | +117 | New |
| Umb Bank N A | 72 | $3.00K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 70 | $3.00K | 0.00% | −11−13.6% | Reduced |
| TD Private Client Wealth LLC | 53 | $2.04K | 0.00% | 00.0% | Unchanged |
| Front Row Advisors LLC | 54 | $2.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 52 | $2.00K | 0.00% | +16+44.4% | Added |
| Schubert & Co | 49 | $2.00K | 0.00% | +21+75.0% | Added |
| Manchester Capital Management LLC | 21 | $1.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 31 | $1.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 22 | $1.00K | 0.00% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 16 | $1.00K | 0.00% | −2−11.1% | Reduced |
| Farmers & Merchants Investments Inc | 33 | $1.00K | 0.00% | +33 | New |
| Global Retirement Partners, LLC | 29 | $1.00K | 0.00% | +29 | New |
| Sutton Wealth Advisors Inc. | 21 | $808 | 0.00% | +6+40.0% | Added |
| Newbridge Financial Services Group, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 11 | $0 | 0.00% | +11 | New |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −272,088−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −130,793−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −44,302−100.0% | Sold out |
| Jackson Creek Investment Advisors LLC | 0 | $0 | 0.00% | −25,524−100.0% | Sold out |
| Natixis Advisors, L.P. | 0 | $0 | 0.00% | −11,693−100.0% | Sold out |
| Teza Capital Management LLC | 0 | $0 | 0.00% | −7,936−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | – | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −7,607−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −7,184−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −6,741−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −6,111−100.0% | Sold out |
| CWM Advisors, LLC | 0 | $0 | 0.00% | −5,412−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2,723−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −2,471−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| Arlington Partners LLC | 0 | $0 | 0.00% | −408−100.0% | Sold out |
| Concord Wealth Partners | 0 | $0 | 0.00% | −180−100.0% | Sold out |
| Venture Visionary Partners LLC | 0 | $0 | 0.00% | −169−100.0% | Sold out |
| Northwest Investment Counselors, LLC | 0 | $0 | 0.00% | −72−100.0% | Sold out |
| Albion Financial Group | 0 | $0 | 0.00% | −23−100.0% | Sold out |
| Denali Advisors LLC | 0 | $0 | 0.00% | −31−100.0% | Sold out |
| Steward Financial Group LLC | 0 | $0 | 0.00% | −39−100.0% | Sold out |
| Coldstream Capital Management Inc | – | – | – | – | Not filed |
| Fieldpoint Private Securities, LLC | – | – | – | – | Not filed |