Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Cathay General Bancorp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- −4 vs. Q2 2022
- Shares held
- 50.6M
- −1.06M (−2.0%) vs. Q2 2022
- Total value
- $1.95B
- −$76.0M (−3.8%) vs. Q2 2022
- New holders
- 18
- 81 more added
- Sold out
- 22
- 107 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Newbridge Financial Services Group, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 11 | $0 | 0.00% | +11 | New |
| Sutton Wealth Advisors Inc. | 21 | $808 | 0.00% | +6+40.0% | Added |
| Manchester Capital Management LLC | 21 | $1.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 31 | $1.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 22 | $1.00K | 0.00% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 16 | $1.00K | 0.00% | −2−11.1% | Reduced |
| Farmers & Merchants Investments Inc | 33 | $1.00K | 0.00% | +33 | New |
| Global Retirement Partners, LLC | 29 | $1.00K | 0.00% | +29 | New |
| Front Row Advisors LLC | 54 | $2.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 52 | $2.00K | 0.00% | +16+44.4% | Added |
| Schubert & Co | 49 | $2.00K | 0.00% | +21+75.0% | Added |
| TD Private Client Wealth LLC | 53 | $2.04K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 72 | $3.00K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 70 | $3.00K | 0.00% | −11−13.6% | Reduced |
| Ronald Blue Trust, Inc. | 105 | $4.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 102 | $4.00K | 0.00% | +18+21.4% | Added |
| Contravisory Investment Management, Inc. | 117 | $4.00K | 0.00% | +117 | New |
| Barrow Hanley Mewhinney & Strauss LLC | 125 | $5.00K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 131 | $5.00K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 150 | $6.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 195 | $7.00K | 0.00% | −70−26.4% | Reduced |
| Glassman Wealth Services | 230 | $9.00K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 268 | $10.0K | 0.00% | +16+6.3% | Added |
| Lindbrook Capital, LLC | 251 | $10.0K | 0.00% | +3+1.2% | Added |
| Smithfield Trust Co | 280 | $11.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 390 | $15.0K | 0.00% | +5+1.3% | Added |
| First Horizon Advisors, Inc. | 391 | $15.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 466 | $17.9K | 0.00% | +466 | New |
| Wipfli Financial Advisors LLC, | 467 | $18.0K | 0.00% | +467 | New |
| Nomura Asset Management Co Ltd | 520 | $20.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 560 | $22.0K | 0.00% | −310−35.6% | Reduced |
| CWM, LLC | 573 | $22.0K | 0.00% | +193+50.8% | Added |
| Acadian Asset Management LLC | 625 | $24.0K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 730 | $28.0K | 0.00% | +612+518.6% | Added |
| Harvest Fund Management Co., Ltd | 774 | $30.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 853 | $33.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 869 | $33.0K | 0.00% | +40+4.8% | Added |
| Lazard Asset Management LLC | 903 | $34.0K | 0.00% | −33,303−97.4% | Reduced |
| Meeder Asset Management Inc | 907 | $35.0K | 0.00% | +299+49.2% | Added |
| State of Wyoming | 1,003 | $39.0K | 0.02% | −24−2.3% | Reduced |
| Assetmark, Inc | 1,225 | $47.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 1,264 | $56.0K | 0.00% | +84+7.1% | Added |
| Amundi | 1,689 | $65.0K | 0.00% | −299−15.0% | Reduced |
| Picton Mahoney Asset Management | 1,736 | $66.0K | 0.00% | +1,736 | New |
| Quadrant Capital Group LLC | 1,755 | $67.0K | 0.01% | +77+4.6% | Added |
| Public Employees Retirement Association of Colorado | 1,965 | $76.0K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 2,125 | $82.0K | 0.00% | −75−3.4% | Reduced |
| Covestor Ltd | 2,197 | $85.0K | 0.08% | +1,050+91.5% | Added |
| Parallel Advisors, LLC | 2,251 | $87.0K | 0.00% | +1,182+110.6% | Added |
| US Bancorp | 2,987 | $115.0K | 0.00% | −2,041−40.6% | Reduced |
| Bessemer Group Inc | 3,094 | $119.0K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 3,219 | $124.0K | 0.00% | −75−2.3% | Reduced |
| Allspring Global Investments Holdings, LLC | 3,957 | $152.0K | 0.00% | −580−12.8% | Reduced |
| Vestcor Inc | 4,263 | $164.0K | 0.01% | −2,212−34.2% | Reduced |
| Metropolitan Life Insurance Co | 4,343 | $167.0K | 0.01% | 00.0% | Unchanged |
| Weil Company, Inc. | 5,350 | $206.0K | 0.13% | 00.0% | Unchanged |
| Verition Fund Management LLC | 5,556 | $214.0K | 0.00% | +5,556 | New |
| Point72 Hong Kong Ltd | 5,624 | $216.0K | 0.01% | +4,257+311.4% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 5,763 | $222.0K | 0.01% | 00.0% | Unchanged |
| EMC Capital Management | 5,834 | $224.0K | 0.21% | 00.0% | Unchanged |
| Citizens Financial Group Inc | 6,007 | $231.0K | 0.01% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 6,070 | $233.0K | 0.01% | −40−0.7% | Reduced |
| GW Henssler & Associates Ltd | 6,178 | $238.0K | 0.02% | −220−3.4% | Reduced |
| STRS Ohio | 6,300 | $242.0K | 0.00% | 00.0% | Unchanged |
| Robeco Institutional Asset Management B.V. | 6,604 | $254.0K | 0.00% | −382−5.5% | Reduced |
| Voloridge Investment Management, LLC | 6,705 | $258.0K | 0.00% | −11,999−64.2% | Reduced |
| Securian Asset Management, Inc | 6,751 | $260.0K | 0.01% | −100−1.5% | Reduced |
| Atria Wealth Solutions, Inc. | 6,848 | $263.4K | 0.00% | +8+0.1% | Added |
| Jump Financial, LLC | 6,950 | $267.0K | 0.01% | +6,950 | New |
| SEI Investments Co | 7,012 | $270.0K | 0.00% | −110−1.5% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 7,395 | $284.4K | 0.03% | +7,395 | New |
| Origin Asset Management LLP | 7,457 | $287.0K | 0.12% | 00.0% | Unchanged |
| Truist Financial Corp | 7,687 | $296.0K | 0.00% | −7,843−50.5% | Reduced |
| Alps Advisors Inc | 7,688 | $296.0K | 0.00% | −11−0.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 8,485 | $326.0K | 0.02% | −266−3.0% | Reduced |
| SG Americas Securities, LLC | 8,623 | $332.0K | 0.01% | −14,457−62.6% | Reduced |
| Commonwealth Equity Services, LLC | 8,706 | $334.0K | 0.00% | +174+2.0% | Added |
| Neuberger Berman Group LLC | 8,753 | $337.0K | 0.00% | +8,753 | New |
| UBS Group AG | 8,871 | $341.0K | 0.00% | −13,714−60.7% | Reduced |
| Mraz, Amerine & Associates, Inc. | 9,303 | $358.0K | 0.10% | +118+1.3% | Added |
| Gyon Technologies Capital Management, LP | 9,498 | $365.0K | 0.11% | −2,135−18.4% | Reduced |
| Campbell & CO Investment Adviser LLC | 9,607 | $369.0K | 0.08% | +2,294+31.4% | Added |
| Royal Bank of Canada | 9,594 | $369.0K | 0.00% | +2,722+39.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,624 | $370.0K | 0.00% | +1,276+15.3% | Added |
| Brinker Capital Investments, LLC | 9,868 | $380.0K | 0.01% | −163−1.6% | Reduced |
| State of Alaska, Department of Revenue | 10,324 | $397.0K | 0.01% | −490−4.5% | Reduced |
| Janus Henderson Group PLC | 10,554 | $407.0K | 0.00% | −2,740−20.6% | Reduced |
| Berkeley, Inc | 10,667 | $410.2K | 0.35% | +2,731+34.4% | Added |
| Northwestern Mutual Investment Management Company, LLC | 10,748 | $413.0K | 0.01% | −1,831−14.6% | Reduced |
| O'Shaughnessy Asset Management, LLC | 11,190 | $430.0K | 0.01% | +11,190 | New |
| Federated Hermes, Inc. | 11,219 | $431.0K | 0.00% | −877−7.3% | Reduced |
| Xponance, Inc. | 11,437 | $440.0K | 0.01% | −95−0.8% | Reduced |
| Dean Capital Management | 11,461 | $441.0K | 0.66% | −4,886−29.9% | Reduced |
| New Mexico Educational Retirement Board | 11,800 | $454.0K | 0.02% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 11,988 | $461.0K | 0.00% | −3,500−22.6% | Reduced |
| ProShare Advisors LLC | 12,004 | $461.0K | 0.00% | −215−1.8% | Reduced |
| Connecticut Wealth Management, LLC | 12,129 | $466.0K | 0.04% | −56−0.5% | Reduced |
| Mariner, LLC | 12,409 | $477.0K | 0.00% | +357+3.0% | Added |
| Winton Group Ltd | 12,435 | $478.0K | 0.03% | +4,866+64.3% | Added |