Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Cathay General Bancorp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 244
- −6 vs. Q4 2022
- Shares held
- 50.3M
- −309.8K (−0.6%) vs. Q4 2022
- Total value
- $1.74B
- −$328.7M (−15.9%) vs. Q4 2022
- New holders
- 24
- 89 more added
- Sold out
- 30
- 98 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Price T Rowe Associates Inc | 31,011 | $1.07M | 0.00% | +636+2.1% | Added |
| Squarepoint Ops LLC | 30,822 | $1.06M | 0.01% | +10,973+55.3% | Added |
| Mission Wealth Management, LP | 30,792 | $1.06M | 0.05% | 00.0% | Unchanged |
| Citizens Business Bank | 14,520 | $1.00M | 0.23% | 00.0% | Unchanged |
| Jupiter Asset Management Ltd | 27,851 | $961.1K | 0.01% | 00.0% | Unchanged |
| Ensign Peak Advisors, Inc | 27,758 | $958.2K | 0.00% | +2,300+9.0% | Added |
| ORG Partners LLC | 27,388 | $945.4K | 0.23% | +27,388 | New |
| M&T Bank Corp | 26,573 | $917.6K | 0.00% | −2,216−7.7% | Reduced |
| Russell Investments Group, Ltd. | 26,525 | $915.6K | 0.00% | −8,806−24.9% | Reduced |
| Cornercap Investment Counsel Inc | 25,689 | $886.8K | 0.16% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 25,431 | $878.0K | 0.00% | +5,480+27.5% | Added |
| UBS Group AG | 24,323 | $839.6K | 0.00% | −6,397−20.8% | Reduced |
| Ameritas Investment Partners, Inc. | 24,165 | $834.2K | 0.03% | −620−2.5% | Reduced |
| Captrust Financial Advisors | 23,320 | $805.0K | 0.00% | −324−1.4% | Reduced |
| D. E. Shaw & Co., Inc. | 22,997 | $793.9K | 0.00% | −48,745−67.9% | Reduced |
| Affinity Investment Advisors, LLC | 22,335 | $771.0K | 0.41% | −1,000−4.3% | Reduced |
| Truist Financial Corp | 22,314 | $770.3K | 0.00% | +73+0.3% | Added |
| Oregon Public Employees Retirement Fund | 21,228 | $732.8K | 0.01% | −655−3.0% | Reduced |
| JustInvest LLC | 21,152 | $730.2K | 0.03% | +21,152 | New |
| Winton Group Ltd | 20,891 | $721.2K | 0.04% | +3,729+21.7% | Added |
| Arizona State Retirement System | 20,483 | $707.1K | 0.01% | +521+2.6% | Added |
| Campbell & CO Investment Adviser LLC | 20,199 | $697.3K | 0.13% | +9,155+82.9% | Added |
| Teacher Retirement System of Texas | 19,842 | $685.0K | 0.00% | −8,097−29.0% | Reduced |
| Virtus Investment Advisers, Inc. | 19,542 | $674.6K | 0.47% | −13,019−40.0% | Reduced |
| Louisiana State Employees Retirement System | 19,300 | $666.2K | 0.02% | −600−3.0% | Reduced |
| State of Michigan Retirement System | 18,330 | $632.8K | 0.00% | −600−3.2% | Reduced |
| Citigroup Inc | 16,811 | $580.3K | 0.00% | −1,266−7.0% | Reduced |
| Occudo Quantitative Strategies LP | 16,578 | $572.3K | 0.05% | +16,578 | New |
| Pathstone Family Office, LLC | 16,259 | $566.4K | 0.01% | −4,888−23.1% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 16,138 | $557.1K | 0.01% | +9,252+134.4% | Added |
| CM Wealth Advisors LLC | 16,538 | $510.0K | 0.10% | +16,538 | New |
| Commerce Bank | 14,751 | $509.2K | 0.00% | −265−1.8% | Reduced |
| Snowden Capital Advisors LLC | 14,688 | $507.0K | 0.02% | 00.0% | Unchanged |
| Legato Capital Management LLC | 14,685 | $506.9K | 0.09% | −2,264−13.4% | Reduced |
| Dean Capital Management | 14,685 | $506.9K | 0.66% | −2,264−13.4% | Reduced |
| SEI Investments Co | 13,913 | $480.3K | 0.00% | +3,701+36.2% | Added |
| Allianz Asset Management GmbH | 13,647 | $471.1K | 0.00% | −3,911−22.3% | Reduced |
| New Mexico Educational Retirement Board | 13,500 | $466.0K | 0.02% | +1,700+14.4% | Added |
| Mariner, LLC | 13,347 | $460.0K | 0.00% | +868+7.0% | Added |
| Berkeley, Inc | 12,720 | $439.1K | 0.32% | +2,023+18.9% | Added |
| ProShare Advisors LLC | 12,541 | $432.9K | 0.00% | −1,310−9.5% | Reduced |
| State of Wisconsin Investment Board | 12,202 | $421.2K | 0.00% | +3,383+38.4% | Added |
| Handelsbanken Fonder AB | 11,988 | $414.0K | 0.00% | 00.0% | Unchanged |
| Bank of Montreal | 11,859 | $413.8K | 0.00% | +2,490+26.6% | Added |
| Shell Asset Management Co | 11,951 | $413.0K | 0.02% | −42−0.4% | Reduced |
| Teachers Retirement System of the State of Kentucky | 11,918 | $412.0K | 0.00% | 00.0% | Unchanged |
| First Hawaiian Bank | 11,890 | $410.4K | 0.01% | −1,000−7.8% | Reduced |
| LPL Financial LLC | 11,831 | $408.4K | 0.00% | +2,401+25.5% | Added |
| Xponance, Inc. | 11,230 | $387.7K | 0.01% | −163−1.4% | Reduced |
| Coldstream Capital Management Inc | 10,571 | $364.9K | 0.01% | −1,021−8.8% | Reduced |
| Versor Investments LP | 10,367 | $357.9K | 0.05% | −1,464−12.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 10,065 | $347.4K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 9,999 | $345.0K | 0.00% | −325−3.1% | Reduced |
| Federated Hermes, Inc. | 9,734 | $336.0K | 0.00% | −4,991−33.9% | Reduced |
| Brinker Capital Investments, LLC | 9,722 | $335.6K | 0.00% | −342−3.4% | Reduced |
| Orion Portfolio Solutions, LLC | 9,722 | $335.6K | 0.00% | +9,722 | New |
| Hennion & Walsh Asset Management, Inc. | 9,555 | $330.0K | 0.02% | +822+9.4% | Added |
| The PNC Financial Services Group, Inc. | 9,450 | $326.2K | 0.00% | −1,519−13.8% | Reduced |
| O'Shaughnessy Asset Management, LLC | 9,383 | $323.9K | 0.01% | −67−0.7% | Reduced |
| Neuberger Berman Group LLC | 9,158 | $316.1K | 0.00% | +219+2.4% | Added |
| Great Lakes Advisors, LLC | 8,937 | $308.5K | 0.00% | +8,937 | New |
| Commonwealth Equity Services, LLC | 8,741 | $301.0K | 0.00% | +71+0.8% | Added |
| Mraz, Amerine & Associates, Inc. | 8,414 | $290.5K | 0.07% | +296+3.6% | Added |
| Pictet Asset Management SA | 8,257 | $285.0K | 0.00% | 00.0% | Unchanged |
| Alps Advisors Inc | 8,181 | $282.4K | 0.00% | +529+6.9% | Added |
| Royal Bank of Canada | 7,792 | $269.0K | 0.00% | −11,907−60.4% | Reduced |
| Toroso Investments, LLC | 7,020 | $242.0K | 0.01% | +7,020 | New |
| STRS Ohio | 6,900 | $238.0K | 0.00% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 6,763 | $233.5K | 0.00% | −92−1.3% | Reduced |
| EMC Capital Management | 6,701 | $231.0K | 0.19% | 00.0% | Unchanged |
| Securian Asset Management, Inc | 6,624 | $228.7K | 0.01% | −127−1.9% | Reduced |
| Centiva Capital, LP | 6,619 | $228.5K | 0.01% | +507+8.3% | Added |
| Gotham Asset Management, LLC | 6,584 | $227.3K | 0.01% | +6,584 | New |
| Prelude Capital Management, LLC | 6,512 | $224.8K | 0.02% | +1,203+22.7% | Added |
| Citizens Financial Group Inc | 6,500 | $224.4K | 0.01% | 00.0% | Unchanged |
| Keebeck Alpha, LP | 6,357 | $219.4K | 0.26% | +6,357 | New |
| GW Henssler & Associates Ltd | 6,260 | $216.1K | 0.01% | +82+1.3% | Added |
| Crossmark Global Holdings, Inc. | 5,973 | $206.0K | 0.00% | 00.0% | Unchanged |
| Profund Advisors LLC | 5,936 | $204.9K | 0.01% | +5,936 | New |
| Point72 Asset Management, L.P. | 5,934 | $204.8K | 0.00% | +5,934 | New |
| Stonnington Group, LLC | 6,000 | $201.1K | 0.05% | −6,000−50.0% | Reduced |
| Point72 Middle East FZE | 4,732 | $163.3K | 0.01% | +259+5.8% | Added |
| Vestcor Inc | 4,263 | $147.0K | 0.01% | 00.0% | Unchanged |
| Quantbot Technologies LP | 4,152 | $143.3K | 0.01% | +1,355+48.4% | Added |
| Laffer Tengler Investments | 3,987 | $137.6K | 0.04% | −65−1.6% | Reduced |
| Metropolitan Life Insurance Co | 3,767 | $130.0K | 0.01% | −684−15.4% | Reduced |
| Covestor Ltd | 3,428 | $118.0K | 0.10% | +1,199+53.8% | Added |
| Tower Research Capital LLC (TRC) | 3,118 | $108.0K | 0.00% | +513+19.7% | Added |
| Bessemer Group Inc | 3,094 | $107.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 3,092 | $106.7K | 0.00% | −108−3.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 3,068 | $105.9K | 0.00% | −4,936−61.7% | Reduced |
| Caldwell Sutter Capital, Inc. | 2,350 | $81.1K | 0.06% | 00.0% | Unchanged |
| Public Employees Retirement Association of Colorado | 1,965 | $68.0K | 0.00% | 00.0% | Unchanged |
| Amundi | 1,776 | $61.3K | 0.00% | +40+2.3% | Added |
| Quadrant Capital Group LLC | 1,636 | $56.5K | 0.01% | +128+8.5% | Added |
| Nisa Investment Advisors, LLC | 1,289 | $44.0K | 0.00% | +25+2.0% | Added |
| Simplex Trading, LLC | 1,181 | $40.0K | 0.00% | +1,181 | New |
| Parallel Advisors, LLC | 1,063 | $36.7K | 0.00% | +225+26.8% | Added |
| Lazard Asset Management LLC | 1,056 | $36.0K | 0.00% | −221−17.3% | Reduced |
| Public Employees Retirement System of Ohio | 1,039 | $36.0K | 0.00% | +47+4.7% | Added |