Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Cathay General Bancorp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 244
- −6 vs. Q4 2022
- Shares held
- 50.3M
- −309.8K (−0.6%) vs. Q4 2022
- Total value
- $1.74B
- −$328.7M (−15.9%) vs. Q4 2022
- New holders
- 24
- 89 more added
- Sold out
- 30
- 98 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| State of Wyoming | 1,010 | $34.9K | 0.01% | −311−23.5% | Reduced |
| Assetmark, Inc | 965 | $33.3K | 0.00% | −260−21.2% | Reduced |
| Lindbrook Capital, LLC | 919 | $31.7K | 0.00% | +726+376.2% | Added |
| Northwestern Mutual Wealth Management Co | 853 | $29.4K | 0.00% | −48−5.3% | Reduced |
| Quarry LP | 680 | $23.5K | 0.01% | +66+10.7% | Added |
| Acadian Asset Management LLC | 625 | $21.0K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 520 | $17.9K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 462 | $16.0K | 0.00% | −191−29.2% | Reduced |
| Fifth Third Bancorp | 454 | $15.7K | 0.00% | +172+61.0% | Added |
| Allworth Financial LP | 400 | $13.8K | 0.00% | −205−33.9% | Reduced |
| First Horizon Advisors, Inc. | 391 | $13.5K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 389 | $13.4K | 0.00% | −1−0.3% | Reduced |
| Contravisory Investment Management, Inc. | 360 | $12.4K | 0.00% | +243+207.7% | Added |
| Belpointe Asset Management LLC | 350 | $12.1K | 0.00% | +130+59.1% | Added |
| Signaturefd, LLC | 333 | $11.5K | 0.00% | +231+226.5% | Added |
| Smithfield Trust Co | 280 | $10.0K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 210 | $9.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 213 | $7.35K | 0.00% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 212 | $7.33K | 0.01% | +212 | New |
| Massmutual Trust Co FSB | 197 | $6.80K | 0.00% | +145+278.8% | Added |
| Bell Investment Advisors, Inc | 168 | $5.80K | 0.00% | +37+28.2% | Added |
| Private Trust Co NA | 150 | $5.18K | 0.00% | 00.0% | Unchanged |
| Park Place Capital Corp | 130 | $4.49K | 0.00% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 102 | $3.52K | 0.00% | +65+175.7% | Added |
| Psagot Value Holdings Ltd. / (Israel) | 88 | $3.00K | 0.00% | +88 | New |
| Umb Bank N A | 72 | $2.48K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 63 | $2.17K | 0.00% | +2+3.3% | Added |
| Front Row Advisors LLC | 54 | $2.00K | 0.00% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 59 | $2.00K | 0.00% | +59 | New |
| Ellevest, Inc. | 50 | $1.73K | 0.00% | +50 | New |
| Farmers & Merchants Investments Inc | 33 | $1.14K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 31 | $1.07K | 0.00% | 00.0% | Unchanged |
| Schubert & Co | 26 | $898 | 0.00% | −23−46.9% | Reduced |
| True Wealth Design, LLC | 26 | $898 | 0.00% | +26 | New |
| Baker Avenue Asset Management, LP | 25 | $863 | 0.00% | +17+212.5% | Added |
| Disciplined Investments, LLC | 17 | $587 | 0.00% | +3+21.4% | Added |
| Global Retirement Partners, LLC | 14 | $409 | 0.00% | +14 | New |
| JJJ Advisors Inc. | 10 | $329 | 0.00% | +10 | New |
| Hexagon Capital Partners LLC | 7 | $242 | 0.00% | −28−80.0% | Reduced |
| SJS Investment Consulting Inc. | 6 | $208 | 0.00% | −17−73.9% | Reduced |
| Tfo-TDC, LLC | 3 | $104 | 0.00% | −6−66.7% | Reduced |
| Newbridge Financial Services Group, Inc. | 2 | $60 | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 35 | $3 | 0.00% | +35 | New |
| Toronto Dominion Bank | 10 | $0 | 0.00% | +10 | New |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −130,671−100.0% | Sold out |
| Cambiar Investors LLC | 0 | $0 | 0.00% | −54,553−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −30,630−100.0% | Sold out |
| Grantham, Mayo, Van Otterloo & Co. LLC | 0 | $0 | 0.00% | −30,506−100.0% | Sold out |
| Moody Aldrich Partners LLC | 0 | $0 | 0.00% | −25,683−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −21,794−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −19,200−100.0% | Sold out |
| DuPont Capital Management Corp | 0 | $0 | 0.00% | −18,919−100.0% | Sold out |
| Pacer Advisors, Inc. | 0 | $0 | 0.00% | −18,686−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −17,053−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −17,014−100.0% | Sold out |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −12,852−100.0% | Sold out |
| Connecticut Wealth Management, LLC | 0 | $0 | 0.00% | −12,190−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −9,774−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −6,171−100.0% | Sold out |
| Weil Company, Inc. | 0 | $0 | 0.00% | −5,350−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −5,259−100.0% | Sold out |
| Origin Asset Management LLP | 0 | $0 | 0.00% | −5,125−100.0% | Sold out |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 0 | $0 | 0.00% | −4,977−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Virtus Fund Advisers, LLC | 0 | $0 | 0.00% | −1,156−100.0% | Sold out |
| Harvest Fund Management Co., Ltd | 0 | $0 | 0.00% | −774−100.0% | Sold out |
| One Wealth Advisors, LLC | 0 | $0 | 0.00% | −316−100.0% | Sold out |
| First Manhattan Co | 0 | $0 | 0.00% | −110−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −109−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −22−100.0% | Sold out |
| Sutton Wealth Advisors Inc. | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| Gyon Technologies Capital Management, LP | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Palouse Capital Management, Inc. | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Comerica Bank | – | – | – | – | Not filed |
| Willner & Heller, LLC | – | – | – | – | Not filed |