Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Cathay General Bancorp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- +13 vs. Q3 2023
- Shares held
- 54.5M
- +34.0K (+0.1%) vs. Q3 2023
- Total value
- $2.43B
- +$536.0M (+28.3%) vs. Q3 2023
- New holders
- 35
- 64 more added
- Sold out
- 22
- 92 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Teachers Retirement System of the State of Kentucky | 25,130 | $1.12M | 0.01% | 00.0% | Unchanged |
| M&T Bank Corp | 24,629 | $1.10M | 0.00% | −539−2.1% | Reduced |
| Captrust Financial Advisors | 23,442 | $1.04M | 0.00% | +266+1.1% | Added |
| SummerHaven Investment Management, LLC | 21,697 | $967.0K | 0.62% | +247+1.2% | Added |
| Assenagon Asset Management S.A. | 21,598 | $962.6K | 0.00% | −701,599−97.0% | Reduced |
| Oregon Public Employees Retirement Fund | 21,252 | $947.2K | 0.02% | −226−1.1% | Reduced |
| Pathstone Holdings, LLC | 20,495 | $913.5K | 0.00% | +20,495 | New |
| FMR LLC | 20,393 | $908.9K | 0.00% | +1,023+5.3% | Added |
| Access Investment Management LLC | 20,260 | $903.0K | 0.34% | +20,260 | New |
| Tower Research Capital LLC (TRC) | 20,085 | $895.2K | 0.01% | +16,753+502.8% | Added |
| BNP Paribas Arbitrage, SA | 19,933 | $888.4K | 0.00% | −16,177−44.8% | Reduced |
| Jane Street Group, LLC | 19,544 | $871.1K | 0.00% | +19,544 | New |
| Arizona State Retirement System | 19,271 | $858.9K | 0.01% | −349−1.8% | Reduced |
| SG Americas Securities, LLC | 18,960 | $845.0K | 0.01% | −33,712−64.0% | Reduced |
| TD Asset Management Inc | 18,900 | $842.4K | 0.00% | +18,900 | New |
| NorthCrest Asset Manangement, LLC | 18,036 | $803.9K | 0.03% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 17,749 | $791.0K | 0.01% | −10,187−36.5% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 15,677 | $698.7K | 0.01% | −32,817−67.7% | Reduced |
| Unison Advisors LLC | 15,361 | $684.6K | 0.07% | +147+1.0% | Added |
| Cornercap Investment Counsel Inc | 15,337 | $683.6K | 0.11% | −15,689−50.6% | Reduced |
| Two Sigma Advisers, LP | 15,100 | $673.0K | 0.00% | −17,700−54.0% | Reduced |
| Snowden Capital Advisors LLC | 14,453 | $644.2K | 0.02% | −272−1.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 14,338 | $639.0K | 0.00% | +2,425+20.4% | Added |
| Handelsinvest Investeringsforvaltning | 14,284 | $637.0K | 0.26% | +14,284 | New |
| Virtus Investment Advisers, Inc. | 14,116 | $629.1K | 0.47% | 00.0% | Unchanged |
| Truist Financial Corp | 14,110 | $628.9K | 0.00% | −436−3.0% | Reduced |
| LPL Financial LLC | 14,059 | $626.6K | 0.00% | −601−4.1% | Reduced |
| ProShare Advisors LLC | 13,129 | $585.2K | 0.00% | +2,478+23.3% | Added |
| Mutual of America Capital Management LLC | 12,716 | $566.8K | 0.01% | +40.0% | Added |
| O'Shaughnessy Asset Management, LLC | 12,424 | $553.7K | 0.01% | +12,424 | New |
| Advantage Alpha Capital Partners LP | 12,328 | $549.5K | 0.10% | +12,328 | New |
| SEI Investments Co | 12,120 | $540.2K | 0.00% | +588+5.1% | Added |
| Handelsbanken Fonder AB | 11,988 | $534.0K | 0.00% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 11,785 | $525.3K | 0.01% | +1,596+15.7% | Added |
| Winton Group Ltd | 11,782 | $525.1K | 0.04% | −1,154−8.9% | Reduced |
| Natixis Advisors, L.P. | 11,131 | $496.0K | 0.00% | +11,131 | New |
| Creative Planning | 10,832 | $482.8K | 0.00% | −1,092−9.2% | Reduced |
| Neuberger Berman Group LLC | 10,817 | $482.1K | 0.00% | +1,397+14.8% | Added |
| Wealth Enhancement Advisory Services, LLC | 9,828 | $438.0K | 0.00% | +226+2.4% | Added |
| Commerce Bank | 9,770 | $435.4K | 0.00% | −120−1.2% | Reduced |
| Commonwealth Equity Services, LLC | 9,644 | $430.0K | 0.00% | +665+7.4% | Added |
| Versor Investments LP | 9,231 | $411.4K | 0.08% | 00.0% | Unchanged |
| Shell Asset Management Co | 9,012 | $402.0K | 0.02% | −2,670−22.9% | Reduced |
| Alps Advisors Inc | 8,702 | $387.8K | 0.00% | −496−5.4% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 8,594 | $383.0K | 0.01% | −311−3.5% | Reduced |
| Bank of Montreal | 8,395 | $382.3K | 0.00% | +285+3.5% | Added |
| Pictet Asset Management Holding SA | 8,257 | $368.0K | 0.00% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 7,984 | $355.8K | 0.02% | −6,361−44.3% | Reduced |
| Brinker Capital Investments, LLC | 7,997 | $351.7K | 0.00% | −301−3.6% | Reduced |
| Orion Portfolio Solutions, LLC | 7,997 | $351.7K | 0.00% | −301−3.6% | Reduced |
| Campbell & CO Investment Adviser LLC | 7,740 | $345.0K | 0.03% | +7,740 | New |
| Ameritas Investment Partners, Inc. | 7,202 | $321.0K | 0.01% | +289+4.2% | Added |
| Two Sigma Investments, LP | 7,200 | $320.9K | 0.00% | +7,200 | New |
| AlphaMark Advisors, LLC | 7,045 | $314.0K | 0.12% | +84+1.2% | Added |
| Everence Capital Management Inc | 6,960 | $310.0K | 0.02% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 6,791 | $302.7K | 0.00% | +9+0.1% | Added |
| The PNC Financial Services Group, Inc. | 6,760 | $301.3K | 0.00% | −125−1.8% | Reduced |
| EMC Capital Management | 6,701 | $299.0K | 0.20% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 6,539 | $291.4K | 0.00% | −2,961−31.2% | Reduced |
| Profund Advisors LLC | 6,523 | $290.7K | 0.01% | +6,523 | New |
| Prime Capital Investment Advisors, LLC | 6,302 | $280.9K | 0.00% | +247+4.1% | Added |
| Vestcor Inc | 5,685 | $253.0K | 0.01% | +493+9.5% | Added |
| Algert Global LLC | 5,649 | $251.8K | 0.01% | −52,520−90.3% | Reduced |
| CBOE Vest Financial, LLC | 5,369 | $239.3K | 0.01% | +5,369 | New |
| Weil Company, Inc. | 5,350 | $238.4K | 0.10% | +5,350 | New |
| Mariner, LLC | 5,248 | $233.9K | 0.00% | +5,248 | New |
| Evergreen Capital Management LLC | 5,138 | $229.0K | 0.01% | +5,138 | New |
| Capstone Capital Wealth Advisors | 5,053 | $225.2K | 0.22% | +5,053 | New |
| Citadel Advisors LLC | 4,996 | $222.7K | 0.00% | −7,405−59.7% | Reduced |
| Metropolitan Life Insurance Co | 4,006 | $178.5K | 0.01% | 00.0% | Unchanged |
| Covestor Ltd | 3,646 | $163.0K | 0.11% | −2,376−39.5% | Reduced |
| Parallel Advisors, LLC | 3,656 | $163.0K | 0.00% | −305−7.7% | Reduced |
| US Bancorp | 3,596 | $160.3K | 0.00% | −145−3.9% | Reduced |
| Bessemer Group Inc | 3,152 | $140.0K | 0.00% | 00.0% | Unchanged |
| Mitsubishi UFJ Trust & Banking Corp | 2,465 | $109.9K | 0.00% | −677−21.5% | Reduced |
| Quadrant Capital Group LLC | 2,426 | $108.1K | 0.01% | 00.0% | Unchanged |
| STRS Ohio | 2,200 | $98.0K | 0.00% | −5,300−70.7% | Reduced |
| Public Employees Retirement Association of Colorado | 1,965 | $88.0K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 1,839 | $82.0K | 0.02% | +230+14.3% | Added |
| Amundi | 1,781 | $79.4K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,617 | $72.1K | 0.00% | −164−9.2% | Reduced |
| Public Employees Retirement System of Ohio | 1,262 | $56.2K | 0.00% | +69+5.8% | Added |
| KBC Group NV | 1,181 | $53.0K | 0.00% | +397+50.6% | Added |
| GAMMA Investing LLC | 1,232 | $50.7K | 0.01% | +1,232 | New |
| Lindbrook Capital, LLC | 1,034 | $46.1K | 0.00% | −25−2.4% | Reduced |
| Advisory Services Network, LLC | 1,000 | $44.6K | 0.00% | +1,000 | New |
| Assetmark, Inc | 965 | $43.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 853 | $38.0K | 0.00% | −3,407−80.0% | Reduced |
| JJJ Advisors Inc. | 685 | $30.5K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 570 | $25.4K | 0.00% | +10+1.8% | Added |
| Allworth Financial LP | 535 | $23.8K | 0.00% | −17−3.1% | Reduced |
| Nomura Asset Management Co Ltd | 520 | $23.2K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 514 | $22.9K | 0.00% | −339−39.7% | Reduced |
| CWM, LLC | 445 | $20.0K | 0.00% | −16−3.5% | Reduced |
| Qube Research & Technologies Ltd | 401 | $17.9K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 276 | $12.3K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 280 | $12.0K | 0.00% | 00.0% | Unchanged |
| SYSTM Wealth Solutions LLC | 245 | $10.9K | 0.00% | +245 | New |
| Glassman Wealth Services | 213 | $9.49K | 0.00% | 00.0% | Unchanged |
| Cetera Trust Company, N.A | 184 | $8.20K | 0.01% | +184 | New |