Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Cathay General Bancorp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 217
- −3 vs. Q2 2023
- Shares held
- 54.5M
- +3.81M (+7.5%) vs. Q2 2023
- Total value
- $1.90B
- +$262.3M (+16.1%) vs. Q2 2023
- New holders
- 32
- 82 more added
- Sold out
- 35
- 69 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Avion Wealth | 32 | $0 | 0.00% | 00.0% | Unchanged |
| Tfo-TDC, LLC | 20 | $644 | 0.00% | +17+566.7% | Added |
| SJS Investment Consulting Inc. | 20 | $696 | 0.00% | +4+25.0% | Added |
| Manchester Capital Management LLC | 21 | $730 | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 25 | $868 | 0.00% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 26 | $904 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 27 | $939 | 0.00% | +27 | New |
| Farmers & Merchants Investments Inc | 33 | $1.15K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 33 | $1.15K | 0.00% | +33 | New |
| Front Row Advisors LLC | 54 | $1.88K | 0.00% | 00.0% | Unchanged |
| Steward Financial Group LLC | 64 | $2.00K | 0.00% | +64 | New |
| JFS Wealth Advisors, LLC | 61 | $2.12K | 0.00% | +17+38.6% | Added |
| Clearstead Advisors, LLC | 61 | $2.12K | 0.00% | +61 | New |
| LGT Financial Advisors LLC | 81 | $2.82K | 0.00% | +81 | New |
| Group One Trading, L.P. | 100 | $3.48K | 0.00% | +100 | New |
| Private Trust Co NA | 110 | $3.82K | 0.00% | 00.0% | Unchanged |
| Park Place Capital Corp | 130 | $4.52K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 167 | $5.80K | 0.00% | 00.0% | Unchanged |
| Headlands Technologies LLC | 198 | $6.88K | 0.00% | +198 | New |
| Ronald Blue Trust, Inc. | 210 | $7.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 213 | $7.40K | 0.00% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 216 | $7.52K | 0.01% | +2+0.9% | Added |
| Massmutual Trust Co FSB | 267 | $9.28K | 0.00% | +46+20.8% | Added |
| First Horizon Advisors, Inc. | 276 | $9.59K | 0.00% | −115−29.4% | Reduced |
| Smithfield Trust Co | 280 | $10.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 401 | $13.9K | 0.00% | −10,274−96.2% | Reduced |
| CWM, LLC | 461 | $16.0K | 0.00% | +24+5.5% | Added |
| Nomura Asset Management Co Ltd | 520 | $18.1K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 552 | $19.2K | 0.00% | +70+14.5% | Added |
| Fifth Third Bancorp | 560 | $19.5K | 0.00% | −50−8.2% | Reduced |
| JJJ Advisors Inc. | 685 | $23.8K | 0.01% | 00.0% | Unchanged |
| KBC Group NV | 784 | $27.0K | 0.00% | +784 | New |
| Northwestern Mutual Wealth Management Co | 853 | $29.6K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 965 | $33.5K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 1,056 | $36.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,059 | $36.8K | 0.00% | +25+2.4% | Added |
| Public Employees Retirement System of Ohio | 1,193 | $41.0K | 0.00% | +75+6.7% | Added |
| State of Wyoming | 1,609 | $55.9K | 0.01% | +555+52.7% | Added |
| Amundi | 1,781 | $61.9K | 0.00% | −37−2.0% | Reduced |
| Signaturefd, LLC | 1,781 | $61.9K | 0.00% | +233+15.1% | Added |
| UBS Group AG | 1,897 | $65.9K | 0.00% | −41,373−95.6% | Reduced |
| Public Employees Retirement Association of Colorado | 1,965 | $68.0K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 2,350 | $81.7K | 0.05% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,426 | $84.3K | 0.01% | −11−0.5% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 3,142 | $109.2K | 0.00% | +3,142 | New |
| Bessemer Group Inc | 3,152 | $110.0K | 0.00% | +10.0% | Added |
| Tower Research Capital LLC (TRC) | 3,332 | $115.8K | 0.00% | +434+15.0% | Added |
| Allspring Global Investments Holdings, LLC | 3,559 | $123.7K | 0.00% | +491+16.0% | Added |
| US Bancorp | 3,741 | $130.0K | 0.00% | −172−4.4% | Reduced |
| Parallel Advisors, LLC | 3,961 | $137.7K | 0.00% | −1,173−22.8% | Reduced |
| Metropolitan Life Insurance Co | 4,006 | $139.2K | 0.01% | +239+6.3% | Added |
| Nisa Investment Advisors, LLC | 4,260 | $148.1K | 0.00% | +3,600+545.5% | Added |
| Vestcor Inc | 5,192 | $180.0K | 0.01% | +929+21.8% | Added |
| Covestor Ltd | 6,022 | $210.0K | 0.16% | −234−3.7% | Reduced |
| Prime Capital Investment Advisors, LLC | 6,055 | $210.5K | 0.00% | +6,055 | New |
| Toroso Investments, LLC | 6,263 | $217.7K | 0.01% | −267−4.1% | Reduced |
| Gotham Asset Management, LLC | 6,569 | $228.3K | 0.00% | −315−4.6% | Reduced |
| Berkeley, Inc | 6,648 | $231.1K | 0.16% | −4,019−37.7% | Reduced |
| EMC Capital Management | 6,701 | $233.0K | 0.17% | 00.0% | Unchanged |
| Graham Capital Management, L.P. | 6,778 | $235.6K | 0.01% | −14,094−67.5% | Reduced |
| Atria Wealth Solutions, Inc. | 6,782 | $235.7K | 0.00% | +9+0.1% | Added |
| The PNC Financial Services Group, Inc. | 6,885 | $239.3K | 0.00% | −1,085−13.6% | Reduced |
| Ameritas Investment Partners, Inc. | 6,913 | $240.3K | 0.01% | −17,252−71.4% | Reduced |
| Everence Capital Management Inc | 6,960 | $242.0K | 0.02% | +6,960 | New |
| AlphaMark Advisors, LLC | 6,961 | $242.0K | 0.10% | +6,961 | New |
| STRS Ohio | 7,500 | $260.0K | 0.00% | 00.0% | Unchanged |
| Pictet Asset Management Holding SA | 8,257 | $287.0K | 0.00% | +8,257 | New |
| Brinker Capital Investments, LLC | 8,298 | $288.4K | 0.00% | +8,298 | New |
| Orion Portfolio Solutions, LLC | 8,298 | $288.4K | 0.00% | +8,298 | New |
| Bank of Montreal | 8,110 | $303.1K | 0.00% | +297+3.8% | Added |
| Verition Fund Management LLC | 8,807 | $306.1K | 0.00% | +8,807 | New |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 8,905 | $309.5K | 0.01% | +8,905 | New |
| Commonwealth Equity Services, LLC | 8,979 | $312.0K | 0.00% | +83+0.9% | Added |
| Alps Advisors Inc | 9,198 | $319.7K | 0.00% | +952+11.5% | Added |
| Versor Investments LP | 9,231 | $320.9K | 0.06% | +1,400+17.9% | Added |
| Neuberger Berman Group LLC | 9,420 | $327.4K | 0.00% | +9,420 | New |
| State of Wisconsin Investment Board | 9,500 | $330.2K | 0.00% | +9,500 | New |
| Wealth Enhancement Advisory Services, LLC | 9,602 | $333.8K | 0.00% | +9,602 | New |
| Commerce Bank | 9,890 | $343.8K | 0.00% | −155−1.5% | Reduced |
| Coldstream Capital Management Inc | 10,189 | $354.2K | 0.01% | −813−7.4% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 10,612 | $368.9K | 0.00% | +10,612 | New |
| ProShare Advisors LLC | 10,651 | $370.2K | 0.00% | −2,636−19.8% | Reduced |
| SEI Investments Co | 11,532 | $400.8K | 0.00% | −3,644−24.0% | Reduced |
| Shell Asset Management Co | 11,682 | $406.0K | 0.02% | −202−1.7% | Reduced |
| National Wealth Management Group, LLC | 11,847 | $411.8K | 0.45% | +11,847 | New |
| First Hawaiian Bank | 11,890 | $413.3K | 0.01% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 11,913 | $414.1K | 0.00% | +1,848+18.4% | Added |
| Creative Planning | 11,924 | $414.5K | 0.00% | +734+6.6% | Added |
| Handelsbanken Fonder AB | 11,988 | $417.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 12,401 | $431.1K | 0.00% | −110,341−89.9% | Reduced |
| Mutual of America Capital Management LLC | 12,712 | $441.9K | 0.01% | −40,172−76.0% | Reduced |
| Winton Group Ltd | 12,936 | $449.7K | 0.04% | +72+0.6% | Added |
| Susquehanna International Group, LLP | 13,452 | $467.6K | 0.00% | −159,240−92.2% | Reduced |
| Virtus Investment Advisers, Inc. | 14,116 | $490.7K | 0.33% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 14,345 | $498.6K | 0.03% | −40.0% | Reduced |
| Truist Financial Corp | 14,546 | $505.6K | 0.00% | −2,878−16.5% | Reduced |
| LPL Financial LLC | 14,660 | $509.6K | 0.00% | −685−4.5% | Reduced |
| Snowden Capital Advisors LLC | 14,725 | $511.8K | 0.02% | +42+0.3% | Added |
| Unison Advisors LLC | 15,214 | $528.8K | 0.06% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 17,103 | $594.5K | 0.00% | +692+4.2% | Added |