Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Cathay General Bancorp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 217
- −3 vs. Q2 2023
- Shares held
- 54.5M
- +3.81M (+7.5%) vs. Q2 2023
- Total value
- $1.90B
- +$262.3M (+16.1%) vs. Q2 2023
- New holders
- 32
- 82 more added
- Sold out
- 35
- 69 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Voya Investment Management LLC | 28,506 | $990.9K | 0.00% | −254−0.9% | Reduced |
| Teacher Retirement System of Texas | 27,936 | $971.0K | 0.01% | +9,876+54.7% | Added |
| Amalgamated Bank | 27,916 | $970.0K | 0.01% | −15,293−35.4% | Reduced |
| Ensign Peak Advisors, Inc | 27,758 | $964.9K | 0.00% | 00.0% | Unchanged |
| Maryland State Retirement & Pension System | 26,717 | $928.7K | 0.02% | +26,717 | New |
| Russell Investments Group, Ltd. | 25,455 | $884.8K | 0.00% | −245−1.0% | Reduced |
| M&T Bank Corp | 25,168 | $875.1K | 0.00% | −574−2.2% | Reduced |
| Teachers Retirement System of the State of Kentucky | 25,130 | $873.0K | 0.01% | +11,986+91.2% | Added |
| Captrust Financial Advisors | 23,176 | $805.6K | 0.00% | −198−0.8% | Reduced |
| Oregon Public Employees Retirement Fund | 21,478 | $746.6K | 0.01% | +550+2.6% | Added |
| SummerHaven Investment Management, LLC | 21,450 | $745.6K | 0.55% | +21,450 | New |
| Edgestream Partners, L.P. | 21,295 | $740.2K | 0.06% | +21,295 | New |
| Arizona State Retirement System | 19,620 | $682.0K | 0.01% | +304+1.6% | Added |
| FMR LLC | 19,370 | $673.3K | 0.00% | −532,689−96.5% | Reduced |
| Affinity Investment Advisors, LLC | 18,873 | $656.0K | 0.42% | 00.0% | Unchanged |
| Royal Bank of Canada | 18,850 | $656.0K | 0.00% | +8,718+86.0% | Added |
| NorthCrest Asset Manangement, LLC | 18,036 | $626.9K | 0.03% | −16,200−47.3% | Reduced |
| Pathstone Family Office, LLC | 17,103 | $594.5K | 0.00% | +692+4.2% | Added |
| Unison Advisors LLC | 15,214 | $528.8K | 0.06% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 14,725 | $511.8K | 0.02% | +42+0.3% | Added |
| LPL Financial LLC | 14,660 | $509.6K | 0.00% | −685−4.5% | Reduced |
| Truist Financial Corp | 14,546 | $505.6K | 0.00% | −2,878−16.5% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 14,345 | $498.6K | 0.03% | −40.0% | Reduced |
| Virtus Investment Advisers, Inc. | 14,116 | $490.7K | 0.33% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 13,452 | $467.6K | 0.00% | −159,240−92.2% | Reduced |
| Winton Group Ltd | 12,936 | $449.7K | 0.04% | +72+0.6% | Added |
| Mutual of America Capital Management LLC | 12,712 | $441.9K | 0.01% | −40,172−76.0% | Reduced |
| Citadel Advisors LLC | 12,401 | $431.1K | 0.00% | −110,341−89.9% | Reduced |
| Handelsbanken Fonder AB | 11,988 | $417.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 11,924 | $414.5K | 0.00% | +734+6.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 11,913 | $414.1K | 0.00% | +1,848+18.4% | Added |
| First Hawaiian Bank | 11,890 | $413.3K | 0.01% | 00.0% | Unchanged |
| National Wealth Management Group, LLC | 11,847 | $411.8K | 0.45% | +11,847 | New |
| Shell Asset Management Co | 11,682 | $406.0K | 0.02% | −202−1.7% | Reduced |
| SEI Investments Co | 11,532 | $400.8K | 0.00% | −3,644−24.0% | Reduced |
| ProShare Advisors LLC | 10,651 | $370.2K | 0.00% | −2,636−19.8% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 10,612 | $368.9K | 0.00% | +10,612 | New |
| Coldstream Capital Management Inc | 10,189 | $354.2K | 0.01% | −813−7.4% | Reduced |
| Commerce Bank | 9,890 | $343.8K | 0.00% | −155−1.5% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 9,602 | $333.8K | 0.00% | +9,602 | New |
| State of Wisconsin Investment Board | 9,500 | $330.2K | 0.00% | +9,500 | New |
| Neuberger Berman Group LLC | 9,420 | $327.4K | 0.00% | +9,420 | New |
| Versor Investments LP | 9,231 | $320.9K | 0.06% | +1,400+17.9% | Added |
| Alps Advisors Inc | 9,198 | $319.7K | 0.00% | +952+11.5% | Added |
| Commonwealth Equity Services, LLC | 8,979 | $312.0K | 0.00% | +83+0.9% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 8,905 | $309.5K | 0.01% | +8,905 | New |
| Verition Fund Management LLC | 8,807 | $306.1K | 0.00% | +8,807 | New |
| Bank of Montreal | 8,110 | $303.1K | 0.00% | +297+3.8% | Added |
| Brinker Capital Investments, LLC | 8,298 | $288.4K | 0.00% | +8,298 | New |
| Orion Portfolio Solutions, LLC | 8,298 | $288.4K | 0.00% | +8,298 | New |
| Pictet Asset Management Holding SA | 8,257 | $287.0K | 0.00% | +8,257 | New |
| STRS Ohio | 7,500 | $260.0K | 0.00% | 00.0% | Unchanged |
| Everence Capital Management Inc | 6,960 | $242.0K | 0.02% | +6,960 | New |
| AlphaMark Advisors, LLC | 6,961 | $242.0K | 0.10% | +6,961 | New |
| Ameritas Investment Partners, Inc. | 6,913 | $240.3K | 0.01% | −17,252−71.4% | Reduced |
| The PNC Financial Services Group, Inc. | 6,885 | $239.3K | 0.00% | −1,085−13.6% | Reduced |
| Atria Wealth Solutions, Inc. | 6,782 | $235.7K | 0.00% | +9+0.1% | Added |
| Graham Capital Management, L.P. | 6,778 | $235.6K | 0.01% | −14,094−67.5% | Reduced |
| EMC Capital Management | 6,701 | $233.0K | 0.17% | 00.0% | Unchanged |
| Berkeley, Inc | 6,648 | $231.1K | 0.16% | −4,019−37.7% | Reduced |
| Gotham Asset Management, LLC | 6,569 | $228.3K | 0.00% | −315−4.6% | Reduced |
| Toroso Investments, LLC | 6,263 | $217.7K | 0.01% | −267−4.1% | Reduced |
| Prime Capital Investment Advisors, LLC | 6,055 | $210.5K | 0.00% | +6,055 | New |
| Covestor Ltd | 6,022 | $210.0K | 0.16% | −234−3.7% | Reduced |
| Vestcor Inc | 5,192 | $180.0K | 0.01% | +929+21.8% | Added |
| Nisa Investment Advisors, LLC | 4,260 | $148.1K | 0.00% | +3,600+545.5% | Added |
| Metropolitan Life Insurance Co | 4,006 | $139.2K | 0.01% | +239+6.3% | Added |
| Parallel Advisors, LLC | 3,961 | $137.7K | 0.00% | −1,173−22.8% | Reduced |
| US Bancorp | 3,741 | $130.0K | 0.00% | −172−4.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 3,559 | $123.7K | 0.00% | +491+16.0% | Added |
| Tower Research Capital LLC (TRC) | 3,332 | $115.8K | 0.00% | +434+15.0% | Added |
| Bessemer Group Inc | 3,152 | $110.0K | 0.00% | +10.0% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 3,142 | $109.2K | 0.00% | +3,142 | New |
| Quadrant Capital Group LLC | 2,426 | $84.3K | 0.01% | −11−0.5% | Reduced |
| Caldwell Sutter Capital, Inc. | 2,350 | $81.7K | 0.05% | 00.0% | Unchanged |
| Public Employees Retirement Association of Colorado | 1,965 | $68.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,897 | $65.9K | 0.00% | −41,373−95.6% | Reduced |
| Signaturefd, LLC | 1,781 | $61.9K | 0.00% | +233+15.1% | Added |
| Amundi | 1,781 | $61.9K | 0.00% | −37−2.0% | Reduced |
| State of Wyoming | 1,609 | $55.9K | 0.01% | +555+52.7% | Added |
| Public Employees Retirement System of Ohio | 1,193 | $41.0K | 0.00% | +75+6.7% | Added |
| Lindbrook Capital, LLC | 1,059 | $36.8K | 0.00% | +25+2.4% | Added |
| Lazard Asset Management LLC | 1,056 | $36.0K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 965 | $33.5K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 853 | $29.6K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 784 | $27.0K | 0.00% | +784 | New |
| JJJ Advisors Inc. | 685 | $23.8K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 560 | $19.5K | 0.00% | −50−8.2% | Reduced |
| Allworth Financial LP | 552 | $19.2K | 0.00% | +70+14.5% | Added |
| Nomura Asset Management Co Ltd | 520 | $18.1K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 461 | $16.0K | 0.00% | +24+5.5% | Added |
| Qube Research & Technologies Ltd | 401 | $13.9K | 0.00% | −10,274−96.2% | Reduced |
| Smithfield Trust Co | 280 | $10.0K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 276 | $9.59K | 0.00% | −115−29.4% | Reduced |
| Massmutual Trust Co FSB | 267 | $9.28K | 0.00% | +46+20.8% | Added |
| ZRC Wealth Management, LLC | 216 | $7.52K | 0.01% | +2+0.9% | Added |
| Glassman Wealth Services | 213 | $7.40K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 210 | $7.00K | 0.00% | 00.0% | Unchanged |
| Headlands Technologies LLC | 198 | $6.88K | 0.00% | +198 | New |
| Bell Investment Advisors, Inc | 167 | $5.80K | 0.00% | 00.0% | Unchanged |