Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Cathay General Bancorp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 217
- −3 vs. Q2 2023
- Shares held
- 54.5M
- +3.81M (+7.5%) vs. Q2 2023
- Total value
- $1.90B
- +$262.3M (+16.1%) vs. Q2 2023
- New holders
- 32
- 82 more added
- Sold out
- 35
- 69 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Park Place Capital Corp | 130 | $4.52K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 110 | $3.82K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 100 | $3.48K | 0.00% | +100 | New |
| LGT Financial Advisors LLC | 81 | $2.82K | 0.00% | +81 | New |
| JFS Wealth Advisors, LLC | 61 | $2.12K | 0.00% | +17+38.6% | Added |
| Clearstead Advisors, LLC | 61 | $2.12K | 0.00% | +61 | New |
| Steward Financial Group LLC | 64 | $2.00K | 0.00% | +64 | New |
| Front Row Advisors LLC | 54 | $1.88K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 33 | $1.15K | 0.00% | +33 | New |
| Farmers & Merchants Investments Inc | 33 | $1.15K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 27 | $939 | 0.00% | +27 | New |
| Baker Avenue Asset Management, LP | 26 | $904 | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 25 | $868 | 0.00% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 21 | $730 | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 20 | $696 | 0.00% | +4+25.0% | Added |
| Tfo-TDC, LLC | 20 | $644 | 0.00% | +17+566.7% | Added |
| Avion Wealth | 32 | $0 | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −100,730−100.0% | Sold out |
| Retirement Systems of Alabama | 0 | $0 | 0.00% | −93,477−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −48,400−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −40,736−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −40,333−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −29,204−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −19,870−100.0% | Sold out |
| State of Michigan Retirement System | 0 | $0 | 0.00% | −17,830−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −16,538−100.0% | Sold out |
| Northwestern Mutual Investment Management Company, LLC | 0 | $0 | 0.00% | −16,120−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −15,234−100.0% | Sold out |
| New Mexico Educational Retirement Board | 0 | $0 | 0.00% | −14,900−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −13,230−100.0% | Sold out |
| Pacer Advisors, Inc. | 0 | $0 | 0.00% | −12,700−100.0% | Sold out |
| Allianz Asset Management GmbH | 0 | $0 | 0.00% | −10,645−100.0% | Sold out |
| Xponance, Inc. | 0 | $0 | 0.00% | −10,469−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −10,193−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −10,046−100.0% | Sold out |
| Teza Capital Management LLC | 0 | $0 | 0.00% | −8,744−100.0% | Sold out |
| Mraz, Amerine & Associates, Inc. | 0 | $0 | 0.00% | −8,295−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −7,466−100.0% | Sold out |
| Keebeck Alpha, LP | 0 | $0 | 0.00% | −7,427−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −7,384−100.0% | Sold out |
| Securian Asset Management, Inc | 0 | $0 | 0.00% | −6,461−100.0% | Sold out |
| GW Henssler & Associates Ltd | 0 | $0 | 0.00% | −6,260−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −4,158−100.0% | Sold out |
| Laffer Tengler Investments | 0 | $0 | 0.00% | −3,996−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −625−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −497−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Foster Dykema Cabot & Co Inc | 0 | $0 | 0.00% | −153−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −143−100.0% | Sold out |
| Disciplined Investments, LLC | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| Hexagon Capital Partners LLC | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Pictet Asset Management SA | – | – | – | – | Not filed |