Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Cathay General Bancorp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 236
- +11 vs. Q3 2021
- Shares held
- 52.1M
- −1.57M (−2.9%) vs. Q3 2021
- Total value
- $2.24B
- +$19.6M (+0.9%) vs. Q3 2021
- New holders
- 37
- 65 more added
- Sold out
- 26
- 91 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Newbridge Financial Services Group, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 15 | $645 | 0.00% | +15 | New |
| Manchester Capital Management LLC | 21 | $1.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 25 | $1.00K | 0.00% | +25 | New |
| JFS Wealth Advisors, LLC | 21 | $1.00K | 0.00% | +21 | New |
| SRS Capital Advisors, Inc. | 31 | $1.00K | 0.00% | +31 | New |
| Schubert & Co | 12 | $1.00K | 0.00% | +12 | New |
| Carolinas Wealth Consulting LLC | 55 | $2.00K | 0.00% | −9−14.1% | Reduced |
| Front Row Advisors LLC | 54 | $2.00K | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 46 | $2.00K | 0.00% | +46 | New |
| Massmutual Trust Co FSB | 36 | $2.00K | 0.00% | +36 | New |
| Dark Forest Capital Management LP | 50 | $2.00K | 0.00% | +50 | New |
| TD Private Client Wealth LLC | 53 | $2.28K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 75 | $3.00K | 0.00% | +46+158.6% | Added |
| Umb Bank N A | 72 | $3.00K | 0.00% | +72 | New |
| American Portfolios Advisors | 71 | $3.05K | 0.00% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 98 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 131 | $6.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 165 | $7.00K | 0.00% | +1+0.6% | Added |
| Lindbrook Capital, LLC | 186 | $8.00K | 0.00% | −41−18.1% | Reduced |
| Nisa Investment Advisors, LLC | 200 | $9.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 231 | $10.0K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 239 | $10.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 255 | $11.0K | 0.00% | +69+37.1% | Added |
| Smithfield Trust Co | 280 | $12.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 279 | $12.0K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 286 | $12.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 396 | $17.0K | 0.00% | −2,740−87.4% | Reduced |
| First Horizon Advisors, Inc. | 468 | $19.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 520 | $22.0K | 0.00% | +52+11.1% | Added |
| Acadian Asset Management LLC | 625 | $26.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 682 | $29.0K | 0.00% | +682 | New |
| Covestor Ltd | 667 | $29.0K | 0.04% | +667 | New |
| Harvest Fund Management Co., Ltd | 774 | $33.0K | 0.01% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 906 | $39.0K | 0.00% | +906 | New |
| Arlington Partners LLC | 954 | $41.0K | 0.01% | 00.0% | Unchanged |
| FourThought Financial, LLC | 1,186 | $51.0K | 0.01% | −476−28.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,270 | $55.0K | 0.00% | 00.0% | Unchanged |
| Barrow Hanley Mewhinney & Strauss LLC | 1,398 | $60.0K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1,475 | $63.0K | 0.00% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 1,808 | $78.0K | 0.02% | −161−8.2% | Reduced |
| Public Employees Retirement Association of Colorado | 1,965 | $84.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 1,950 | $84.0K | 0.01% | +25+1.3% | Added |
| State of Wyoming | 2,280 | $98.0K | 0.05% | −84−3.6% | Reduced |
| Covington Capital Management | 2,300 | $99.0K | 0.00% | −100−4.2% | Reduced |
| Bessemer Group Inc | 3,094 | $133.0K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 3,334 | $143.0K | 0.00% | −37−1.1% | Reduced |
| Tower Research Capital LLC (TRC) | 3,912 | $168.0K | 0.00% | −1,216−23.7% | Reduced |
| Greenleaf Trust | 4,733 | $203.0K | 0.00% | +4,733 | New |
| First Citizens Bank & Trust Co | 4,774 | $205.0K | 0.01% | +4,774 | New |
| Versor Investments LP | 4,900 | $211.0K | 0.01% | +4,900 | New |
| ExodusPoint Capital Management, LP | 4,946 | $213.0K | 0.00% | +4,946 | New |
| Palouse Capital Management, Inc. | 5,000 | $215.0K | 0.09% | 00.0% | Unchanged |
| Weil Company, Inc. | 5,350 | $230.0K | 0.11% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 5,750 | $247.0K | 0.01% | +160+2.9% | Added |
| CWM Advisors, LLC | 5,822 | $250.0K | 0.03% | +80+1.4% | Added |
| Profund Advisors LLC | 5,918 | $254.0K | 0.01% | +242+4.3% | Added |
| Rice Hall James & Associates, LLC | 5,940 | $255.0K | 0.01% | 00.0% | Unchanged |
| Jefferies Group LLC | 5,932 | $255.0K | 0.00% | +123+2.1% | Added |
| Citizens Financial Group Inc | 6,007 | $258.0K | 0.01% | −1,612−21.2% | Reduced |
| HSBC Holdings PLC | 6,123 | $263.0K | 0.00% | +6,123 | New |
| Meritage Portfolio Management | 6,263 | $269.0K | 0.02% | +319+5.4% | Added |
| SG Americas Securities, LLC | 6,609 | $284.0K | 0.00% | −31,919−82.8% | Reduced |
| Mackenzie Financial Corp | 6,631 | $285.0K | 0.00% | −1,160−14.9% | Reduced |
| STRS Ohio | 6,900 | $296.0K | 0.00% | 00.0% | Unchanged |
| Securian Asset Management, Inc | 6,909 | $297.0K | 0.01% | −100−1.4% | Reduced |
| Bank of Montreal | 6,977 | $302.0K | 0.00% | −597,941−98.8% | Reduced |
| Jane Street Group, LLC | 7,027 | $302.0K | 0.00% | −8,052−53.4% | Reduced |
| HRT Financial LP | 7,548 | $324.0K | 0.00% | −15,278−66.9% | Reduced |
| Berkeley, Inc | 7,609 | $327.1K | 0.22% | +7,609 | New |
| Pacer Advisors, Inc. | 7,788 | $335.0K | 0.00% | +93+1.2% | Added |
| Sciencast Management LP | 7,590 | $341.0K | 0.06% | +7,590 | New |
| US Bancorp | 8,043 | $346.0K | 0.00% | +186+2.4% | Added |
| Cetera Advisor Networks LLC | 8,127 | $349.0K | 0.00% | +1,608+24.7% | Added |
| Allianz Asset Management GmbH | 8,422 | $362.0K | 0.00% | −555−6.2% | Reduced |
| Commonwealth Equity Services, LLC | 8,505 | $365.0K | 0.00% | +32+0.4% | Added |
| Jupiter Asset Management Ltd | 8,631 | $372.0K | 0.00% | +8,631 | New |
| SEI Investments Co | 9,122 | $392.0K | 0.00% | −4,390−32.5% | Reduced |
| Mraz, Amerine & Associates, Inc. | 9,185 | $395.0K | 0.10% | 00.0% | Unchanged |
| Alps Advisors Inc | 9,260 | $398.0K | 0.00% | +116+1.3% | Added |
| Paloma Partners Management Co | 9,334 | $401.0K | 0.01% | +9,334 | New |
| The PNC Financial Services Group, Inc. | 9,402 | $405.0K | 0.00% | −488−4.9% | Reduced |
| GW Henssler & Associates Ltd | 9,435 | $406.0K | 0.03% | +9,435 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,623 | $414.0K | 0.00% | +2,461+34.4% | Added |
| Pathstone Family Office, LLC | 9,660 | $416.0K | 0.01% | −83−0.9% | Reduced |
| IndexIQ Advisors LLC | 10,356 | $445.0K | 0.01% | −669−6.1% | Reduced |
| Brinker Capital Investments, LLC | 10,700 | $460.0K | 0.01% | +651+6.5% | Added |
| State of Alaska, Department of Revenue | 11,174 | $480.0K | 0.00% | −1,155−9.4% | Reduced |
| Xponance, Inc. | 11,357 | $488.0K | 0.01% | −169−1.5% | Reduced |
| Man Group plc | 12,084 | $520.0K | 0.00% | +12,084 | New |
| Coldstream Capital Management Inc | 12,241 | $526.0K | 0.02% | +2,479+25.4% | Added |
| Gsa Capital Partners LLP | 12,398 | $533.0K | 0.07% | +12,398 | New |
| Northwestern Mutual Investment Management Company, LLC | 12,802 | $550.0K | 0.01% | −109−0.8% | Reduced |
| First Hawaiian Bank | 12,890 | $554.0K | 0.02% | 00.0% | Unchanged |
| Stonnington Group, LLC | 12,000 | $558.0K | 0.12% | 00.0% | Unchanged |
| Connecticut Wealth Management, LLC | 13,083 | $562.0K | 0.04% | −4,433−25.3% | Reduced |
| Teachers Retirement System of the State of Kentucky | 13,312 | $572.0K | 0.01% | 00.0% | Unchanged |
| Cornercap Investment Counsel Inc | 13,499 | $580.0K | 0.08% | +13,499 | New |
| Federated Hermes, Inc. | 14,155 | $609.0K | 0.00% | −2,278−13.9% | Reduced |
| Teacher Retirement System of Texas | 14,312 | $615.0K | 0.00% | +2,143+17.6% | Added |