Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Cathay General Bancorp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 236
- +11 vs. Q3 2021
- Shares held
- 52.1M
- −1.57M (−2.9%) vs. Q3 2021
- Total value
- $2.24B
- +$19.6M (+0.9%) vs. Q3 2021
- New holders
- 37
- 65 more added
- Sold out
- 26
- 91 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Arlington Partners LLC | 954 | $41.0K | 0.01% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 906 | $39.0K | 0.00% | +906 | New |
| Harvest Fund Management Co., Ltd | 774 | $33.0K | 0.01% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 682 | $29.0K | 0.00% | +682 | New |
| Covestor Ltd | 667 | $29.0K | 0.04% | +667 | New |
| Acadian Asset Management LLC | 625 | $26.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 520 | $22.0K | 0.00% | +52+11.1% | Added |
| First Horizon Advisors, Inc. | 468 | $19.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 396 | $17.0K | 0.00% | −2,740−87.4% | Reduced |
| Smithfield Trust Co | 280 | $12.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 279 | $12.0K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 286 | $12.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 255 | $11.0K | 0.00% | +69+37.1% | Added |
| Glassman Wealth Services | 231 | $10.0K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 239 | $10.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 200 | $9.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 186 | $8.00K | 0.00% | −41−18.1% | Reduced |
| Rockefeller Capital Management L.P. | 165 | $7.00K | 0.00% | +1+0.6% | Added |
| Bell Investment Advisors, Inc | 131 | $6.00K | 0.00% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 98 | $4.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 71 | $3.05K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 75 | $3.00K | 0.00% | +46+158.6% | Added |
| Umb Bank N A | 72 | $3.00K | 0.00% | +72 | New |
| TD Private Client Wealth LLC | 53 | $2.28K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 55 | $2.00K | 0.00% | −9−14.1% | Reduced |
| Front Row Advisors LLC | 54 | $2.00K | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 46 | $2.00K | 0.00% | +46 | New |
| Massmutual Trust Co FSB | 36 | $2.00K | 0.00% | +36 | New |
| Dark Forest Capital Management LP | 50 | $2.00K | 0.00% | +50 | New |
| Manchester Capital Management LLC | 21 | $1.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 25 | $1.00K | 0.00% | +25 | New |
| JFS Wealth Advisors, LLC | 21 | $1.00K | 0.00% | +21 | New |
| SRS Capital Advisors, Inc. | 31 | $1.00K | 0.00% | +31 | New |
| Schubert & Co | 12 | $1.00K | 0.00% | +12 | New |
| Sutton Wealth Advisors Inc. | 15 | $645 | 0.00% | +15 | New |
| Newbridge Financial Services Group, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Amundi | 0 | $0 | 0.00% | −212,242−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −59,100−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −53,571−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −52,221−100.0% | Sold out |
| Wealthspire Advisors, LLC | 0 | $0 | 0.00% | −28,158−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −22,390−100.0% | Sold out |
| Skandinaviska Enskilda Banken AB (publ) | 0 | $0 | 0.00% | −20,600−100.0% | Sold out |
| Strategic Wealth Advisors Group, LLC | 0 | $0 | 0.00% | −10,022−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −9,784−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −7,261−100.0% | Sold out |
| EWG Elevate Inc. | 0 | $0 | 0.00% | −7,214−100.0% | Sold out |
| Mirabella Financial Services LLP | 0 | $0 | 0.00% | −6,159−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −5,803−100.0% | Sold out |
| Pictet Asset Management SA | 0 | $0 | 0.00% | −5,500−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −5,262−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −3,585−100.0% | Sold out |
| Toronto Dominion Bank | 0 | $0 | 0.00% | −982−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −759−100.0% | Sold out |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −524−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −105−100.0% | Sold out |
| Bartlett & Co. Wealth Management LLC | 0 | $0 | 0.00% | −49−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −63−100.0% | Sold out |
| Bartlett & Co. LLC | 0 | $0 | 0.00% | −49−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −9−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Berman Capital Advisors, LLC | – | – | – | – | Not filed |