Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Cathay General Bancorp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 253
- +19 vs. Q4 2021
- Shares held
- 51.9M
- +43.2K (+0.1%) vs. Q4 2021
- Total value
- $2.33B
- +$95.0M (+4.3%) vs. Q4 2021
- New holders
- 33
- 87 more added
- Sold out
- 14
- 95 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Horizon Advisors, Inc. | 10 | $0 | 0.00% | −458−97.9% | Reduced |
| Newbridge Financial Services Group, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 4 | $0 | 0.00% | +4 | New |
| SJS Investment Consulting Inc. | 3 | $0 | 0.00% | +3 | New |
| Sutton Wealth Advisors Inc. | 15 | $671 | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 23 | $1.00K | 0.00% | −23−50.0% | Reduced |
| SRS Capital Advisors, Inc. | 31 | $1.00K | 0.00% | 00.0% | Unchanged |
| Schubert & Co | 16 | $1.00K | 0.00% | +4+33.3% | Added |
| Financial Management Professionals, Inc. | 12 | $1.00K | 0.00% | +12 | New |
| IFP Advisors, Inc | 22 | $1.00K | 0.00% | +22 | New |
| Disciplined Investments, LLC | 16 | $1.00K | 0.00% | +16 | New |
| Massmutual Trust Co FSB | 36 | $2.00K | 0.00% | 00.0% | Unchanged |
| Front Row Advisors LLC | 54 | $2.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 40 | $2.00K | 0.00% | +15+60.0% | Added |
| Cordant, Inc. | 36 | $2.00K | 0.00% | +36 | New |
| TD Private Client Wealth LLC | 53 | $2.37K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 72 | $3.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 75 | $3.00K | 0.00% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 74 | $3.00K | 0.00% | +53+252.4% | Added |
| JFS Wealth Advisors, LLC | 56 | $3.00K | 0.00% | +35+166.7% | Added |
| Northwest Investment Counselors, LLC | 72 | $3.00K | 0.00% | +72 | New |
| Lenox Wealth Advisors, LLC | 98 | $4.00K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 102 | $4.00K | 0.00% | +102 | New |
| Barrow Hanley Mewhinney & Strauss LLC | 125 | $6.00K | 0.00% | −1,273−91.1% | Reduced |
| Rockefeller Capital Management L.P. | 180 | $7.00K | 0.00% | +15+9.1% | Added |
| TCWP LLC | 182 | $8.00K | 0.00% | +182 | New |
| Nisa Investment Advisors, LLC | 200 | $9.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 230 | $10.0K | 0.00% | −1−0.4% | Reduced |
| Fifth Third Bancorp | 255 | $11.0K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 239 | $11.0K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 280 | $12.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 279 | $12.0K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 286 | $12.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 316 | $14.0K | 0.00% | +130+69.9% | Added |
| Nomura Asset Management Co Ltd | 520 | $23.3K | 0.00% | +520 | New |
| Parallel Advisors, LLC | 558 | $25.0K | 0.00% | +38+7.3% | Added |
| Acadian Asset Management LLC | 625 | $27.0K | 0.00% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 774 | $34.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 853 | $38.0K | 0.00% | −417−32.8% | Reduced |
| Fieldpoint Private Securities, LLC | 959 | $43.0K | 0.01% | −849−47.0% | Reduced |
| Arlington Partners LLC | 954 | $43.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 983 | $44.0K | 0.00% | +983 | New |
| FourThought Financial, LLC | 1,052 | $47.0K | 0.01% | −134−11.3% | Reduced |
| Covestor Ltd | 1,157 | $52.0K | 0.04% | +490+73.5% | Added |
| Assetmark, Inc | 1,475 | $66.0K | 0.00% | 00.0% | Unchanged |
| Denali Advisors LLC | 1,831 | $82.0K | 0.03% | −57,200−96.9% | Reduced |
| Quadrant Capital Group LLC | 1,950 | $87.0K | 0.01% | 00.0% | Unchanged |
| Amundi | 1,948 | $87.0K | 0.00% | +1,948 | New |
| Public Employees Retirement Association of Colorado | 1,965 | $88.0K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 2,200 | $98.0K | 0.00% | −100−4.3% | Reduced |
| State of Wyoming | 2,256 | $101.0K | 0.05% | −24−1.1% | Reduced |
| Meeder Asset Management Inc | 2,739 | $123.0K | 0.01% | +2,739 | New |
| Bessemer Group Inc | 3,094 | $138.0K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 3,350 | $150.0K | 0.00% | +16+0.5% | Added |
| EMC Capital Management | 3,850 | $154.0K | 0.11% | +3,850 | New |
| Tower Research Capital LLC (TRC) | 4,499 | $202.0K | 0.00% | +587+15.0% | Added |
| Metropolitan Life Insurance Co | 4,631 | $207.2K | 0.01% | −26,243−85.0% | Reduced |
| First Citizens Bank & Trust Co | 4,748 | $212.0K | 0.01% | −26−0.5% | Reduced |
| Algert Global LLC | 4,749 | $213.0K | 0.01% | +4,749 | New |
| Trexquant Investment LP | 4,780 | $214.0K | 0.01% | +4,780 | New |
| Greenleaf Trust | 4,803 | $215.0K | 0.00% | +70+1.5% | Added |
| Palouse Capital Management, Inc. | 5,000 | $224.0K | 0.10% | 00.0% | Unchanged |
| Pictet Asset Management SA | 5,002 | $224.0K | 0.00% | +5,002 | New |
| CWM Advisors, LLC | 5,263 | $236.0K | 0.03% | −559−9.6% | Reduced |
| Weil Company, Inc. | 5,350 | $239.0K | 0.12% | 00.0% | Unchanged |
| Walleye Trading LLC | 5,864 | $262.0K | 0.01% | +5,864 | New |
| STRS Ohio | 5,900 | $264.0K | 0.00% | −1,000−14.5% | Reduced |
| Rice Hall James & Associates, LLC | 5,926 | $265.0K | 0.01% | −14−0.2% | Reduced |
| Citizens Financial Group Inc | 6,007 | $269.0K | 0.01% | 00.0% | Unchanged |
| Profund Advisors LLC | 6,023 | $270.0K | 0.01% | +105+1.8% | Added |
| Crossmark Global Holdings, Inc. | 6,170 | $276.0K | 0.01% | +420+7.3% | Added |
| HSBC Holdings PLC | 6,149 | $278.0K | 0.00% | +26+0.4% | Added |
| Paloma Partners Management Co | 6,379 | $285.0K | 0.02% | −2,955−31.7% | Reduced |
| US Bancorp | 6,601 | $295.0K | 0.00% | −1,442−17.9% | Reduced |
| Securian Asset Management, Inc | 6,709 | $300.0K | 0.01% | −200−2.9% | Reduced |
| Sciencast Management LP | 7,029 | $305.0K | 0.07% | −561−7.4% | Reduced |
| Royal Bank of Canada | 6,912 | $309.0K | 0.00% | −46,512−87.1% | Reduced |
| Bank of Montreal | 6,995 | $317.0K | 0.00% | +18+0.3% | Added |
| SEI Investments Co | 7,122 | $318.0K | 0.00% | −2,000−21.9% | Reduced |
| Versor Investments LP | 7,197 | $322.0K | 0.01% | +2,297+46.9% | Added |
| Origin Asset Management LLP | 7,457 | $334.0K | 0.11% | +7,457 | New |
| Captrust Financial Advisors | 7,488 | $335.0K | 0.00% | −15,043−66.8% | Reduced |
| Aaron Wealth Advisors | 15,215 | $340.0K | 0.01% | +15,215 | New |
| Berkeley, Inc | 7,625 | $341.2K | 0.24% | +16+0.2% | Added |
| Alps Advisors Inc | 7,779 | $348.0K | 0.00% | −1,481−16.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 7,982 | $357.0K | 0.02% | +7,982 | New |
| Cetera Advisor Networks LLC | 8,335 | $373.0K | 0.00% | +208+2.6% | Added |
| Commonwealth Equity Services, LLC | 8,510 | $380.0K | 0.00% | +5+0.1% | Added |
| Mraz, Amerine & Associates, Inc. | 9,185 | $411.0K | 0.10% | 00.0% | Unchanged |
| GW Henssler & Associates Ltd | 9,439 | $422.0K | 0.03% | +40.0% | Added |
| Qube Research & Technologies Ltd | 9,613 | $430.0K | 0.00% | +9,613 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,639 | $431.0K | 0.00% | +16+0.2% | Added |
| Brinker Capital Investments, LLC | 10,589 | $474.0K | 0.01% | −111−1.0% | Reduced |
| Coldstream Capital Management Inc | 10,723 | $480.0K | 0.02% | −1,518−12.4% | Reduced |
| State of Alaska, Department of Revenue | 10,814 | $483.0K | 0.01% | −360−3.2% | Reduced |
| ExodusPoint Capital Management, LP | 10,803 | $483.0K | 0.01% | +5,857+118.4% | Added |
| Xponance, Inc. | 10,981 | $491.0K | 0.01% | −376−3.3% | Reduced |
| Stonnington Group, LLC | 12,000 | $511.0K | 0.12% | 00.0% | Unchanged |
| Dean Capital Management | 11,741 | $525.0K | 0.46% | −6,280−34.8% | Reduced |
| The PNC Financial Services Group, Inc. | 12,156 | $543.0K | 0.00% | +2,754+29.3% | Added |