Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Cathay General Bancorp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 248
- +13 vs. Q2 2024
- Shares held
- 52.0M
- +10.9M (+26.6%) vs. Q2 2024
- Total value
- $2.24B
- +$684.8M (+44.2%) vs. Q2 2024
- New holders
- 34
- 83 more added
- Sold out
- 21
- 85 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Balyasny Asset Management LLC | 23,547 | $1.01M | 0.00% | −41,134−63.6% | Reduced |
| Captrust Financial Advisors | 23,264 | $999.2K | 0.00% | +399+1.7% | Added |
| Two Sigma Investments, LP | 22,983 | $987.1K | 0.00% | −27,901−54.8% | Reduced |
| Voya Investment Management LLC | 22,628 | $971.9K | 0.00% | −685−2.9% | Reduced |
| Guggenheim Capital LLC | 22,503 | $966.5K | 0.01% | −6,645−22.8% | Reduced |
| D. E. Shaw & Co., Inc. | 22,195 | $953.3K | 0.00% | −39,492−64.0% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 22,132 | $950.6K | 0.03% | +7,451+50.8% | Added |
| New York State Common Retirement Fund | 21,587 | $927.2K | 0.00% | −6,700−23.7% | Reduced |
| Pathstone Holdings, LLC | 21,330 | $916.1K | 0.00% | +361+1.7% | Added |
| State of Tennessee, Treasury Department | 21,314 | $915.4K | 0.00% | +3,553+20.0% | Added |
| Amalgamated Bank | 21,187 | $910.0K | 0.01% | −946−4.3% | Reduced |
| Access Investment Management LLC | 20,540 | $882.2K | 0.27% | +20+0.1% | Added |
| Legato Capital Management LLC | 20,512 | $881.0K | 0.11% | +5,209+34.0% | Added |
| SummerHaven Investment Management, LLC | 20,444 | $878.1K | 0.54% | −1,890−8.5% | Reduced |
| Arizona State Retirement System | 19,918 | $855.5K | 0.01% | +591+3.1% | Added |
| State Board of Administration of Florida Retirement System | 19,857 | $852.9K | 0.00% | 00.0% | Unchanged |
| Caxton Associates LP | 18,892 | $811.4K | 0.04% | 00.0% | Unchanged |
| Mitsubishi UFJ Trust & Banking Corp | 17,729 | $761.5K | 0.00% | +12,817+260.9% | Added |
| HSBC Holdings PLC | 17,584 | $759.6K | 0.00% | −97,350−84.7% | Reduced |
| Oregon Public Employees Retirement Fund | 16,987 | $729.6K | 0.01% | −700−4.0% | Reduced |
| Winton Group Ltd | 16,537 | $710.3K | 0.05% | +16,537 | New |
| Brevan Howard Capital Management LP | 16,153 | $693.8K | 0.03% | +16,153 | New |
| O'Shaughnessy Asset Management, LLC | 15,436 | $689.1K | 0.01% | +1,291+9.1% | Added |
| Unison Advisors LLC | 15,773 | $677.5K | 0.08% | +145+0.9% | Added |
| CWA Asset Management Group, LLC | 15,625 | $671.1K | 0.04% | +15,625 | New |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 15,426 | $662.5K | 0.00% | −264−1.7% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 15,031 | $645.6K | 0.00% | −923−5.8% | Reduced |
| ProShare Advisors LLC | 14,574 | $626.0K | 0.00% | +3,800+35.3% | Added |
| Handelsbanken Fonder AB | 14,488 | $622.0K | 0.00% | 00.0% | Unchanged |
| Amundi | 14,700 | $620.5K | 0.00% | +1,346+10.1% | Added |
| RSM US Wealth Management LLC | 14,784 | $616.8K | 0.01% | +1,325+9.8% | Added |
| Snowden Capital Advisors LLC | 14,011 | $601.8K | 0.02% | −431−3.0% | Reduced |
| Advisor Group Holdings, Inc. | 13,405 | $575.7K | 0.00% | −24,233−64.4% | Reduced |
| Allianz Asset Management GmbH | 13,200 | $566.9K | 0.00% | +1,000+8.2% | Added |
| Sterling Capital Management LLC | 12,711 | $545.9K | 0.01% | +12,711 | New |
| Intech Investment Management LLC | 12,202 | $524.1K | 0.01% | +12,202 | New |
| Advantage Alpha Capital Partners LP | 11,976 | $514.4K | 0.12% | +3,673+44.2% | Added |
| Natixis Advisors, L.P. | 11,914 | $512.0K | 0.00% | +11,914 | New |
| SEI Investments Co | 11,184 | $480.4K | 0.00% | +962+9.4% | Added |
| Gsa Capital Partners LLP | 11,176 | $480.0K | 0.04% | −11,353−50.4% | Reduced |
| Mutual of America Capital Management LLC | 10,855 | $466.2K | 0.00% | −1,113−9.3% | Reduced |
| Creative Planning | 10,529 | $452.2K | 0.00% | +66+0.6% | Added |
| IFG Advisory, LLC | 10,189 | $437.6K | 0.03% | 00.0% | Unchanged |
| Royal Bank of Canada | 10,137 | $435.0K | 0.00% | +1,856+22.4% | Added |
| Commonwealth Equity Services, LLC | 9,834 | $422.0K | 0.00% | +90+0.9% | Added |
| Wealth Enhancement Advisory Services, LLC | 9,749 | $418.7K | 0.00% | +45+0.5% | Added |
| Pictet Asset Management Holding SA | 9,611 | $412.8K | 0.00% | +1,354+16.4% | Added |
| Bank of Montreal | 9,567 | $407.3K | 0.00% | +568+6.3% | Added |
| Coldstream Capital Management Inc | 9,381 | $403.0K | 0.01% | −1,099−10.5% | Reduced |
| Two Sigma Securities, LLC | 9,083 | $390.1K | 0.03% | +1,360+17.6% | Added |
| Commerce Bank | 8,910 | $382.7K | 0.00% | −285−3.1% | Reduced |
| City Center Advisors, LLC | 8,053 | $345.9K | 0.38% | −1,716−17.6% | Reduced |
| AlphaMark Advisors, LLC | 7,901 | $339.0K | 0.12% | −822−9.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 7,810 | $335.4K | 0.02% | −106−1.3% | Reduced |
| Paloma Partners Management Co | 7,692 | $330.4K | 0.02% | +7,692 | New |
| LMR Partners LLP | 7,393 | $317.5K | 0.01% | +7,393 | New |
| Profund Advisors LLC | 7,306 | $313.8K | 0.01% | +460+6.7% | Added |
| Ameritas Investment Partners, Inc. | 7,052 | $302.9K | 0.01% | +232+3.4% | Added |
| Raymond James & Associates | 6,971 | $299.4K | 0.00% | −18−0.3% | Reduced |
| Everence Capital Management Inc | 6,960 | $299.0K | 0.02% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 6,817 | $292.8K | 0.00% | +8+0.1% | Added |
| Savant Capital, LLC | 6,793 | $291.8K | 0.00% | +149+2.2% | Added |
| Engineers Gate Manager LP | 6,690 | $287.3K | 0.01% | +6,690 | New |
| The PNC Financial Services Group, Inc. | 6,549 | $281.3K | 0.00% | −153−2.3% | Reduced |
| Aigen Investment Management, LP | 6,108 | $262.3K | 0.05% | +639+11.7% | Added |
| Prime Capital Investment Advisors, LLC | 6,105 | $262.2K | 0.00% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 5,893 | $253.1K | 0.00% | 00.0% | Unchanged |
| Cerity Partners LLC | 5,804 | $249.3K | 0.00% | +5,804 | New |
| Mariner, LLC | 5,637 | $241.3K | 0.00% | −52−0.9% | Reduced |
| Campbell & CO Investment Adviser LLC | 5,415 | $232.6K | 0.02% | +5,415 | New |
| Trexquant Investment LP | 5,381 | $231.1K | 0.00% | −24,952−82.3% | Reduced |
| Evergreen Capital Management LLC | 5,106 | $219.3K | 0.01% | +5,106 | New |
| Tower Research Capital LLC (TRC) | 5,048 | $216.8K | 0.01% | −34,581−87.3% | Reduced |
| Two Sigma Advisers, LP | 4,800 | $206.2K | 0.00% | −10,500−68.6% | Reduced |
| Neuberger Berman Group LLC | 4,716 | $202.6K | 0.00% | +4,716 | New |
| JustInvest LLC | 4,706 | $202.1K | 0.00% | +4,706 | New |
| CIBC Asset Management Inc | 4,683 | $201.1K | 0.00% | +4,683 | New |
| Headlands Technologies LLC | 3,665 | $157.4K | 0.02% | +1,486+68.2% | Added |
| Parallel Advisors, LLC | 3,327 | $142.9K | 0.00% | −108−3.1% | Reduced |
| Bessemer Group Inc | 3,268 | $140.0K | 0.00% | +117+3.7% | Added |
| US Bancorp | 3,242 | $139.2K | 0.00% | −184−5.4% | Reduced |
| Quadrant Capital Group LLC | 3,020 | $129.7K | 0.01% | −40−1.3% | Reduced |
| Shell Asset Management Co | 2,797 | $120.0K | 0.01% | +2,797 | New |
| SG Americas Securities, LLC | 2,752 | $118.0K | 0.00% | −21,816−88.8% | Reduced |
| Palouse Capital Management, Inc. | 2,500 | $107.3K | 0.07% | 00.0% | Unchanged |
| Catalyst Funds Management Pty Ltd | 2,400 | $103.1K | 0.02% | +2,400 | New |
| KBC Group NV | 2,213 | $95.0K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 2,131 | $91.5K | 0.01% | +185+9.5% | Added |
| Public Employees Retirement Association of Colorado | 1,965 | $84.0K | 0.00% | 00.0% | Unchanged |
| STRS Ohio | 1,600 | $68.7K | 0.00% | +900+128.6% | Added |
| GAMMA Investing LLC | 1,531 | $65.8K | 0.01% | +305+24.9% | Added |
| CWM, LLC | 1,517 | $65.0K | 0.00% | +252+19.9% | Added |
| Signaturefd, LLC | 1,433 | $61.5K | 0.00% | −96−6.3% | Reduced |
| EMC Capital Management | 1,000 | $61.0K | 0.05% | −9,544−90.5% | Reduced |
| Nisa Investment Advisors, LLC | 1,368 | $58.8K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 1,345 | $57.8K | 0.00% | −14−1.0% | Reduced |
| Assetmark, Inc | 969 | $41.6K | 0.00% | +4+0.4% | Added |
| Lindbrook Capital, LLC | 921 | $39.6K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 635 | $27.3K | 0.00% | +25+4.1% | Added |
| Smartleaf Asset Management LLC | 619 | $26.4K | 0.00% | +196+46.3% | Added |