Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Cathay General Bancorp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 248
- +13 vs. Q2 2024
- Shares held
- 52.0M
- +10.9M (+26.6%) vs. Q2 2024
- Total value
- $2.24B
- +$684.8M (+44.2%) vs. Q2 2024
- New holders
- 34
- 83 more added
- Sold out
- 21
- 85 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mendota Financial Group, LLC | 4 | $172 | 0.00% | +4 | New |
| AdvisorNet Financial, Inc | 5 | $215 | 0.00% | +5 | New |
| Claris Advisors, LLC | 5 | $215 | 0.00% | +5 | New |
| Principal Securities, Inc. | 6 | $258 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 9 | $387 | 0.00% | 00.0% | Unchanged |
| Bruce G. Allen Investments, LLC | 9 | $387 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 11 | $472 | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 13 | $559 | 0.00% | −11−45.8% | Reduced |
| DiNuzzo Private Wealth, Inc. | 13 | $559 | 0.00% | 00.0% | Unchanged |
| Quest Partners LLC | 14 | $601 | 0.00% | −1,036−98.7% | Reduced |
| SJS Investment Consulting Inc. | 19 | $817 | 0.00% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 17 | $878 | 0.00% | −4−19.0% | Reduced |
| Covestor Ltd | 12 | $1.00K | 0.00% | −21−63.6% | Reduced |
| Hemington Wealth Management | 43 | $1.00K | 0.00% | +43 | New |
| Glen Eagle Advisors, LLC | 24 | $1.05K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 25 | $1.07K | 0.00% | +9+56.3% | Added |
| Global Retirement Partners, LLC | 25 | $1.07K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 31 | $1.33K | 0.00% | +31 | New |
| Farmers & Merchants Investments Inc | 33 | $1.42K | 0.00% | 00.0% | Unchanged |
| Capital Performance Advisors LLP | 42 | $1.80K | 0.00% | +42 | New |
| Spire Wealth Management | 44 | $1.89K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 45 | $1.93K | 0.00% | +2+4.7% | Added |
| Parkside Financial Bank & Trust | 47 | $2.02K | 0.00% | +6+14.6% | Added |
| Jones Financial Companies LLLP | 50 | $2.13K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 57 | $2.45K | 0.00% | +57 | New |
| Farther Finance Advisors, LLC | 71 | $3.05K | 0.00% | +10+16.4% | Added |
| Rothschild Investment LLC | 75 | $3.22K | 0.00% | +45+150.0% | Added |
| Gilliland Jeter Wealth Management LLC | 78 | $3.35K | 0.00% | 00.0% | Unchanged |
| Private Wealth Management Group, LLC | 78 | $3.35K | 0.00% | 00.0% | Unchanged |
| LGT Financial Advisors LLC | 81 | $3.48K | 0.01% | 00.0% | Unchanged |
| Mather Group, LLC. | 102 | $4.38K | 0.00% | −100−49.5% | Reduced |
| Manchester Capital Management LLC | 105 | $4.51K | 0.00% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 130 | $5.58K | 0.00% | +130 | New |
| Bell Investment Advisors, Inc | 151 | $6.49K | 0.00% | −16−9.6% | Reduced |
| Massmutual Trust Co FSB | 172 | $7.39K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 177 | $7.60K | 0.00% | +177 | New |
| Cetera Trust Company, N.A | 184 | $7.90K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 198 | $8.50K | 0.00% | +110+125.0% | Added |
| Ronald Blue Trust, Inc. | 296 | $11.2K | 0.00% | +284+2,366.7% | Added |
| First Horizon Advisors, Inc. | 276 | $11.9K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 280 | $12.0K | 0.00% | 00.0% | Unchanged |
| Harbor Capital Advisors, Inc. | 332 | $14.0K | 0.00% | +332 | New |
| CIBC Private Wealth Group, LLC | 376 | $16.1K | 0.00% | 00.0% | Unchanged |
| Planning Capital Management Corp | 408 | $17.5K | 0.01% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 422 | $18.1K | 0.00% | +422 | New |
| Picton Mahoney Asset Management | 488 | $21.0K | 0.00% | +488 | New |
| Nomura Asset Management Co Ltd | 520 | $22.3K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 535 | $23.0K | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 619 | $26.4K | 0.00% | +196+46.3% | Added |
| Fifth Third Bancorp | 635 | $27.3K | 0.00% | +25+4.1% | Added |
| Lindbrook Capital, LLC | 921 | $39.6K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 969 | $41.6K | 0.00% | +4+0.4% | Added |
| Public Employees Retirement System of Ohio | 1,345 | $57.8K | 0.00% | −14−1.0% | Reduced |
| Nisa Investment Advisors, LLC | 1,368 | $58.8K | 0.00% | 00.0% | Unchanged |
| EMC Capital Management | 1,000 | $61.0K | 0.05% | −9,544−90.5% | Reduced |
| Signaturefd, LLC | 1,433 | $61.5K | 0.00% | −96−6.3% | Reduced |
| CWM, LLC | 1,517 | $65.0K | 0.00% | +252+19.9% | Added |
| GAMMA Investing LLC | 1,531 | $65.8K | 0.01% | +305+24.9% | Added |
| STRS Ohio | 1,600 | $68.7K | 0.00% | +900+128.6% | Added |
| Public Employees Retirement Association of Colorado | 1,965 | $84.0K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 2,131 | $91.5K | 0.01% | +185+9.5% | Added |
| KBC Group NV | 2,213 | $95.0K | 0.00% | 00.0% | Unchanged |
| Catalyst Funds Management Pty Ltd | 2,400 | $103.1K | 0.02% | +2,400 | New |
| Palouse Capital Management, Inc. | 2,500 | $107.3K | 0.07% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 2,752 | $118.0K | 0.00% | −21,816−88.8% | Reduced |
| Shell Asset Management Co | 2,797 | $120.0K | 0.01% | +2,797 | New |
| Quadrant Capital Group LLC | 3,020 | $129.7K | 0.01% | −40−1.3% | Reduced |
| US Bancorp | 3,242 | $139.2K | 0.00% | −184−5.4% | Reduced |
| Bessemer Group Inc | 3,268 | $140.0K | 0.00% | +117+3.7% | Added |
| Parallel Advisors, LLC | 3,327 | $142.9K | 0.00% | −108−3.1% | Reduced |
| Headlands Technologies LLC | 3,665 | $157.4K | 0.02% | +1,486+68.2% | Added |
| CIBC Asset Management Inc | 4,683 | $201.1K | 0.00% | +4,683 | New |
| JustInvest LLC | 4,706 | $202.1K | 0.00% | +4,706 | New |
| Neuberger Berman Group LLC | 4,716 | $202.6K | 0.00% | +4,716 | New |
| Two Sigma Advisers, LP | 4,800 | $206.2K | 0.00% | −10,500−68.6% | Reduced |
| Tower Research Capital LLC (TRC) | 5,048 | $216.8K | 0.01% | −34,581−87.3% | Reduced |
| Evergreen Capital Management LLC | 5,106 | $219.3K | 0.01% | +5,106 | New |
| Trexquant Investment LP | 5,381 | $231.1K | 0.00% | −24,952−82.3% | Reduced |
| Campbell & CO Investment Adviser LLC | 5,415 | $232.6K | 0.02% | +5,415 | New |
| Mariner, LLC | 5,637 | $241.3K | 0.00% | −52−0.9% | Reduced |
| Cerity Partners LLC | 5,804 | $249.3K | 0.00% | +5,804 | New |
| State of Wisconsin Investment Board | 5,893 | $253.1K | 0.00% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 6,105 | $262.2K | 0.00% | 00.0% | Unchanged |
| Aigen Investment Management, LP | 6,108 | $262.3K | 0.05% | +639+11.7% | Added |
| The PNC Financial Services Group, Inc. | 6,549 | $281.3K | 0.00% | −153−2.3% | Reduced |
| Engineers Gate Manager LP | 6,690 | $287.3K | 0.01% | +6,690 | New |
| Savant Capital, LLC | 6,793 | $291.8K | 0.00% | +149+2.2% | Added |
| Atria Wealth Solutions, Inc. | 6,817 | $292.8K | 0.00% | +8+0.1% | Added |
| Everence Capital Management Inc | 6,960 | $299.0K | 0.02% | 00.0% | Unchanged |
| Raymond James & Associates | 6,971 | $299.4K | 0.00% | −18−0.3% | Reduced |
| Ameritas Investment Partners, Inc. | 7,052 | $302.9K | 0.01% | +232+3.4% | Added |
| Profund Advisors LLC | 7,306 | $313.8K | 0.01% | +460+6.7% | Added |
| LMR Partners LLP | 7,393 | $317.5K | 0.01% | +7,393 | New |
| Paloma Partners Management Co | 7,692 | $330.4K | 0.02% | +7,692 | New |
| Hennion & Walsh Asset Management, Inc. | 7,810 | $335.4K | 0.02% | −106−1.3% | Reduced |
| AlphaMark Advisors, LLC | 7,901 | $339.0K | 0.12% | −822−9.4% | Reduced |
| City Center Advisors, LLC | 8,053 | $345.9K | 0.38% | −1,716−17.6% | Reduced |
| Commerce Bank | 8,910 | $382.7K | 0.00% | −285−3.1% | Reduced |
| Two Sigma Securities, LLC | 9,083 | $390.1K | 0.03% | +1,360+17.6% | Added |
| Coldstream Capital Management Inc | 9,381 | $403.0K | 0.01% | −1,099−10.5% | Reduced |