Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Cathay General Bancorp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 255
- +31 vs. Q4 2023
- Shares held
- 52.3M
- −2.07M (−3.8%) vs. Q4 2023
- Total value
- $1.98B
- −$445.2M (−18.4%) vs. Q4 2023
- New holders
- 48
- 66 more added
- Sold out
- 17
- 100 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tfo-TDC, LLC | 3 | $113 | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 5 | $189 | 0.00% | +5 | New |
| DiNuzzo Private Wealth, Inc. | 11 | $417 | 0.00% | +1+10.0% | Added |
| Westend Capital Management, LLC | 12 | $454 | 0.00% | +12 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 15 | $567 | 0.00% | +15 | New |
| Continuum Advisory, LLC | 16 | $602 | 0.00% | +16 | New |
| SJS Investment Consulting Inc. | 20 | $757 | 0.00% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 21 | $795 | 0.00% | 00.0% | Unchanged |
| Denali Advisors LLC | 24 | $908 | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 25 | $945 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 25 | $946 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 32 | $1.21K | 0.00% | +32 | New |
| Farmers & Merchants Investments Inc | 33 | $1.25K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 33 | $1.25K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 39 | $1.34K | 0.00% | +39 | New |
| Parkside Financial Bank & Trust | 44 | $1.67K | 0.00% | 00.0% | Unchanged |
| Front Row Advisors LLC | 54 | $2.04K | 0.00% | +54 | New |
| Principal Securities, Inc. | 59 | $2.23K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 61 | $2.25K | 0.00% | 00.0% | Unchanged |
| Gilliland Jeter Wealth Management LLC | 78 | $2.95K | 0.00% | +78 | New |
| LGT Financial Advisors LLC | 81 | $3.06K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 113 | $4.21K | 0.00% | 00.0% | Unchanged |
| Park Place Capital Corp | 130 | $4.92K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 149 | $5.64K | 0.00% | +149 | New |
| Private Wealth Management Group, LLC | 158 | $5.98K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 164 | $6.20K | 0.00% | −16−8.9% | Reduced |
| Bell Investment Advisors, Inc | 167 | $6.32K | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 168 | $6.42K | 0.00% | +156+1,300.0% | Added |
| Cetera Trust Company, N.A | 184 | $6.96K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 232 | $8.00K | 0.01% | −3,414−93.6% | Reduced |
| ZRC Wealth Management, LLC | 220 | $8.33K | 0.00% | +4+1.9% | Added |
| Mather Group, LLC. | 202 | $9.00K | 0.00% | +202 | New |
| First Horizon Advisors, Inc. | 276 | $10.4K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 280 | $11.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 376 | $13.9K | 0.00% | +376 | New |
| Planning Capital Management Corp | 408 | $15.4K | 0.01% | +292+251.7% | Added |
| Quarry LP | 434 | $16.4K | 0.01% | +304+233.8% | Added |
| CWM, LLC | 471 | $18.0K | 0.00% | +26+5.8% | Added |
| Nomura Asset Management Co Ltd | 520 | $19.7K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 530 | $20.1K | 0.00% | +16+3.1% | Added |
| Allworth Financial LP | 535 | $20.2K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 570 | $21.6K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 605 | $22.9K | 0.00% | +605 | New |
| JJJ Advisors Inc. | 685 | $25.9K | 0.01% | 00.0% | Unchanged |
| STRS Ohio | 700 | $26.0K | 0.00% | −1,500−68.2% | Reduced |
| nVerses Capital, LLC | 700 | $26.5K | 0.06% | +700 | New |
| Clear Street Markets LLC | 710 | $27.0K | 0.01% | +710 | New |
| Advisor Group Holdings, Inc. | 745 | $28.2K | 0.00% | −30,033−97.6% | Reduced |
| Assetmark, Inc | 965 | $36.5K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,034 | $39.1K | 0.00% | 00.0% | Unchanged |
| Mitsubishi UFJ Trust & Banking Corp | 1,125 | $41.5K | 0.00% | −1,340−54.4% | Reduced |
| GAMMA Investing LLC | 1,125 | $42.6K | 0.01% | −107−8.7% | Reduced |
| Nisa Investment Advisors, LLC | 1,293 | $48.9K | 0.00% | +440+51.6% | Added |
| Public Employees Retirement System of Ohio | 1,327 | $50.2K | 0.00% | +65+5.2% | Added |
| KBC Group NV | 1,643 | $62.0K | 0.00% | +462+39.1% | Added |
| Signaturefd, LLC | 1,651 | $62.5K | 0.00% | +34+2.1% | Added |
| State of Wyoming | 1,732 | $65.5K | 0.01% | −107−5.8% | Reduced |
| Amundi | 1,867 | $70.6K | 0.00% | +86+4.8% | Added |
| Public Employees Retirement Association of Colorado | 1,965 | $74.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,321 | $87.8K | 0.01% | −105−4.3% | Reduced |
| Palouse Capital Management, Inc. | 2,500 | $94.5K | 0.06% | +2,500 | New |
| Point72 Hong Kong Ltd | 2,837 | $107.3K | 0.01% | +2,837 | New |
| Royal Bank of Canada | 3,347 | $127.0K | 0.00% | −29,565−89.8% | Reduced |
| US Bancorp | 3,576 | $135.3K | 0.00% | −20−0.6% | Reduced |
| Metropolitan Life Insurance Co | 3,618 | $136.9K | 0.01% | −388−9.7% | Reduced |
| Bessemer Group Inc | 3,675 | $139.0K | 0.00% | +523+16.6% | Added |
| Parallel Advisors, LLC | 3,747 | $141.7K | 0.00% | +91+2.5% | Added |
| SG Americas Securities, LLC | 4,066 | $154.0K | 0.00% | −14,894−78.6% | Reduced |
| Headlands Technologies LLC | 4,977 | $188.3K | 0.05% | +4,936+12,039.0% | Added |
| Profund Advisors LLC | 5,389 | $203.9K | 0.01% | −1,134−17.4% | Reduced |
| Sciencast Management LP | 5,435 | $205.6K | 0.13% | +5,435 | New |
| Cerity Partners LLC | 5,511 | $208.5K | 0.00% | +5,511 | New |
| Mariner, LLC | 5,609 | $212.2K | 0.00% | +361+6.9% | Added |
| Vestcor Inc | 5,685 | $215.0K | 0.01% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 6,140 | $232.3K | 0.00% | −162−2.6% | Reduced |
| Tower Research Capital LLC (TRC) | 6,784 | $256.6K | 0.01% | −13,301−66.2% | Reduced |
| Atria Wealth Solutions, Inc. | 6,799 | $257.2K | 0.00% | +8+0.1% | Added |
| AlphaMark Advisors, LLC | 6,832 | $258.0K | 0.09% | −213−3.0% | Reduced |
| Everence Capital Management Inc | 6,960 | $263.0K | 0.02% | 00.0% | Unchanged |
| Raymond James & Associates | 7,009 | $265.1K | 0.00% | −155,916−95.7% | Reduced |
| The PNC Financial Services Group, Inc. | 7,038 | $266.2K | 0.00% | +278+4.1% | Added |
| Cambria Investment Management, L.P. | 7,085 | $268.0K | 0.02% | −220,829−96.9% | Reduced |
| Ameritas Investment Partners, Inc. | 7,202 | $272.5K | 0.01% | 00.0% | Unchanged |
| Paloma Partners Management Co | 7,479 | $282.9K | 0.04% | +7,479 | New |
| Point72 (DIFC) Ltd | 7,693 | $291.0K | 0.02% | +7,693 | New |
| SEI Investments Co | 7,702 | $291.4K | 0.00% | −4,418−36.5% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 7,910 | $299.2K | 0.02% | −74−0.9% | Reduced |
| FMR LLC | 7,968 | $301.4K | 0.00% | −12,425−60.9% | Reduced |
| Shell Asset Management Co | 8,194 | $309.0K | 0.01% | −818−9.1% | Reduced |
| Pictet Asset Management Holding SA | 8,257 | $312.4K | 0.00% | 00.0% | Unchanged |
| Caxton Associates LP | 8,258 | $312.4K | 0.02% | +8,258 | New |
| Sherbrooke Park Advisers LLC | 8,304 | $314.1K | 0.06% | +8,304 | New |
| State of Wisconsin Investment Board | 8,336 | $315.4K | 0.00% | +1,797+27.5% | Added |
| Two Sigma Securities, LLC | 8,410 | $318.1K | 0.02% | +8,410 | New |
| Alps Advisors Inc | 8,685 | $328.6K | 0.00% | −17−0.2% | Reduced |
| Advantage Alpha Capital Partners LP | 9,176 | $347.1K | 0.07% | −3,152−25.6% | Reduced |
| Versor Investments LP | 9,231 | $349.2K | 0.07% | 00.0% | Unchanged |
| Commerce Bank | 9,290 | $351.4K | 0.00% | −480−4.9% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 9,314 | $352.3K | 0.01% | +720+8.4% | Added |
| Teacher Retirement System of Texas | 9,363 | $354.0K | 0.00% | −8,386−47.2% | Reduced |