Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Cathay General Bancorp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 255
- +31 vs. Q4 2023
- Shares held
- 52.3M
- −2.07M (−3.8%) vs. Q4 2023
- Total value
- $1.98B
- −$445.2M (−18.4%) vs. Q4 2023
- New holders
- 48
- 66 more added
- Sold out
- 17
- 100 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royce & Associates LP | 26,504 | $1.00M | 0.01% | −492−1.8% | Reduced |
| Ensign Peak Advisors, Inc | 26,425 | $999.7K | 0.00% | −1,333−4.8% | Reduced |
| ORG Partners LLC | 26,606 | $982.0K | 1.87% | +26,606 | New |
| Susquehanna Portfolio Strategies, LLC | 25,640 | $970.0K | 0.02% | −14,218−35.7% | Reduced |
| Teachers Retirement System of the State of Kentucky | 25,130 | $951.0K | 0.01% | 00.0% | Unchanged |
| Healthcare of Ontario Pension Plan Trust Fund | 25,000 | $945.8K | 0.00% | +25,000 | New |
| Maryland State Retirement & Pension System | 26,178 | $908.9K | 0.02% | −226−0.9% | Reduced |
| Amalgamated Bank | 23,152 | $876.0K | 0.01% | −3,904−14.4% | Reduced |
| Voya Investment Management LLC | 23,047 | $871.9K | 0.00% | −4,710−17.0% | Reduced |
| Captrust Financial Advisors | 22,755 | $860.8K | 0.00% | −687−2.9% | Reduced |
| Legato Capital Management LLC | 22,197 | $839.7K | 0.10% | −6,522−22.7% | Reduced |
| Dean Capital Management | 22,197 | $839.7K | 0.49% | −6,522−22.7% | Reduced |
| SummerHaven Investment Management, LLC | 21,917 | $829.1K | 0.52% | +220+1.0% | Added |
| AQR Capital Management LLC | 21,375 | $808.6K | 0.00% | −14,338−40.1% | Reduced |
| Mirabella Financial Services LLP | 20,699 | $785.2K | 0.06% | +20,699 | New |
| Ontario Teachers Pension Plan Board | 20,529 | $776.6K | 0.01% | −7,899−27.8% | Reduced |
| Access Investment Management LLC | 20,295 | $767.8K | 0.25% | +35+0.2% | Added |
| Y-Intercept (Hong Kong) Ltd | 19,638 | $742.9K | 0.06% | +19,638 | New |
| Oregon Public Employees Retirement Fund | 19,487 | $737.2K | 0.01% | −1,765−8.3% | Reduced |
| Arizona State Retirement System | 18,967 | $717.5K | 0.00% | −304−1.6% | Reduced |
| Pathstone Holdings, LLC | 18,866 | $713.7K | 0.00% | −1,629−7.9% | Reduced |
| NorthCrest Asset Manangement, LLC | 17,776 | $672.5K | 0.02% | −260−1.4% | Reduced |
| State of Tennessee, Treasury Department | 17,761 | $671.9K | 0.00% | −18,710−51.3% | Reduced |
| TD Asset Management Inc | 15,700 | $593.9K | 0.00% | −3,200−16.9% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 15,689 | $593.5K | 0.00% | +12+0.1% | Added |
| O'Shaughnessy Asset Management, LLC | 15,589 | $589.7K | 0.01% | +3,165+25.5% | Added |
| Unison Advisors LLC | 15,479 | $585.6K | 0.06% | +118+0.8% | Added |
| Cornercap Investment Counsel Inc | 15,337 | $580.2K | 0.09% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 15,215 | $575.6K | 0.00% | +877+6.1% | Added |
| Snowden Capital Advisors LLC | 14,446 | $546.5K | 0.02% | −70.0% | Reduced |
| Renaissance Technologies LLC | 14,171 | $536.0K | 0.00% | +14,171 | New |
| LPL Financial LLC | 14,099 | $533.4K | 0.00% | +40+0.3% | Added |
| ProShare Advisors LLC | 14,089 | $533.0K | 0.00% | +960+7.3% | Added |
| Neuberger Berman Group LLC | 13,531 | $511.9K | 0.00% | +2,714+25.1% | Added |
| Truist Financial Corp | 13,456 | $509.0K | 0.00% | −654−4.6% | Reduced |
| Entropy Technologies, LP | 13,006 | $492.0K | 0.05% | +13,006 | New |
| Inceptionr LLC | 12,724 | $481.3K | 0.12% | +12,724 | New |
| Mutual of America Capital Management LLC | 12,516 | $473.5K | 0.01% | −200−1.6% | Reduced |
| Two Sigma Investments, LP | 12,367 | $467.8K | 0.00% | +5,167+71.8% | Added |
| Handelsbanken Fonder AB | 11,988 | $454.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 11,700 | $442.6K | 0.00% | −3,400−22.5% | Reduced |
| MQS Management LLC | 11,393 | $431.0K | 0.25% | +11,393 | New |
| Engineers Gate Manager LP | 11,343 | $429.1K | 0.01% | +11,343 | New |
| Verition Fund Management LLC | 11,288 | $427.0K | 0.00% | +11,288 | New |
| Virtu Financial LLC | 10,998 | $416.0K | 0.03% | +10,998 | New |
| Coldstream Capital Management Inc | 10,866 | $411.1K | 0.01% | −919−7.8% | Reduced |
| Creative Planning | 10,738 | $406.2K | 0.00% | −94−0.9% | Reduced |
| Trexquant Investment LP | 10,587 | $400.5K | 0.01% | +10,587 | New |
| EMC Capital Management | 10,544 | $399.0K | 0.24% | +3,843+57.3% | Added |
| Natixis Advisors, L.P. | 10,190 | $385.0K | 0.00% | −941−8.5% | Reduced |
| XTX Topco Ltd | 9,996 | $378.1K | 0.05% | +9,996 | New |
| City Center Advisors, LLC | 9,769 | $369.6K | 0.44% | +9,769 | New |
| Commonwealth Equity Services, LLC | 9,725 | $368.0K | 0.00% | +81+0.8% | Added |
| Wealth Enhancement Advisory Services, LLC | 9,588 | $362.7K | 0.00% | −240−2.4% | Reduced |
| Handelsinvest Investeringsforvaltning | 9,403 | $356.0K | 0.17% | −4,881−34.2% | Reduced |
| Teacher Retirement System of Texas | 9,363 | $354.0K | 0.00% | −8,386−47.2% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 9,314 | $352.3K | 0.01% | +720+8.4% | Added |
| Commerce Bank | 9,290 | $351.4K | 0.00% | −480−4.9% | Reduced |
| Versor Investments LP | 9,231 | $349.2K | 0.07% | 00.0% | Unchanged |
| Advantage Alpha Capital Partners LP | 9,176 | $347.1K | 0.07% | −3,152−25.6% | Reduced |
| Alps Advisors Inc | 8,685 | $328.6K | 0.00% | −17−0.2% | Reduced |
| Two Sigma Securities, LLC | 8,410 | $318.1K | 0.02% | +8,410 | New |
| State of Wisconsin Investment Board | 8,336 | $315.4K | 0.00% | +1,797+27.5% | Added |
| Sherbrooke Park Advisers LLC | 8,304 | $314.1K | 0.06% | +8,304 | New |
| Caxton Associates LP | 8,258 | $312.4K | 0.02% | +8,258 | New |
| Pictet Asset Management Holding SA | 8,257 | $312.4K | 0.00% | 00.0% | Unchanged |
| Shell Asset Management Co | 8,194 | $309.0K | 0.01% | −818−9.1% | Reduced |
| FMR LLC | 7,968 | $301.4K | 0.00% | −12,425−60.9% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 7,910 | $299.2K | 0.02% | −74−0.9% | Reduced |
| SEI Investments Co | 7,702 | $291.4K | 0.00% | −4,418−36.5% | Reduced |
| Point72 (DIFC) Ltd | 7,693 | $291.0K | 0.02% | +7,693 | New |
| Paloma Partners Management Co | 7,479 | $282.9K | 0.04% | +7,479 | New |
| Ameritas Investment Partners, Inc. | 7,202 | $272.5K | 0.01% | 00.0% | Unchanged |
| Cambria Investment Management, L.P. | 7,085 | $268.0K | 0.02% | −220,829−96.9% | Reduced |
| The PNC Financial Services Group, Inc. | 7,038 | $266.2K | 0.00% | +278+4.1% | Added |
| Raymond James & Associates | 7,009 | $265.1K | 0.00% | −155,916−95.7% | Reduced |
| Everence Capital Management Inc | 6,960 | $263.0K | 0.02% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 6,832 | $258.0K | 0.09% | −213−3.0% | Reduced |
| Atria Wealth Solutions, Inc. | 6,799 | $257.2K | 0.00% | +8+0.1% | Added |
| Tower Research Capital LLC (TRC) | 6,784 | $256.6K | 0.01% | −13,301−66.2% | Reduced |
| Prime Capital Investment Advisors, LLC | 6,140 | $232.3K | 0.00% | −162−2.6% | Reduced |
| Vestcor Inc | 5,685 | $215.0K | 0.01% | 00.0% | Unchanged |
| Mariner, LLC | 5,609 | $212.2K | 0.00% | +361+6.9% | Added |
| Cerity Partners LLC | 5,511 | $208.5K | 0.00% | +5,511 | New |
| Sciencast Management LP | 5,435 | $205.6K | 0.13% | +5,435 | New |
| Profund Advisors LLC | 5,389 | $203.9K | 0.01% | −1,134−17.4% | Reduced |
| Headlands Technologies LLC | 4,977 | $188.3K | 0.05% | +4,936+12,039.0% | Added |
| SG Americas Securities, LLC | 4,066 | $154.0K | 0.00% | −14,894−78.6% | Reduced |
| Parallel Advisors, LLC | 3,747 | $141.7K | 0.00% | +91+2.5% | Added |
| Bessemer Group Inc | 3,675 | $139.0K | 0.00% | +523+16.6% | Added |
| Metropolitan Life Insurance Co | 3,618 | $136.9K | 0.01% | −388−9.7% | Reduced |
| US Bancorp | 3,576 | $135.3K | 0.00% | −20−0.6% | Reduced |
| Royal Bank of Canada | 3,347 | $127.0K | 0.00% | −29,565−89.8% | Reduced |
| Point72 Hong Kong Ltd | 2,837 | $107.3K | 0.01% | +2,837 | New |
| Palouse Capital Management, Inc. | 2,500 | $94.5K | 0.06% | +2,500 | New |
| Quadrant Capital Group LLC | 2,321 | $87.8K | 0.01% | −105−4.3% | Reduced |
| Public Employees Retirement Association of Colorado | 1,965 | $74.0K | 0.00% | 00.0% | Unchanged |
| Amundi | 1,867 | $70.6K | 0.00% | +86+4.8% | Added |
| State of Wyoming | 1,732 | $65.5K | 0.01% | −107−5.8% | Reduced |
| Signaturefd, LLC | 1,651 | $62.5K | 0.00% | +34+2.1% | Added |