Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Cathay General Bancorp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 255
- +31 vs. Q4 2023
- Shares held
- 52.3M
- −2.07M (−3.8%) vs. Q4 2023
- Total value
- $1.98B
- −$445.2M (−18.4%) vs. Q4 2023
- New holders
- 48
- 66 more added
- Sold out
- 17
- 100 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| KBC Group NV | 1,643 | $62.0K | 0.00% | +462+39.1% | Added |
| Public Employees Retirement System of Ohio | 1,327 | $50.2K | 0.00% | +65+5.2% | Added |
| Nisa Investment Advisors, LLC | 1,293 | $48.9K | 0.00% | +440+51.6% | Added |
| GAMMA Investing LLC | 1,125 | $42.6K | 0.01% | −107−8.7% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 1,125 | $41.5K | 0.00% | −1,340−54.4% | Reduced |
| Lindbrook Capital, LLC | 1,034 | $39.1K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 965 | $36.5K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 745 | $28.2K | 0.00% | −30,033−97.6% | Reduced |
| Clear Street Markets LLC | 710 | $27.0K | 0.01% | +710 | New |
| nVerses Capital, LLC | 700 | $26.5K | 0.06% | +700 | New |
| STRS Ohio | 700 | $26.0K | 0.00% | −1,500−68.2% | Reduced |
| JJJ Advisors Inc. | 685 | $25.9K | 0.01% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 605 | $22.9K | 0.00% | +605 | New |
| Fifth Third Bancorp | 570 | $21.6K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 535 | $20.2K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 530 | $20.1K | 0.00% | +16+3.1% | Added |
| Nomura Asset Management Co Ltd | 520 | $19.7K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 471 | $18.0K | 0.00% | +26+5.8% | Added |
| Quarry LP | 434 | $16.4K | 0.01% | +304+233.8% | Added |
| Planning Capital Management Corp | 408 | $15.4K | 0.01% | +292+251.7% | Added |
| CIBC Private Wealth Group, LLC | 376 | $13.9K | 0.00% | +376 | New |
| Smithfield Trust Co | 280 | $11.0K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 276 | $10.4K | 0.00% | 00.0% | Unchanged |
| Mather Group, LLC. | 202 | $9.00K | 0.00% | +202 | New |
| ZRC Wealth Management, LLC | 220 | $8.33K | 0.00% | +4+1.9% | Added |
| Covestor Ltd | 232 | $8.00K | 0.01% | −3,414−93.6% | Reduced |
| Cetera Trust Company, N.A | 184 | $6.96K | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 168 | $6.42K | 0.00% | +156+1,300.0% | Added |
| Bell Investment Advisors, Inc | 167 | $6.32K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 164 | $6.20K | 0.00% | −16−8.9% | Reduced |
| Private Wealth Management Group, LLC | 158 | $5.98K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 149 | $5.64K | 0.00% | +149 | New |
| Park Place Capital Corp | 130 | $4.92K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 113 | $4.21K | 0.00% | 00.0% | Unchanged |
| LGT Financial Advisors LLC | 81 | $3.06K | 0.00% | 00.0% | Unchanged |
| Gilliland Jeter Wealth Management LLC | 78 | $2.95K | 0.00% | +78 | New |
| Farther Finance Advisors, LLC | 61 | $2.25K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 59 | $2.23K | 0.00% | 00.0% | Unchanged |
| Front Row Advisors LLC | 54 | $2.04K | 0.00% | +54 | New |
| Parkside Financial Bank & Trust | 44 | $1.67K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 39 | $1.34K | 0.00% | +39 | New |
| JFS Wealth Advisors, LLC | 33 | $1.25K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 33 | $1.25K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 32 | $1.21K | 0.00% | +32 | New |
| Spire Wealth Management | 25 | $946 | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 25 | $945 | 0.00% | 00.0% | Unchanged |
| Denali Advisors LLC | 24 | $908 | 0.00% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 21 | $795 | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 20 | $757 | 0.00% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 16 | $602 | 0.00% | +16 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 15 | $567 | 0.00% | +15 | New |
| Westend Capital Management, LLC | 12 | $454 | 0.00% | +12 | New |
| DiNuzzo Private Wealth, Inc. | 11 | $417 | 0.00% | +1+10.0% | Added |
| Rothschild Investment LLC | 5 | $189 | 0.00% | +5 | New |
| Tfo-TDC, LLC | 3 | $113 | 0.00% | 00.0% | Unchanged |
| M&T Bank Corp | 0 | $0 | 0.00% | −24,629−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −21,598−100.0% | Sold out |
| Virtus Investment Advisers, Inc. | 0 | $0 | 0.00% | −14,116−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −11,782−100.0% | Sold out |
| Brinker Capital Investments, LLC | 0 | $0 | 0.00% | −7,997−100.0% | Sold out |
| Orion Portfolio Solutions, LLC | 0 | $0 | 0.00% | −7,997−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −5,649−100.0% | Sold out |
| CBOE Vest Financial, LLC | 0 | $0 | 0.00% | −5,369−100.0% | Sold out |
| Weil Company, Inc. | 0 | $0 | 0.00% | −5,350−100.0% | Sold out |
| Evergreen Capital Management LLC | 0 | $0 | 0.00% | −5,138−100.0% | Sold out |
| Capstone Capital Wealth Advisors | 0 | $0 | 0.00% | −5,053−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| SYSTM Wealth Solutions LLC | 0 | $0 | 0.00% | −245−100.0% | Sold out |
| Glassman Wealth Services | 0 | $0 | 0.00% | −213−100.0% | Sold out |
| Psagot Value Holdings Ltd. / (Israel) | 0 | $0 | 0.00% | −124−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −101−100.0% | Sold out |
| Hexagon Capital Partners LLC | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| Smith, Graham & Co., Investment Advisors, LP | – | – | – | – | Not filed |
| Putnam Investments LLC | – | – | – | – | Not filed |