Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Cathay General Bancorp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 252
- +11 vs. Q3 2022
- Shares held
- 50.7M
- +143.0K (+0.3%) vs. Q3 2022
- Total value
- $2.07B
- +$123.3M (+6.3%) vs. Q3 2022
- New holders
- 29
- 98 more added
- Sold out
- 18
- 87 more reduced
5 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gyon Technologies Capital Management, LP | 1 | $41 | 0.00% | −9,497−100.0% | Reduced |
| Newbridge Financial Services Group, Inc. | 2 | $70 | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 7 | $286 | 0.00% | −900−99.2% | Reduced |
| Baker Avenue Asset Management, LP | 8 | $326 | 0.00% | +8 | New |
| Disciplined Investments, LLC | 14 | $571 | 0.00% | −2−12.5% | Reduced |
| Sutton Wealth Advisors Inc. | 20 | $816 | 0.00% | −1−4.8% | Reduced |
| SJS Investment Consulting Inc. | 23 | $938 | 0.00% | +12+109.1% | Added |
| IFP Advisors, Inc | 22 | $1.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 31 | $1.26K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 33 | $1.35K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 35 | $1.43K | 0.00% | +35 | New |
| Manchester Capital Management LLC | 37 | $1.51K | 0.00% | +16+76.2% | Added |
| Schubert & Co | 49 | $2.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 52 | $2.00K | 0.00% | 00.0% | Unchanged |
| Front Row Advisors LLC | 54 | $2.00K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 61 | $2.49K | 0.00% | −9−12.9% | Reduced |
| Umb Bank N A | 72 | $3.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 109 | $4.00K | 0.00% | −86−44.1% | Reduced |
| Signaturefd, LLC | 102 | $4.16K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 110 | $4.49K | 0.00% | +110 | New |
| Contravisory Investment Management, Inc. | 117 | $4.77K | 0.00% | 00.0% | Unchanged |
| Park Place Capital Corp | 130 | $5.00K | 0.00% | +130 | New |
| Bell Investment Advisors, Inc | 131 | $5.34K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 150 | $6.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 193 | $7.87K | 0.00% | −58−23.1% | Reduced |
| Ronald Blue Trust, Inc. | 210 | $8.00K | 0.00% | +105+100.0% | Added |
| Glassman Wealth Services | 213 | $8.69K | 0.00% | −17−7.4% | Reduced |
| Belpointe Asset Management LLC | 220 | $8.97K | 0.00% | +220 | New |
| Fifth Third Bancorp | 282 | $11.5K | 0.00% | +14+5.2% | Added |
| Smithfield Trust Co | 280 | $12.0K | 0.00% | 00.0% | Unchanged |
| One Wealth Advisors, LLC | 316 | $12.9K | 0.00% | +316 | New |
| TCI Wealth Advisors, Inc. | 390 | $15.9K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 391 | $15.9K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 520 | $21.2K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 605 | $24.7K | 0.00% | +45+8.0% | Added |
| Acadian Asset Management LLC | 625 | $25.0K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 614 | $25.0K | 0.03% | +614 | New |
| CWM, LLC | 653 | $27.0K | 0.00% | +80+14.0% | Added |
| Harvest Fund Management Co., Ltd | 774 | $32.0K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 838 | $34.2K | 0.00% | −1,413−62.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 901 | $36.8K | 0.00% | +48+5.6% | Added |
| Public Employees Retirement System of Ohio | 992 | $40.0K | 0.00% | −2,227−69.2% | Reduced |
| Virtus Fund Advisers, LLC | 1,156 | $47.2K | 0.34% | +1,156 | New |
| Assetmark, Inc | 1,225 | $50.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 1,264 | $52.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 1,277 | $52.0K | 0.00% | +374+41.4% | Added |
| State of Wyoming | 1,321 | $53.9K | 0.02% | +318+31.7% | Added |
| Quadrant Capital Group LLC | 1,508 | $61.5K | 0.01% | −247−14.1% | Reduced |
| Amundi | 1,736 | $70.8K | 0.00% | +47+2.8% | Added |
| Public Employees Retirement Association of Colorado | 1,965 | $80.0K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 2,229 | $91.0K | 0.07% | +32+1.5% | Added |
| Caldwell Sutter Capital, Inc. | 2,350 | $95.9K | 0.08% | +2,350 | New |
| Tower Research Capital LLC (TRC) | 2,605 | $106.0K | 0.00% | −10,947−80.8% | Reduced |
| Quantbot Technologies LP | 2,797 | $114.1K | 0.01% | +2,797 | New |
| Bessemer Group Inc | 3,094 | $126.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 3,200 | $130.5K | 0.00% | +213+7.1% | Added |
| Aquatic Capital Management LLC | 4,000 | $163.0K | 0.01% | +4,000 | New |
| Laffer Tengler Investments | 4,052 | $165.3K | 0.05% | +4,052 | New |
| Vestcor Inc | 4,263 | $174.0K | 0.01% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 4,451 | $181.6K | 0.01% | +108+2.5% | Added |
| Point72 Middle East FZE | 4,473 | $182.5K | 0.01% | +4,473 | New |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 4,977 | $203.0K | 0.01% | −786−13.6% | Reduced |
| Origin Asset Management LLP | 5,125 | $209.0K | 0.06% | −2,332−31.3% | Reduced |
| Mackenzie Financial Corp | 5,259 | $214.5K | 0.00% | +5,259 | New |
| Prelude Capital Management, LLC | 5,309 | $216.6K | 0.01% | +5,309 | New |
| Weil Company, Inc. | 5,350 | $218.2K | 0.10% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 5,973 | $244.0K | 0.01% | −97−1.6% | Reduced |
| Centiva Capital, LP | 6,112 | $249.3K | 0.02% | +6,112 | New |
| Y-Intercept (Hong Kong) Ltd | 6,171 | $251.7K | 0.04% | −1,224−16.6% | Reduced |
| GW Henssler & Associates Ltd | 6,178 | $252.0K | 0.02% | 00.0% | Unchanged |
| Citizens Financial Group Inc | 6,500 | $265.1K | 0.01% | +493+8.2% | Added |
| EMC Capital Management | 6,701 | $273.0K | 0.25% | +867+14.9% | Added |
| Securian Asset Management, Inc | 6,751 | $275.4K | 0.01% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 6,855 | $279.6K | 0.00% | +7+0.1% | Added |
| Northwestern Mutual Investment Management Company, LLC | 6,886 | $280.9K | 0.01% | −3,862−35.9% | Reduced |
| STRS Ohio | 6,900 | $281.0K | 0.00% | +600+9.5% | Added |
| Alps Advisors Inc | 7,652 | $312.1K | 0.00% | −36−0.5% | Reduced |
| Millennium Management LLC | 7,891 | $322.0K | 0.00% | −164,987−95.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 8,004 | $326.5K | 0.00% | +4,047+102.3% | Added |
| Mraz, Amerine & Associates, Inc. | 8,118 | $331.1K | 0.08% | −1,185−12.7% | Reduced |
| Pictet Asset Management SA | 8,257 | $337.0K | 0.00% | +8,257 | New |
| Commonwealth Equity Services, LLC | 8,670 | $353.0K | 0.00% | −36−0.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 8,733 | $356.0K | 0.02% | +248+2.9% | Added |
| State of Wisconsin Investment Board | 8,819 | $359.7K | 0.00% | −4,492−33.7% | Reduced |
| Neuberger Berman Group LLC | 8,939 | $364.6K | 0.00% | +186+2.1% | Added |
| Bank of Montreal | 9,369 | $384.5K | 0.00% | −14,262−60.4% | Reduced |
| LPL Financial LLC | 9,430 | $384.6K | 0.00% | +9,430 | New |
| O'Shaughnessy Asset Management, LLC | 9,450 | $385.5K | 0.01% | −1,740−15.5% | Reduced |
| Dynamic Technology Lab Private Ltd | 9,774 | $399.0K | 0.04% | −31,696−76.4% | Reduced |
| Brinker Capital Investments, LLC | 10,064 | $410.5K | 0.01% | +196+2.0% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 10,065 | $410.6K | 0.00% | +441+4.6% | Added |
| Jane Street Group, LLC | 10,161 | $414.5K | 0.00% | −6,296−38.3% | Reduced |
| SEI Investments Co | 10,212 | $416.5K | 0.00% | +3,200+45.6% | Added |
| State of Alaska, Department of Revenue | 10,324 | $421.0K | 0.01% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 10,555 | $430.4K | 0.00% | +10.0% | Added |
| Berkeley, Inc | 10,697 | $436.3K | 0.33% | +30+0.3% | Added |
| The PNC Financial Services Group, Inc. | 10,969 | $447.4K | 0.00% | −2,062−15.8% | Reduced |
| Campbell & CO Investment Adviser LLC | 11,044 | $450.5K | 0.11% | +1,437+15.0% | Added |
| Xponance, Inc. | 11,393 | $464.7K | 0.01% | −44−0.4% | Reduced |
| Coldstream Capital Management Inc | 11,592 | $472.8K | 0.02% | +11,592 | New |