Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Cathay General Bancorp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 252
- +11 vs. Q3 2022
- Shares held
- 50.7M
- +143.0K (+0.3%) vs. Q3 2022
- Total value
- $2.07B
- +$123.3M (+6.3%) vs. Q3 2022
- New holders
- 29
- 98 more added
- Sold out
- 18
- 87 more reduced
5 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citadel Advisors LLC | 29,023 | $1.18M | 0.00% | −95,519−76.7% | Reduced |
| M&T Bank Corp | 28,789 | $1.17M | 0.00% | +1,511+5.5% | Added |
| Teacher Retirement System of Texas | 27,939 | $1.14M | 0.01% | −5,484−16.4% | Reduced |
| Jupiter Asset Management Ltd | 27,851 | $1.14M | 0.02% | −20,318−42.2% | Reduced |
| Ameritas Investment Partners, Inc. | 24,785 | $1.06M | 0.04% | 00.0% | Unchanged |
| Cornercap Investment Counsel Inc | 25,689 | $1.05M | 0.18% | +866+3.5% | Added |
| Moody Aldrich Partners LLC | 25,683 | $1.05M | 0.21% | −12,464−32.7% | Reduced |
| Ensign Peak Advisors, Inc | 25,458 | $1.04M | 0.00% | +2,000+8.5% | Added |
| Captrust Financial Advisors | 23,644 | $964.4K | 0.00% | +98+0.4% | Added |
| Affinity Investment Advisors, LLC | 23,335 | $951.8K | 0.44% | +154+0.7% | Added |
| Aviva PLC | 23,240 | $948.0K | 0.00% | −14,740−38.8% | Reduced |
| Truist Financial Corp | 22,241 | $907.2K | 0.00% | +14,554+189.3% | Added |
| Oregon Public Employees Retirement Fund | 21,883 | $892.6K | 0.01% | +150+0.7% | Added |
| Assenagon Asset Management S.A. | 21,794 | $889.0K | 0.00% | +21,794 | New |
| Arizona State Retirement System | 19,962 | $814.3K | 0.01% | +561+2.9% | Added |
| Thrivent Financial for Lutherans | 19,951 | $814.0K | 0.00% | +116+0.6% | Added |
| Louisiana State Employees Retirement System | 19,900 | $812.0K | 0.02% | +100+0.5% | Added |
| Squarepoint Ops LLC | 19,849 | $809.6K | 0.01% | −29,668−59.9% | Reduced |
| Royal Bank of Canada | 19,699 | $803.0K | 0.00% | +10,105+105.3% | Added |
| Pathstone Family Office, LLC | 21,147 | $801.0K | 0.02% | −552−2.5% | Reduced |
| BNP Paribas Arbitrage, SA | 19,548 | $797.4K | 0.00% | −3,229−14.2% | Reduced |
| Hillsdale Investment Management Inc. | 19,200 | $783.2K | 0.07% | −2,000−9.4% | Reduced |
| State of Michigan Retirement System | 18,930 | $772.2K | 0.01% | +200+1.1% | Added |
| DuPont Capital Management Corp | 18,919 | $771.7K | 0.04% | −4,242−18.3% | Reduced |
| SG Americas Securities, LLC | 18,716 | $763.0K | 0.01% | +10,093+117.0% | Added |
| Pacer Advisors, Inc. | 18,686 | $762.2K | 0.00% | +18,686 | New |
| Citigroup Inc | 18,077 | $737.4K | 0.00% | −3,971−18.0% | Reduced |
| Allianz Asset Management GmbH | 17,558 | $716.2K | 0.00% | −1,476−7.8% | Reduced |
| Winton Group Ltd | 17,162 | $700.0K | 0.05% | +4,727+38.0% | Added |
| Trexquant Investment LP | 17,053 | $695.6K | 0.02% | −886−4.9% | Reduced |
| Panagora Asset Management Inc | 17,014 | $694.0K | 0.00% | +17,014 | New |
| Dean Capital Management | 16,949 | $691.4K | 0.92% | +5,488+47.9% | Added |
| Legato Capital Management LLC | 16,949 | $691.4K | 0.13% | +16,949 | New |
| Rafferty Asset Management, LLC | 16,681 | $680.4K | 0.01% | −228−1.3% | Reduced |
| Meritage Portfolio Management | 15,175 | $619.0K | 0.05% | +441+3.0% | Added |
| Commerce Bank | 15,016 | $612.5K | 0.00% | −264−1.7% | Reduced |
| Federated Hermes, Inc. | 14,725 | $600.6K | 0.00% | +3,506+31.3% | Added |
| Snowden Capital Advisors LLC | 14,688 | $599.1K | 0.03% | −1,000−6.4% | Reduced |
| ProShare Advisors LLC | 13,851 | $565.0K | 0.00% | +1,847+15.4% | Added |
| Susquehanna International Group, LLP | 12,896 | $526.0K | 0.00% | −18,465−58.9% | Reduced |
| First Hawaiian Bank | 12,890 | $526.0K | 0.02% | 00.0% | Unchanged |
| Graham Capital Management, L.P. | 12,852 | $524.2K | 0.02% | −5,971−31.7% | Reduced |
| Mariner, LLC | 12,479 | $509.0K | 0.00% | +70+0.6% | Added |
| Stonnington Group, LLC | 12,000 | $506.2K | 0.14% | 00.0% | Unchanged |
| Connecticut Wealth Management, LLC | 12,190 | $497.2K | 0.04% | +61+0.5% | Added |
| Shell Asset Management Co | 11,993 | $489.0K | 0.02% | −2,602−17.8% | Reduced |
| Handelsbanken Fonder AB | 11,988 | $489.0K | 0.00% | 00.0% | Unchanged |
| Teachers Retirement System of the State of Kentucky | 11,918 | $486.0K | 0.01% | −2,800−19.0% | Reduced |
| Versor Investments LP | 11,831 | $482.6K | 0.04% | +11,831 | New |
| New Mexico Educational Retirement Board | 11,800 | $481.0K | 0.03% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 11,592 | $472.8K | 0.02% | +11,592 | New |
| Xponance, Inc. | 11,393 | $464.7K | 0.01% | −44−0.4% | Reduced |
| Campbell & CO Investment Adviser LLC | 11,044 | $450.5K | 0.11% | +1,437+15.0% | Added |
| The PNC Financial Services Group, Inc. | 10,969 | $447.4K | 0.00% | −2,062−15.8% | Reduced |
| Berkeley, Inc | 10,697 | $436.3K | 0.33% | +30+0.3% | Added |
| Janus Henderson Group PLC | 10,555 | $430.4K | 0.00% | +10.0% | Added |
| State of Alaska, Department of Revenue | 10,324 | $421.0K | 0.01% | 00.0% | Unchanged |
| SEI Investments Co | 10,212 | $416.5K | 0.00% | +3,200+45.6% | Added |
| Jane Street Group, LLC | 10,161 | $414.5K | 0.00% | −6,296−38.3% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 10,065 | $410.6K | 0.00% | +441+4.6% | Added |
| Brinker Capital Investments, LLC | 10,064 | $410.5K | 0.01% | +196+2.0% | Added |
| Dynamic Technology Lab Private Ltd | 9,774 | $399.0K | 0.04% | −31,696−76.4% | Reduced |
| O'Shaughnessy Asset Management, LLC | 9,450 | $385.5K | 0.01% | −1,740−15.5% | Reduced |
| LPL Financial LLC | 9,430 | $384.6K | 0.00% | +9,430 | New |
| Bank of Montreal | 9,369 | $384.5K | 0.00% | −14,262−60.4% | Reduced |
| Neuberger Berman Group LLC | 8,939 | $364.6K | 0.00% | +186+2.1% | Added |
| State of Wisconsin Investment Board | 8,819 | $359.7K | 0.00% | −4,492−33.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 8,733 | $356.0K | 0.02% | +248+2.9% | Added |
| Commonwealth Equity Services, LLC | 8,670 | $353.0K | 0.00% | −36−0.4% | Reduced |
| Pictet Asset Management SA | 8,257 | $337.0K | 0.00% | +8,257 | New |
| Mraz, Amerine & Associates, Inc. | 8,118 | $331.1K | 0.08% | −1,185−12.7% | Reduced |
| Allspring Global Investments Holdings, LLC | 8,004 | $326.5K | 0.00% | +4,047+102.3% | Added |
| Millennium Management LLC | 7,891 | $322.0K | 0.00% | −164,987−95.4% | Reduced |
| Alps Advisors Inc | 7,652 | $312.1K | 0.00% | −36−0.5% | Reduced |
| STRS Ohio | 6,900 | $281.0K | 0.00% | +600+9.5% | Added |
| Northwestern Mutual Investment Management Company, LLC | 6,886 | $280.9K | 0.01% | −3,862−35.9% | Reduced |
| Atria Wealth Solutions, Inc. | 6,855 | $279.6K | 0.00% | +7+0.1% | Added |
| Securian Asset Management, Inc | 6,751 | $275.4K | 0.01% | 00.0% | Unchanged |
| EMC Capital Management | 6,701 | $273.0K | 0.25% | +867+14.9% | Added |
| Citizens Financial Group Inc | 6,500 | $265.1K | 0.01% | +493+8.2% | Added |
| GW Henssler & Associates Ltd | 6,178 | $252.0K | 0.02% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 6,171 | $251.7K | 0.04% | −1,224−16.6% | Reduced |
| Centiva Capital, LP | 6,112 | $249.3K | 0.02% | +6,112 | New |
| Crossmark Global Holdings, Inc. | 5,973 | $244.0K | 0.01% | −97−1.6% | Reduced |
| Weil Company, Inc. | 5,350 | $218.2K | 0.10% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 5,309 | $216.6K | 0.01% | +5,309 | New |
| Mackenzie Financial Corp | 5,259 | $214.5K | 0.00% | +5,259 | New |
| Origin Asset Management LLP | 5,125 | $209.0K | 0.06% | −2,332−31.3% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 4,977 | $203.0K | 0.01% | −786−13.6% | Reduced |
| Point72 Middle East FZE | 4,473 | $182.5K | 0.01% | +4,473 | New |
| Metropolitan Life Insurance Co | 4,451 | $181.6K | 0.01% | +108+2.5% | Added |
| Vestcor Inc | 4,263 | $174.0K | 0.01% | 00.0% | Unchanged |
| Laffer Tengler Investments | 4,052 | $165.3K | 0.05% | +4,052 | New |
| Aquatic Capital Management LLC | 4,000 | $163.0K | 0.01% | +4,000 | New |
| US Bancorp | 3,200 | $130.5K | 0.00% | +213+7.1% | Added |
| Bessemer Group Inc | 3,094 | $126.0K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 2,797 | $114.1K | 0.01% | +2,797 | New |
| Tower Research Capital LLC (TRC) | 2,605 | $106.0K | 0.00% | −10,947−80.8% | Reduced |
| Caldwell Sutter Capital, Inc. | 2,350 | $95.9K | 0.08% | +2,350 | New |
| Covestor Ltd | 2,229 | $91.0K | 0.07% | +32+1.5% | Added |