Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Cathay General Bancorp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- +13 vs. Q2 2021
- Shares held
- 53.7M
- −860.7K (−1.6%) vs. Q2 2021
- Total value
- $2.22B
- +$75.4M (+3.5%) vs. Q2 2021
- New holders
- 31
- 76 more added
- Sold out
- 18
- 80 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wealthspire Advisors, LLC | 28,158 | $1.17M | 0.02% | +28,158 | New |
| Hillsdale Investment Management Inc. | 27,200 | $1.13M | 0.09% | +27,200 | New |
| Ameritas Investment Partners, Inc. | 26,457 | $1.09M | 0.04% | +37+0.1% | Added |
| BNP Paribas Arbitrage, SA | 26,227 | $1.09M | 0.00% | −1,070−3.9% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 25,822 | $1.07M | 0.01% | +873+3.5% | Added |
| Oregon Public Employees Retirement Fund | 25,063 | $1.04M | 0.01% | −331−1.3% | Reduced |
| First Republic Investment Management, Inc. | 24,989 | $1.03M | 0.00% | +3,417+15.8% | Added |
| Captrust Financial Advisors | 23,427 | $970.0K | 0.01% | +684+3.0% | Added |
| M&T Bank Corp | 23,246 | $962.0K | 0.00% | +1,526+7.0% | Added |
| Affinity Investment Advisors, LLC | 22,982 | $951.0K | 0.43% | +22,982 | New |
| HRT Financial LP | 22,826 | $944.0K | 0.01% | +22,826 | New |
| Natixis | 22,390 | $927.0K | 0.00% | +22,390 | New |
| Dean Capital Management | 22,130 | $916.0K | 0.85% | −6,979−24.0% | Reduced |
| Price T Rowe Associates Inc | 22,053 | $913.0K | 0.00% | −6,120−21.7% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 20,600 | $853.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 20,616 | $853.0K | 0.01% | +84+0.4% | Added |
| Cubist Systematic Strategies, LLC | 20,588 | $852.0K | 0.01% | +20,588 | New |
| Thrivent Financial for Lutherans | 20,508 | $849.0K | 0.00% | +565+2.8% | Added |
| Shell Asset Management Co | 20,463 | $847.0K | 0.02% | −890−4.2% | Reduced |
| Louisiana State Employees Retirement System | 19,900 | $824.0K | 0.02% | +500+2.6% | Added |
| State of Michigan Retirement System | 19,539 | $809.0K | 0.00% | +700+3.7% | Added |
| Dynamic Technology Lab Private Ltd | 19,550 | $809.0K | 0.10% | +12,950+196.2% | Added |
| Citigroup Inc | 18,060 | $748.0K | 0.00% | −41,033−69.4% | Reduced |
| Los Angeles Capital Management LLC | 17,754 | $735.0K | 0.00% | 00.0% | Unchanged |
| Connecticut Wealth Management, LLC | 17,516 | $725.0K | 0.06% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 16,888 | $699.0K | 0.00% | 00.0% | Unchanged |
| Ontario Teachers Pension Plan Board | 16,506 | $683.0K | 0.00% | +11,250+214.0% | Added |
| Susquehanna International Group, LLP | 16,422 | $680.0K | 0.00% | −19,988−54.9% | Reduced |
| Federated Hermes, Inc. | 16,433 | $680.0K | 0.00% | −28−0.2% | Reduced |
| Snowden Capital Advisors LLC | 15,874 | $657.0K | 0.03% | −94−0.6% | Reduced |
| Commerce Bank | 15,554 | $644.0K | 0.00% | −476−3.0% | Reduced |
| New Mexico Educational Retirement Board | 15,500 | $642.0K | 0.02% | 00.0% | Unchanged |
| Jane Street Group, LLC | 15,079 | $624.0K | 0.00% | −2,821−15.8% | Reduced |
| ProShare Advisors LLC | 15,032 | $622.0K | 0.00% | −10,487−41.1% | Reduced |
| SEI Investments Co | 13,512 | $559.0K | 0.00% | +2,993+28.5% | Added |
| Teachers Retirement System of the State of Kentucky | 13,312 | $551.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Investment Management Company, LLC | 12,911 | $534.0K | 0.01% | +439+3.5% | Added |
| First Hawaiian Bank | 12,890 | $534.0K | 0.02% | +12,890 | New |
| Royal Bank of Canada | 12,724 | $527.0K | 0.00% | +569+4.7% | Added |
| State of Alaska, Department of Revenue | 12,329 | $510.0K | 0.01% | +699+6.0% | Added |
| Stonnington Group, LLC | 12,000 | $508.0K | 0.11% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 12,169 | $504.0K | 0.00% | +2,199+22.1% | Added |
| Xponance, Inc. | 11,526 | $477.0K | 0.01% | −356−3.0% | Reduced |
| IndexIQ Advisors LLC | 11,025 | $456.0K | 0.02% | +1,104+11.1% | Added |
| DuPont Capital Management Corp | 10,774 | $446.0K | 0.01% | −1,523−12.4% | Reduced |
| Strategic Wealth Advisors Group, LLC | 10,022 | $415.0K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 9,890 | $410.0K | 0.00% | +699+7.6% | Added |
| Fox Run Management, L.L.C. | 9,784 | $405.0K | 0.26% | +9,784 | New |
| Pathstone Family Office, LLC | 9,743 | $403.0K | 0.01% | +1,917+24.5% | Added |
| Brinker Capital Investments, LLC | 10,049 | $396.0K | 0.01% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 9,185 | $380.0K | 0.10% | 00.0% | Unchanged |
| Alps Advisors Inc | 9,144 | $378.0K | 0.00% | +9,144 | New |
| Allianz Asset Management GmbH | 8,977 | $372.0K | 0.00% | +8,977 | New |
| Commonwealth Equity Services, LLC | 8,473 | $350.0K | 0.00% | −1,264−13.0% | Reduced |
| US Bancorp | 7,857 | $326.0K | 0.00% | +5,592+246.9% | Added |
| Mackenzie Financial Corp | 7,791 | $322.0K | 0.00% | +1,689+27.7% | Added |
| Pacer Advisors, Inc. | 7,695 | $318.0K | 0.00% | −2,619−25.4% | Reduced |
| Janus Henderson Group PLC | 7,625 | $316.0K | 0.00% | +7,625 | New |
| Citizens Financial Group Inc | 7,619 | $315.0K | 0.01% | +7,619 | New |
| Marshall Wace, LLP | 7,261 | $301.0K | 0.00% | +7,261 | New |
| EWG Elevate Inc. | 7,214 | $299.0K | 0.12% | +7,214 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,162 | $296.0K | 0.00% | 00.0% | Unchanged |
| Securian Asset Management, Inc | 7,009 | $290.0K | 0.01% | +127+1.8% | Added |
| STRS Ohio | 6,900 | $285.0K | 0.00% | −10,900−61.2% | Reduced |
| Cetera Advisor Networks LLC | 6,519 | $270.0K | 0.00% | +6,519 | New |
| Mirabella Financial Services LLP | 6,159 | $255.0K | 0.03% | +6,159 | New |
| Rice Hall James & Associates, LLC | 5,940 | $246.0K | 0.01% | 00.0% | Unchanged |
| Meritage Portfolio Management | 5,944 | $246.0K | 0.01% | +5,944 | New |
| Jefferies Group LLC | 5,809 | $240.4K | 0.01% | +5,809 | New |
| Engineers Gate Manager LP | 5,803 | $240.0K | 0.01% | +5,803 | New |
| CWM Advisors, LLC | 5,742 | $238.0K | 0.03% | +5,742 | New |
| Profund Advisors LLC | 5,676 | $235.0K | 0.01% | −756−11.8% | Reduced |
| Crossmark Global Holdings, Inc. | 5,590 | $231.0K | 0.01% | −104−1.8% | Reduced |
| Pictet Asset Management SA | 5,500 | $228.0K | 0.00% | +5,500 | New |
| Weil Company, Inc. | 5,350 | $221.0K | 0.11% | 00.0% | Unchanged |
| Bridgefront Capital, LLC | 5,262 | $218.0K | 0.23% | −1,964−27.2% | Reduced |
| Tower Research Capital LLC (TRC) | 5,128 | $213.0K | 0.01% | −7,710−60.1% | Reduced |
| Coldstream Capital Management Inc | 9,762 | $212.0K | 0.01% | −83−0.8% | Reduced |
| Palouse Capital Management, Inc. | 5,000 | $207.0K | 0.09% | +5,000 | New |
| Meeder Asset Management Inc | 3,585 | $148.0K | 0.01% | +3,178+780.8% | Added |
| Public Employees Retirement System of Ohio | 3,371 | $140.0K | 0.00% | +89+2.7% | Added |
| Bessemer Group Inc | 3,094 | $128.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 3,136 | $124.0K | 0.00% | −1,100−26.0% | Reduced |
| Covington Capital Management | 2,400 | $99.0K | 0.00% | −250−9.4% | Reduced |
| State of Wyoming | 2,364 | $98.0K | 0.06% | +841+55.2% | Added |
| Berman Capital Advisors, LLC | 2,076 | $85.0K | 0.01% | −368−15.1% | Reduced |
| Fieldpoint Private Securities, LLC | 1,969 | $81.0K | 0.02% | −199−9.2% | Reduced |
| Public Employees Retirement Association of Colorado | 1,965 | $81.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 1,925 | $80.0K | 0.01% | +995+107.0% | Added |
| FourThought Financial, LLC | 1,662 | $68.0K | 0.01% | −1,074−39.3% | Reduced |
| Assetmark, Inc | 1,475 | $61.0K | 0.00% | 00.0% | Unchanged |
| Barrow Hanley Mewhinney & Strauss LLC | 1,398 | $58.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,270 | $53.0K | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 982 | $41.0K | 0.00% | −244−19.9% | Reduced |
| Arlington Partners LLC | 954 | $39.0K | 0.01% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 774 | $32.0K | 0.01% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 759 | $31.0K | 0.00% | +450+145.6% | Added |
| Acadian Asset Management LLC | 625 | $25.0K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 524 | $22.0K | 0.00% | +524 | New |
| Parallel Advisors, LLC | 468 | $19.0K | 0.00% | +87+22.8% | Added |