Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Cathay General Bancorp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- +13 vs. Q2 2021
- Shares held
- 53.7M
- −860.7K (−1.6%) vs. Q2 2021
- Total value
- $2.22B
- +$75.4M (+3.5%) vs. Q2 2021
- New holders
- 31
- 76 more added
- Sold out
- 18
- 80 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 5 | $0 | 0.00% | +1+25.0% | Added |
| Meridian Wealth Partners, LLC | 9 | $0 | 0.00% | +9 | New |
| Manchester Capital Management LLC | 21 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 29 | $1.00K | 0.00% | +18+163.6% | Added |
| Quantbot Technologies LP | 63 | $2.00K | 0.00% | −2,997−97.9% | Reduced |
| Front Row Advisors LLC | 54 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 49 | $2.00K | 0.00% | +49 | New |
| Bartlett & Co. Wealth Management LLC | 49 | $2.03K | 0.00% | +49 | New |
| TD Private Client Wealth LLC | 53 | $2.19K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 71 | $2.94K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 64 | $3.00K | 0.00% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 98 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 105 | $4.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 164 | $5.00K | 0.00% | +83+102.5% | Added |
| Bell Investment Advisors, Inc | 131 | $5.00K | 0.00% | +131 | New |
| Fifth Third Bancorp | 186 | $8.00K | 0.00% | −145−43.8% | Reduced |
| Nisa Investment Advisors, LLC | 200 | $8.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 227 | $9.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 231 | $10.0K | 0.00% | −5−2.1% | Reduced |
| Concord Wealth Partners | 239 | $10.0K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 280 | $12.0K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 286 | $12.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 279 | $12.0K | 0.00% | +279 | New |
| First Horizon Advisors, Inc. | 468 | $18.0K | 0.00% | +10+2.2% | Added |
| Parallel Advisors, LLC | 468 | $19.0K | 0.00% | +87+22.8% | Added |
| Clearstead Advisors, LLC | 524 | $22.0K | 0.00% | +524 | New |
| Acadian Asset Management LLC | 625 | $25.0K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 759 | $31.0K | 0.00% | +450+145.6% | Added |
| Harvest Fund Management Co., Ltd | 774 | $32.0K | 0.01% | 00.0% | Unchanged |
| Arlington Partners LLC | 954 | $39.0K | 0.01% | 00.0% | Unchanged |
| Toronto Dominion Bank | 982 | $41.0K | 0.00% | −244−19.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,270 | $53.0K | 0.00% | 00.0% | Unchanged |
| Barrow Hanley Mewhinney & Strauss LLC | 1,398 | $58.0K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1,475 | $61.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 1,662 | $68.0K | 0.01% | −1,074−39.3% | Reduced |
| Quadrant Capital Group LLC | 1,925 | $80.0K | 0.01% | +995+107.0% | Added |
| Fieldpoint Private Securities, LLC | 1,969 | $81.0K | 0.02% | −199−9.2% | Reduced |
| Public Employees Retirement Association of Colorado | 1,965 | $81.0K | 0.00% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 2,076 | $85.0K | 0.01% | −368−15.1% | Reduced |
| State of Wyoming | 2,364 | $98.0K | 0.06% | +841+55.2% | Added |
| Covington Capital Management | 2,400 | $99.0K | 0.00% | −250−9.4% | Reduced |
| Simplex Trading, LLC | 3,136 | $124.0K | 0.00% | −1,100−26.0% | Reduced |
| Bessemer Group Inc | 3,094 | $128.0K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 3,371 | $140.0K | 0.00% | +89+2.7% | Added |
| Meeder Asset Management Inc | 3,585 | $148.0K | 0.01% | +3,178+780.8% | Added |
| Palouse Capital Management, Inc. | 5,000 | $207.0K | 0.09% | +5,000 | New |
| Coldstream Capital Management Inc | 9,762 | $212.0K | 0.01% | −83−0.8% | Reduced |
| Tower Research Capital LLC (TRC) | 5,128 | $213.0K | 0.01% | −7,710−60.1% | Reduced |
| Bridgefront Capital, LLC | 5,262 | $218.0K | 0.23% | −1,964−27.2% | Reduced |
| Weil Company, Inc. | 5,350 | $221.0K | 0.11% | 00.0% | Unchanged |
| Pictet Asset Management SA | 5,500 | $228.0K | 0.00% | +5,500 | New |
| Crossmark Global Holdings, Inc. | 5,590 | $231.0K | 0.01% | −104−1.8% | Reduced |
| Profund Advisors LLC | 5,676 | $235.0K | 0.01% | −756−11.8% | Reduced |
| CWM Advisors, LLC | 5,742 | $238.0K | 0.03% | +5,742 | New |
| Engineers Gate Manager LP | 5,803 | $240.0K | 0.01% | +5,803 | New |
| Jefferies Group LLC | 5,809 | $240.4K | 0.01% | +5,809 | New |
| Rice Hall James & Associates, LLC | 5,940 | $246.0K | 0.01% | 00.0% | Unchanged |
| Meritage Portfolio Management | 5,944 | $246.0K | 0.01% | +5,944 | New |
| Mirabella Financial Services LLP | 6,159 | $255.0K | 0.03% | +6,159 | New |
| Cetera Advisor Networks LLC | 6,519 | $270.0K | 0.00% | +6,519 | New |
| STRS Ohio | 6,900 | $285.0K | 0.00% | −10,900−61.2% | Reduced |
| Securian Asset Management, Inc | 7,009 | $290.0K | 0.01% | +127+1.8% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,162 | $296.0K | 0.00% | 00.0% | Unchanged |
| EWG Elevate Inc. | 7,214 | $299.0K | 0.12% | +7,214 | New |
| Marshall Wace, LLP | 7,261 | $301.0K | 0.00% | +7,261 | New |
| Citizens Financial Group Inc | 7,619 | $315.0K | 0.01% | +7,619 | New |
| Janus Henderson Group PLC | 7,625 | $316.0K | 0.00% | +7,625 | New |
| Pacer Advisors, Inc. | 7,695 | $318.0K | 0.00% | −2,619−25.4% | Reduced |
| Mackenzie Financial Corp | 7,791 | $322.0K | 0.00% | +1,689+27.7% | Added |
| US Bancorp | 7,857 | $326.0K | 0.00% | +5,592+246.9% | Added |
| Commonwealth Equity Services, LLC | 8,473 | $350.0K | 0.00% | −1,264−13.0% | Reduced |
| Allianz Asset Management GmbH | 8,977 | $372.0K | 0.00% | +8,977 | New |
| Alps Advisors Inc | 9,144 | $378.0K | 0.00% | +9,144 | New |
| Mraz, Amerine & Associates, Inc. | 9,185 | $380.0K | 0.10% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 10,049 | $396.0K | 0.01% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 9,743 | $403.0K | 0.01% | +1,917+24.5% | Added |
| Fox Run Management, L.L.C. | 9,784 | $405.0K | 0.26% | +9,784 | New |
| The PNC Financial Services Group, Inc. | 9,890 | $410.0K | 0.00% | +699+7.6% | Added |
| Strategic Wealth Advisors Group, LLC | 10,022 | $415.0K | 0.02% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 10,774 | $446.0K | 0.01% | −1,523−12.4% | Reduced |
| IndexIQ Advisors LLC | 11,025 | $456.0K | 0.02% | +1,104+11.1% | Added |
| Xponance, Inc. | 11,526 | $477.0K | 0.01% | −356−3.0% | Reduced |
| Teacher Retirement System of Texas | 12,169 | $504.0K | 0.00% | +2,199+22.1% | Added |
| Stonnington Group, LLC | 12,000 | $508.0K | 0.11% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 12,329 | $510.0K | 0.01% | +699+6.0% | Added |
| Royal Bank of Canada | 12,724 | $527.0K | 0.00% | +569+4.7% | Added |
| Northwestern Mutual Investment Management Company, LLC | 12,911 | $534.0K | 0.01% | +439+3.5% | Added |
| First Hawaiian Bank | 12,890 | $534.0K | 0.02% | +12,890 | New |
| Teachers Retirement System of the State of Kentucky | 13,312 | $551.0K | 0.01% | 00.0% | Unchanged |
| SEI Investments Co | 13,512 | $559.0K | 0.00% | +2,993+28.5% | Added |
| ProShare Advisors LLC | 15,032 | $622.0K | 0.00% | −10,487−41.1% | Reduced |
| Jane Street Group, LLC | 15,079 | $624.0K | 0.00% | −2,821−15.8% | Reduced |
| New Mexico Educational Retirement Board | 15,500 | $642.0K | 0.02% | 00.0% | Unchanged |
| Commerce Bank | 15,554 | $644.0K | 0.00% | −476−3.0% | Reduced |
| Snowden Capital Advisors LLC | 15,874 | $657.0K | 0.03% | −94−0.6% | Reduced |
| Susquehanna International Group, LLP | 16,422 | $680.0K | 0.00% | −19,988−54.9% | Reduced |
| Federated Hermes, Inc. | 16,433 | $680.0K | 0.00% | −28−0.2% | Reduced |
| Ontario Teachers Pension Plan Board | 16,506 | $683.0K | 0.00% | +11,250+214.0% | Added |
| Handelsbanken Fonder AB | 16,888 | $699.0K | 0.00% | 00.0% | Unchanged |
| Connecticut Wealth Management, LLC | 17,516 | $725.0K | 0.06% | 00.0% | Unchanged |