Cathay General Bancorp

CATY

Exchange: Nasdaq
Industry: State Commercial Banks
SEC CIK: 0000861842

SEC filings (opens in a new tab)

In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.

Q3 2021 vs. Q2 2021

How the institutions holding Cathay General Bancorp changed between Q2 2021 and Q3 2021.

All holders in Q3 2021 All holders in Q2 2021

13F holders of CATY: Q2 2021 compared with Q3 2021
Measure	Q2 2021	Of which not filed for Q3 2021	Q3 2021	Change
Holders	215	2	226	+13
Shares	54.5M	5.51K	53.7M	−860.7K (−1.6%)
Value	$2.15B	$216.0K	$2.22B	+$75.4M (+3.5%)

2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (31)

Institutions that held Cathay General Bancorp at the end of Q3 2021 but not at the end of Q2 2021.

Institutions new to CATY in Q3 2021
Institution	Shares	Value	% of portfolio
Glenmede Trust Co NA	430,990	$17.8M	0.09%
Renaissance Technologies LLC	53,571	$2.22M	0.00%
AlphaCrest Capital Management LLC	45,865	$1.90M	0.10%
Wealthspire Advisors, LLC	28,158	$1.17M	0.02%
Hillsdale Investment Management Inc.	27,200	$1.13M	0.09%
Affinity Investment Advisors, LLC	22,982	$951.0K	0.43%
HRT Financial LP	22,826	$944.0K	0.01%
Natixis	22,390	$927.0K	0.00%
Cubist Systematic Strategies, LLC	20,588	$852.0K	0.01%
First Hawaiian Bank	12,890	$534.0K	0.02%
Fox Run Management, L.L.C.	9,784	$405.0K	0.26%
Alps Advisors Inc	9,144	$378.0K	0.00%
Allianz Asset Management GmbH	8,977	$372.0K	0.00%
Janus Henderson Group PLC	7,625	$316.0K	0.00%
Citizens Financial Group Inc	7,619	$315.0K	0.01%
Marshall Wace, LLP	7,261	$301.0K	0.00%
EWG Elevate Inc.	7,214	$299.0K	0.12%
Cetera Advisor Networks LLC	6,519	$270.0K	0.00%
Mirabella Financial Services LLP	6,159	$255.0K	0.03%
Meritage Portfolio Management	5,944	$246.0K	0.01%
Jefferies Group LLC	5,809	$240.4K	0.01%
Engineers Gate Manager LP	5,803	$240.0K	0.01%
CWM Advisors, LLC	5,742	$238.0K	0.03%
Pictet Asset Management SA	5,500	$228.0K	0.00%
Palouse Capital Management, Inc.	5,000	$207.0K	0.09%
Clearstead Advisors, LLC	524	$22.0K	0.00%
TCI Wealth Advisors, Inc.	279	$12.0K	0.00%
Bell Investment Advisors, Inc	131	$5.00K	0.00%
Bartlett & Co. Wealth Management LLC	49	$2.03K	0.00%
Bartlett & Co. LLC	49	$2.00K	0.00%
Meridian Wealth Partners, LLC	9	$0	0.00%

Sold out (18)

Institutions that held Cathay General Bancorp at the end of Q2 2021 and filed for Q3 2021 without it.

Institutions that sold out of CATY in Q3 2021
Institution	Shares, Q2 2021	Value, Q2 2021
California Public Employees Retirement System	46,461	$1.83M
Assenagon Asset Management S.A.	41,740	$1.64M
ExodusPoint Capital Management, LP	27,725	$1.09M
Healthcare of Ontario Pension Plan Trust Fund	27,400	$1.08M
Quantitative Systematic Strategies LLC	14,428	$568.0K
Quadrature Capital Ltd	13,637	$537.0K
Blueshift Asset Management, LLC	12,851	$506.0K
Exchange Traded Concepts, LLC	12,720	$501.0K
Tudor Investment Corp Et Al	11,670	$459.0K
GW Henssler & Associates Ltd	9,471	$373.0K
Panagora Asset Management Inc	9,421	$371.0K
Ergoteles LLC	6,500	$256.0K
Campbell & CO Investment Adviser LLC	6,039	$238.0K
WESPAC Advisors SoCal, LLC	6,000	$236.0K
Paloma Partners Management Co	5,297	$208.0K
Sciencast Management LP	5,408	$204.0K
Dark Forest Capital Management LP	820	$32.0K
Arkadios Wealth Advisors	100	$3.00K

Not filed for Q3 2021 yet (2)

Institutions that held Cathay General Bancorp at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CATY in Q2 2021 that haven't filed for Q3 2021
Institution	Shares, Q2 2021	Value, Q2 2021
Pictet Asset Management Ltd	5,500	$216.0K
First Horizon Corp	10	$0