Sorrento Therapeutics, Inc.
SRNE2023/4/12 下市- 產業
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. 已在 2023/4/12 下市；內部人最後一份 Form 4 在 2023/3/20 申報；2022 年第 4 季末有 224 家機構在 13F 申報持有，市值合計 $1.81 億；大師中只有橡樹資本持有。
2022 年第 1 季 13F 持有人
Sorrento Therapeutics, Inc. 在 2022/3/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 235
- 較 2021 年第 4 季 +4 家
- 持有股數
- 1.30 億
- 較 2021 年第 4 季 +3,700 萬 (+39.9%)
- 總市值
- $3.02 億
- 較 2021 年第 4 季 −$1.30 億 (−30.2%)
- 新進機構
- 41
- 另有 89 家加碼
- 清倉機構
- 37
- 另有 37 家減碼
另有 3 家機構在 2021 年第 4 季持有、還沒有申報 2022 年第 1 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 SRNE 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 5 | $70 |
| 2026 年第 1 季 | 4 | $380 |
| 2025 年第 4 季 | 5 | $82 |
| 2025 年第 3 季 | 4 | $20 |
| 2025 年第 2 季 | 2 | $6 |
| 2025 年第 1 季 | 4 | $4 |
| 2024 年第 4 季 | 5 | $66 |
| 2024 年第 3 季 | 4 | $287 |
| 2024 年第 2 季 | 5 | $826 |
| 2024 年第 1 季 | 7 | $704 |
| 2023 年第 4 季 | 9 | $1.39 萬 |
| 2023 年第 3 季 | 9 | $6,423 |
| 2023 年第 2 季 | 9 | $2.61 萬 |
| 2023 年第 1 季 | 34 | $158.2 萬 |
| 2022 年第 4 季 | 224 | $1.81 億 |
| 2022 年第 3 季 | 233 | $2.60 億 |
| 2022 年第 2 季 | 229 | $3.08 億 |
| 2022 年第 1 季 | 235 | $3.02 億 |
| 2021 年第 4 季 | 234 | $4.32 億 |
| 2021 年第 3 季 | 221 | $6.58 億 |
| 2021 年第 2 季 | 212 | $7.51 億 |
| 2021 年第 1 季 | 231 | $6.41 億 |
2022 年第 1 季持有機構
每家機構持有 Sorrento Therapeutics, Inc. 的股數、市值與佔組合比重；股數變化跟 2021 年第 4 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Creative Planning | 38,438 | $9.00 萬 | 0.00% | +38,438 | 新進 |
| Royal Bank of Canada | 38,231 | $8.80 萬 | 0.00% | −165,084−81.2% | 減碼 |
| Parametrica Management Ltd | 37,387 | $8.70 萬 | 0.06% | +37,387 | 新進 |
| HighTower Advisors, LLC | 36,008 | $8.40 萬 | 0.00% | +6,490+22.0% | 加碼 |
| Public Employees Retirement Association of Colorado | 33,397 | $7.80 萬 | 0.00% | 00.0% | 不變 |
| HSBC Holdings PLC | 31,499 | $7.50 萬 | 0.00% | +860+2.8% | 加碼 |
| United Capital Management of KS, Inc. | 29,390 | $6.80 萬 | 0.03% | +400+1.4% | 加碼 |
| Investors Asset Management of Georgia Inc | 27,500 | $6.40 萬 | 0.03% | +4,500+19.6% | 加碼 |
| Atria Wealth Solutions, Inc. | 26,675 | $6.20 萬 | 0.00% | +26,675 | 新進 |
| Virtus ETF Advisers LLC | 25,427 | $5.90 萬 | 0.03% | −1,501−5.6% | 減碼 |
| Kestra Advisory Services, LLC | 25,404 | $5.90 萬 | 0.00% | +6,075+31.4% | 加碼 |
| BNP Paribas Arbitrage, SA | 24,895 | $5.80 萬 | 0.00% | −39,198−61.2% | 減碼 |
| Advisory Services Network, LLC | 24,810 | $5.80 萬 | 0.00% | +24,810 | 新進 |
| Front Street Capital Management, Inc. | 24,000 | $5.60 萬 | 0.01% | 00.0% | 不變 |
| Acorn Wealth Advisors, LLC | 24,018 | $5.60 萬 | 0.04% | +8,704+56.8% | 加碼 |
| Ameritas Investment Partners, Inc. | 23,089 | $5.40 萬 | 0.00% | 00.0% | 不變 |
| Walleye Trading LLC | 21,936 | $5.10 萬 | 0.00% | −76,083−77.6% | 減碼 |
| Stifel Financial Corp | 21,672 | $5.00 萬 | 0.00% | +21,672 | 新進 |
| Crescent Grove Advisors, LLC | 20,000 | $4.70 萬 | 0.00% | −23,000−53.5% | 減碼 |
| Salem Investment Counselors Inc | 20,000 | $4.70 萬 | 0.00% | 00.0% | 不變 |
| Keystone Financial Group | 20,150 | $4.70 萬 | 0.01% | +2,000+11.0% | 加碼 |
| Granite Bay Wealth Management, LLC | 20,120 | $4.70 萬 | 0.04% | +3,850+23.7% | 加碼 |
| STRS Ohio | 20,100 | $4.60 萬 | 0.00% | 00.0% | 不變 |
| Modus Advisors, LLC | 19,706 | $4.60 萬 | 0.02% | 00.0% | 不變 |
| IFG Advisory, LLC | 20,000 | $4.60 萬 | 0.00% | +4,100+25.8% | 加碼 |
| Prudential Financial Inc | 19,115 | $4.50 萬 | 0.00% | 00.0% | 不變 |
| XTX Topco Ltd | 19,252 | $4.50 萬 | 0.02% | +1,135+6.3% | 加碼 |
| Valeo Financial Advisors, LLC | 19,473 | $4.50 萬 | 0.00% | +5,000+34.5% | 加碼 |
| Metropolitan Life Insurance Co | 19,181 | $4.47 萬 | 0.00% | −58,256−75.2% | 減碼 |
| NorthRock Partners, LLC | 19,055 | $4.40 萬 | 0.00% | −5,945−23.8% | 減碼 |
| Pictet Asset Management SA | 19,066 | $4.40 萬 | 0.00% | 00.0% | 不變 |
| Wedbush Securities Inc | 18,300 | $4.30 萬 | 0.00% | +300+1.7% | 加碼 |
| Cetera Advisor Networks LLC | 18,655 | $4.30 萬 | 0.00% | +1,000+5.7% | 加碼 |
| Integrated Wealth Concepts LLC | 18,081 | $4.20 萬 | 0.00% | +1,280+7.6% | 加碼 |
| Great West Life Assurance Co | 17,311 | $4.20 萬 | 0.00% | +696+4.2% | 加碼 |
| Merit Financial Group, LLC | 17,680 | $4.10 萬 | 0.00% | 00.0% | 不變 |
| Bridgewater Advisors Inc. | 17,500 | $4.10 萬 | 0.01% | 00.0% | 不變 |
| Frontier Wealth Management LLC | 20,500 | $4.10 萬 | 0.00% | +20,500 | 新進 |
| IHT Wealth Management, LLC | 17,368 | $4.00 萬 | 0.00% | −125−0.7% | 減碼 |
| InterOcean Capital Group, LLC | 17,000 | $4.00 萬 | 0.00% | 00.0% | 不變 |
| Mackenzie Financial Corp | 17,130 | $4.00 萬 | 0.00% | +2,024+13.4% | 加碼 |
| Integrated Advisors Network LLC | 16,336 | $3.80 萬 | 0.00% | +336+2.1% | 加碼 |
| Poehling Capital Management, LLC | 16,000 | $3.70 萬 | 0.01% | 00.0% | 不變 |
| Banque Cantonale Vaudoise | 15,000 | $3.50 萬 | 0.00% | 00.0% | 不變 |
| Spire Wealth Management | 15,000 | $3.50 萬 | 0.00% | −60−0.4% | 減碼 |
| Private Advisor Group, LLC | 14,692 | $3.40 萬 | 0.00% | −9,363−38.9% | 減碼 |
| Xponance, Inc. | 14,200 | $3.30 萬 | 0.00% | +117+0.8% | 加碼 |
| Focused Wealth Management, Inc | 14,000 | $3.30 萬 | 0.01% | +8,000+133.3% | 加碼 |
| AE Wealth Management LLC | 13,775 | $3.20 萬 | 0.00% | +1,219+9.7% | 加碼 |
| Money Concepts Capital Corp | 13,225 | $3.10 萬 | 0.00% | +13,225 | 新進 |
| Telemus Capital, LLC | 13,373 | $3.10 萬 | 0.00% | +13,373 | 新進 |
| Stratos Wealth Partners, LTD. | 13,075 | $3.00 萬 | 0.00% | +13,075 | 新進 |
| ClariVest Asset Management LLC | 12,162 | $2.80 萬 | 0.00% | −53,502−81.5% | 減碼 |
| Spectrum Wealth Advisory Group, LLC | 12,093 | $2.80 萬 | 0.03% | −1,500−11.0% | 減碼 |
| Goelzer Investment Management, Inc. | 12,000 | $2.80 萬 | 0.00% | +12,000 | 新進 |
| Thrive Wealth Management, LLC | 11,146 | $2.60 萬 | 0.01% | 00.0% | 不變 |
| Visionary Wealth Advisors | 10,994 | $2.60 萬 | 0.00% | 00.0% | 不變 |
| People's United Financial, Inc. | 10,870 | $2.50 萬 | 0.00% | 00.0% | 不變 |
| Everhart Financial Group, Inc. | 10,717 | $2.50 萬 | 0.01% | 00.0% | 不變 |
| Larson Financial Group LLC | 10,825 | $2.50 萬 | 0.00% | +6,040+126.2% | 加碼 |
| Peapack Gladstone Financial Corp | 10,291 | $2.40 萬 | 0.00% | +91+0.9% | 加碼 |
| GWM Advisors LLC | 10,400 | $2.40 萬 | 0.00% | +10,400 | 新進 |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $2.30 萬 | 0.00% | 00.0% | 不變 |
| Golden State Wealth Management, LLC | 10,000 | $2.30 萬 | 0.00% | 00.0% | 不變 |
| Ieq Capital, LLC | 10,000 | $2.30 萬 | 0.00% | +10,000 | 新進 |
| Running Point Capital Advisors, LLC | 10,000 | $2.30 萬 | 0.01% | +10,000 | 新進 |
| Prospera Financial Services Inc | 8,200 | $1.90 萬 | 0.00% | +8,200 | 新進 |
| CSS LLC | 7,900 | $1.80 萬 | 0.00% | +7,900 | 新進 |
| Kelly Financial Services LLC | 7,365 | $1.72 萬 | 0.01% | +3,365+84.1% | 加碼 |
| Credit Agricole S A | 7,000 | $1.60 萬 | 0.00% | 00.0% | 不變 |
| Newbridge Financial Services Group, Inc. | 6,650 | $1.50 萬 | 0.01% | −750−10.1% | 減碼 |
| Huntington National Bank | 6,001 | $1.40 萬 | 0.00% | 00.0% | 不變 |
| Federation des caisses Desjardins du Quebec | 6,000 | $1.40 萬 | 0.00% | −1,000−14.3% | 減碼 |
| FMR LLC | 5,591 | $1.30 萬 | 0.00% | +5,591 | 新進 |
| Versant Capital Management, Inc | 5,000 | $1.20 萬 | 0.00% | −5,000−50.0% | 減碼 |
| Rockefeller Capital Management L.P. | 5,500 | $1.20 萬 | 0.00% | 00.0% | 不變 |
| American Portfolios Advisors | 4,350 | $1.01 萬 | 0.00% | +1,500+52.6% | 加碼 |
| Steward Partners Investment Advisory, LLC | 4,500 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Baillie Gifford & Co | 4,314 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Macquarie Group Ltd | 3,972 | $9,000 | 0.00% | 00.0% | 不變 |
| AlphaMark Advisors, LLC | 4,000 | $9,000 | 0.00% | +2,500+166.7% | 加碼 |
| Ogorek Anthony Joseph | 3,600 | $8,000 | 0.00% | 00.0% | 不變 |
| Creative Financial Designs Inc | 3,250 | $8,000 | 0.00% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 3,060 | $7,000 | 0.00% | 00.0% | 不變 |
| Valley National Advisers Inc | 3,000 | $7,000 | 0.00% | 00.0% | 不變 |
| Captrust Financial Advisors | 2,929 | $7,000 | 0.00% | +736+33.6% | 加碼 |
| TD Waterhouse Canada Inc. | 2,600 | $6,032 | 0.00% | +1,700+188.9% | 加碼 |
| Whittier Trust Co | 2,530 | $6,000 | 0.00% | 00.0% | 不變 |
| Quadrant Capital Group LLC | 2,464 | $6,000 | 0.00% | +202+8.9% | 加碼 |
| Ci Investments Inc. | 2,742 | $6,000 | 0.00% | +2,742 | 新進 |
| Lenox Wealth Advisors, LLC | 2,500 | $5,000 | 0.00% | 00.0% | 不變 |
| Howe & Rusling Inc | 2,000 | $5,000 | 0.00% | +1,000+100.0% | 加碼 |
| TCI Wealth Advisors, Inc. | 2,196 | $5,000 | 0.00% | +1,039+89.8% | 加碼 |
| Leonteq Securities AG | 2,000 | $4,660 | 0.00% | +1,000+100.0% | 加碼 |
| Stephens Consulting, LLC | 1,740 | $4,054 | 0.00% | −1,000−36.5% | 減碼 |
| Signaturefd, LLC | 1,724 | $4,000 | 0.00% | +1,724 | 新進 |
| Capital Advisory Group Advisory Services, LLC | 1,720 | $4,000 | 0.00% | +1,720 | 新進 |
| Aquatic Capital Management LLC | 1,800 | $4,000 | 0.01% | +1,800 | 新進 |
| Bedel Financial Consulting, Inc. | 1,480 | $3,000 | 0.00% | 00.0% | 不變 |
| Accel Wealth Management | 1,500 | $3,000 | 0.00% | 00.0% | 不變 |