| Evermay Wealth Management LLC | 9,650 | $6,000 | 0.00% | 00.0% | 不變 |
| Oxford Financial Group Ltd | 10,000 | $6,000 | 0.00% | 00.0% | 不變 |
| Global Strategic Investment Solutions, LLC | 10,020 | $6,000 | 0.00% | 00.0% | 不變 |
| Toronto Dominion Bank | 10,737 | $6,000 | 0.00% | +9,233+613.9% | 加碼 |
| Gainplan LLC | 10,612 | $6,000 | 0.00% | +10,612 | 新進 |
| Naviter Wealth, LLC | 10,000 | $6,000 | 0.00% | +10,000 | 新進 |
| Buckingham Strategic Partners | 10,500 | $6,000 | 0.00% | +10,500 | 新進 |
| SJS Investment Consulting Inc. | 10,000 | $6,000 | 0.00% | +10,000 | 新進 |
| Kellett Schaffner Wealth Advisors LLC | 11,000 | $6,000 | 0.00% | +11,000 | 新進 |
| Bank of America Corp | 7,979 | $5,000 | 0.00% | −26,207−76.7% | 減碼 |
| Spire Wealth Management | 9,227 | $5,000 | 0.00% | −10,288−52.7% | 減碼 |
| Addison Advisors LLC | 7,000 | $4,000 | 0.00% | +7,000 | 新進 |
| AdvisorNet Financial, Inc | 5,000 | $3,000 | 0.00% | 00.0% | 不變 |
| Banque Cantonale Vaudoise | 6,000 | $3,000 | 0.00% | +3,000+100.0% | 加碼 |
| Kessler Investment Group, LLC | 2,805 | $2,000 | 0.00% | −67,327−96.0% | 減碼 |
| Newbridge Financial Services Group, Inc. | 4,190 | $2,000 | 0.00% | −6,810−61.9% | 減碼 |
| Benjamin F. Edwards & Company, Inc. | 4,000 | $2,000 | 0.00% | 00.0% | 不變 |
| O'Dell Group, LLC | 3,235 | $2,000 | 0.00% | 00.0% | 不變 |
| Mechanics Financial Corp | 3,000 | $2,000 | 0.00% | +3,000 | 新進 |
| Geneos Wealth Management Inc. | 2,850 | $1,000 | 0.00% | −21,400−88.2% | 減碼 |
| Northwestern Mutual Wealth Management Co | 1,050 | $1,000 | 0.00% | −1,450−58.0% | 減碼 |
| Valley National Advisers Inc | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| Adirondack Trust Co | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| Peoples Financial Services Corp. | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| Captrust Financial Advisors | 1,920 | $1,000 | 0.00% | +400+26.3% | 加碼 |
| Focused Wealth Management, Inc | 1,308 | $1,000 | 0.00% | 00.0% | 不變 |
| Patriot Financial Group Insurance Agency, LLC | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| Lake Point Wealth Management | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| Carolina Wealth Advisors, LLC | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| Umb Bank N A | 1,500 | $1,000 | 0.00% | +1,500 | 新進 |
| CWM, LLC | 1,800 | $1,000 | 0.00% | +1,800 | 新進 |
| Fortitude Advisory Group L.L.C. | 1,670 | $1,000 | 0.00% | +1,670 | 新進 |
| Tevis Investment Management | 2,000 | $1,000 | 0.00% | +2,000 | 新進 |
| Sutton Wealth Advisors Inc. | 186 | $108 | 0.00% | 00.0% | 不變 |
| Financial Perspectives, Inc | 160 | $93 | 0.00% | +160 | 新進 |
| Harbour Investments, Inc. | 250 | $0 | 0.00% | −2,796−91.8% | 減碼 |
| FourThought Financial, LLC | 500 | $0 | 0.00% | 00.0% | 不變 |
| Wells Fargo & Company | 200 | $0 | 0.00% | −100−33.3% | 減碼 |
| First Manhattan Co | 983 | $0 | 0.00% | 00.0% | 不變 |
| Eaton Vance Management | 40 | $0 | 0.00% | 00.0% | 不變 |
| BlackRock Inc. | 167 | $0 | 0.00% | 00.0% | 不變 |
| Plante Moran Financial Advisors, LLC | 600 | $0 | 0.00% | 00.0% | 不變 |
| Signaturefd, LLC | 350 | $0 | 0.00% | −35−9.1% | 減碼 |
| Asset Dedication, LLC | 1,000 | $0 | 0.00% | 00.0% | 不變 |
| Rocky Mountain Advisers, LLC | 400 | $0 | 0.00% | 00.0% | 不變 |
| Glassman Wealth Services | 500 | $0 | 0.00% | 00.0% | 不變 |
| Roble, Belko & Company, Inc | 40 | $0 | 0.00% | 00.0% | 不變 |
| Versant Capital Management, Inc | 200 | $0 | 0.00% | 00.0% | 不變 |
| Hoey Investments, Inc | 40 | $0 | 0.00% | 00.0% | 不變 |
| Rockbridge Investment Management, LCC | 300 | $0 | 0.00% | 00.0% | 不變 |
| Huntington National Bank | 1,200 | $0 | 0.00% | +1,200 | 新進 |
| Assetmark, Inc | 11 | $0 | 0.00% | +11 | 新進 |
| Northwest Investment Counselors, LLC | 300 | $0 | 0.00% | +300 | 新進 |
| Quadrant Capital Group LLC | 500 | $0 | 0.00% | +500 | 新進 |
| Activest Wealth Management | 96 | $0 | 0.00% | 00.0% | 不變 |
| Snowden Capital Advisors LLC | 300 | $0 | 0.00% | +300 | 新進 |
| Henrickson Nauta Wealth Advisors, Inc. | 55 | $0 | 0.00% | +55 | 新進 |
| Zullo Investment Group, Inc. | 200 | $0 | 0.00% | +200 | 新進 |
| CoreCap Advisors, LLC | 506 | – | – | +506 | 新進 |
| GMT Capital Corp | 0 | $0 | 0.00% | −2,110,900−100.0% | 清倉 |
| HRT Financial LP | 0 | $0 | 0.00% | −968,034−100.0% | 清倉 |
| Falcon Wealth Planning | 0 | $0 | 0.00% | −200,000−100.0% | 清倉 |
| Texas Yale Capital Corp. | 0 | $0 | 0.00% | −80,000−100.0% | 清倉 |
| Tuttle Tactical Management | 0 | $0 | 0.00% | −66,649−100.0% | 清倉 |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −30,303−100.0% | 清倉 |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −29,358−100.0% | 清倉 |
| Condor Capital Management | 0 | $0 | 0.00% | −30,050−100.0% | 清倉 |
| Perigon Wealth Management, LLC | 0 | $0 | 0.00% | −25,000−100.0% | 清倉 |
| Lyell Wealth Management, LP | 0 | $0 | 0.00% | −25,000−100.0% | 清倉 |
| Robertson Stephens Wealth Management, LLC | 0 | $0 | 0.00% | −22,500−100.0% | 清倉 |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −19,900−100.0% | 清倉 |
| Vigilare Wealth Management | 0 | $0 | 0.00% | −15,500−100.0% | 清倉 |
| Biltmore Capital Advisors LLC | 0 | $0 | 0.00% | −15,000−100.0% | 清倉 |
| Platform Technology Partners | 0 | $0 | 0.00% | −12,952−100.0% | 清倉 |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −11,230−100.0% | 清倉 |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −10,350−100.0% | 清倉 |
| Coldstream Capital Management Inc | 0 | $0 | 0.00% | −29,500−100.0% | 清倉 |
| HBK Sorce Advisory LLC | 0 | $0 | 0.00% | −10,120−100.0% | 清倉 |
| Quilter Plc | 0 | $0 | 0.00% | −10,277−100.0% | 清倉 |
| Kavar Capital Partners Group, LLC | 0 | $0 | 0.00% | −10,500−100.0% | 清倉 |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −4,000−100.0% | 清倉 |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −2,532−100.0% | 清倉 |
| AlphaMark Advisors, LLC | 0 | $0 | 0.00% | −1,000−100.0% | 清倉 |
| Horrell Capital Management, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | 清倉 |
| Cahill Financial Advisors Inc | 0 | $0 | 0.00% | −757−100.0% | 清倉 |
| Firestone Capital Management | 0 | $0 | 0.00% | −1,000−100.0% | 清倉 |
| Prentice Wealth Management LLC | 0 | $0 | 0.00% | −1,000−100.0% | 清倉 |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | 清倉 |
| MCF Advisors LLC | 0 | $0 | 0.00% | −200−100.0% | 清倉 |
| Ironwood Financial, llc | 0 | $0 | 0.00% | −100−100.0% | 清倉 |
| Gerber Kawasaki Wealth & Investment Management | 0 | $0 | 0.00% | −37−100.0% | 清倉 |
| Consolidated Planning Corp | 0 | $0 | 0.00% | −600−100.0% | 清倉 |
| Heritage Wealth Management, LLC | – | – | – | – | 本季未申報 |
| HighPoint Advisor Group LLC | – | – | – | – | 本季未申報 |