TRI-CONTINENTAL Corp

Exchange: NYSE
SEC CIK: 0000099614

SEC filings (opens in a new tab)

No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.

Other share classesTY.P

13F holders, Q3 2026

Institutional positions in TRI-CONTINENTAL Corp as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders: 1; 0 vs. Q2 2026
Shares held: 796; +180 (+29.2%) vs. Q2 2026
Total value: $27.0K; +$6.00K (+28.6%) vs. Q2 2026
New holders: 0; 1 more added
Sold out: 0; 0 more reduced

157 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders

Value held

Institutions holding TY and their total value by quarter
Quarter	Holders	Value
Q2 2026	158	$240.3M
Q1 2026	153	$217.0M
Q4 2025	151	$219.9M
Q3 2025	154	$224.5M
Q2 2025	149	$205.8M
Q1 2025	145	$191.0M
Q4 2024	149	$218.3M
Q3 2024	136	$232.7M
Q2 2024	135	$201.8M
Q1 2024	129	$203.6M
Q4 2023	125	$190.0M
Q3 2023	120	$174.8M
Q2 2023	122	$178.1M
Q1 2023	116	$170.0M
Q4 2022	125	$167.0M
Q3 2022	114	$167.9M
Q2 2022	121	$179.0M
Q1 2022	130	$229.6M
Q4 2021	142	$236.4M
Q3 2021	113	$230.7M
Q2 2021	120	$228.2M
Q1 2021	117	$211.0M

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q2 2026.

Institutions holding TY in Q3 2026
Institution	Shares	Value	% of portfolio	Change in shares	Action
CX Institutional	796	$27.0K	0.00%	+180+29.2%	Added
Saba Capital Management, L.P.	–	–	–	–	Not filed
Lazard Asset Management LLC	–	–	–	–	Not filed
Morgan Stanley	–	–	–	–	Not filed
Allspring Global Investments Holdings, LLC	–	–	–	–	Not filed
Blue Bell Private Wealth Management, LLC	–	–	–	–	Not filed
Raymond James Financial Inc	–	–	–	–	Not filed
UBS Group AG	–	–	–	–	Not filed
Colony Group, LLC	–	–	–	–	Not filed
Umb Bank N A	–	–	–	–	Not filed
Uncommon Cents Investing LLC	–	–	–	–	Not filed
Hennion & Walsh Asset Management, Inc.	–	–	–	–	Not filed
Cornerstone Advisory, LLC	–	–	–	–	Not filed
Wells Fargo & Company	–	–	–	–	Not filed
Advisor Group Holdings, Inc.	–	–	–	–	Not filed
Mariner, LLC	–	–	–	–	Not filed
Stifel Financial Corp	–	–	–	–	Not filed
LPL Financial LLC	–	–	–	–	Not filed
1620 Investment Advisors, Inc.	–	–	–	–	Not filed
Altium Capital Management LP	–	–	–	–	Not filed
First Trust Advisors LP	–	–	–	–	Not filed
Wealth Enhancement Advisory Services, LLC	–	–	–	–	Not filed
Capstone Financial Advisors, Inc.	–	–	–	–	Not filed
EP Wealth Advisors, LLC	–	–	–	–	Not filed
Platform Technology Partners	–	–	–	–	Not filed
D.A. Davidson & Co.	–	–	–	–	Not filed
Stolper Co	–	–	–	–	Not filed
RB Capital Management, LLC	–	–	–	–	Not filed
Evolve Private Wealth, LLC	–	–	–	–	Not filed
Pathstone Holdings, LLC	–	–	–	–	Not filed
Concurrent Investment Advisors, LLC	–	–	–	–	Not filed
Royal Bank of Canada	–	–	–	–	Not filed
Bank of America Corp	–	–	–	–	Not filed
Cambridge Investment Research Advisors, Inc.	–	–	–	–	Not filed
Allworth Financial LP	–	–	–	–	Not filed
Beckerman Institutional, LLC	–	–	–	–	Not filed
Steward Partners Investment Advisory, LLC	–	–	–	–	Not filed
Commonwealth Equity Services, LLC	–	–	–	–	Not filed
Whitener Capital Management, Inc.	–	–	–	–	Not filed
Albion Financial Group	–	–	–	–	Not filed
Thrivent Financial for Lutherans	–	–	–	–	Not filed
HighTower Advisors, LLC	–	–	–	–	Not filed
We Are One Seven, LLC	–	–	–	–	Not filed
Altus Wealth Group LLC	–	–	–	–	Not filed
Creative Planning	–	–	–	–	Not filed
Wiley Bros.-Aintree Capital, LLC	–	–	–	–	Not filed
Advisors Asset Management, Inc.	–	–	–	–	Not filed
Baltimore-Washington Financial Advisors, Inc.	–	–	–	–	Not filed
Atlas Wealth LLC	–	–	–	–	Not filed
Westbourne Investments, Inc.	–	–	–	–	Not filed
Kirr Marbach & Co LLC	–	–	–	–	Not filed
Cetera Investment Advisers	–	–	–	–	Not filed
Foundations Investment Advisors, LLC	–	–	–	–	Not filed
The PNC Financial Services Group, Inc.	–	–	–	–	Not filed
Heritage Wealth Advisors	–	–	–	–	Not filed
Cerity Partners LLC	–	–	–	–	Not filed
Guggenheim Capital LLC	–	–	–	–	Not filed
Johnson Investment Counsel Inc	–	–	–	–	Not filed
First PREMIER Bank	–	–	–	–	Not filed
JPMorgan Chase & Co	–	–	–	–	Not filed
Tower Wealth Partners, Inc.	–	–	–	–	Not filed
Successful Portfolios LLC	–	–	–	–	Not filed
Rockefeller Capital Management L.P.	–	–	–	–	Not filed
GatePass Capital, LLC	–	–	–	–	Not filed
Warren Averett Asset Management, LLC	–	–	–	–	Not filed
XTX Topco Ltd	–	–	–	–	Not filed
Financial Plan, Inc.	–	–	–	–	Not filed
Citadel Advisors LLC	–	–	–	–	Not filed
MSH Capital Advisors LLC	–	–	–	–	Not filed
Savvy Advisors, Inc.	–	–	–	–	Not filed
Twin Focus Capital Partners, LLC	–	–	–	–	Not filed
Joel Isaacson & Co., LLC	–	–	–	–	Not filed
Cora Capital Advisors LLC	–	–	–	–	Not filed
Level Four Advisory Services, LLC	–	–	–	–	Not filed
First Financial Bankshares Inc	–	–	–	–	Not filed
CI Private Wealth, LLC	–	–	–	–	Not filed
Mercer Global Advisors Inc	–	–	–	–	Not filed
Nations Financial Group Inc,	–	–	–	–	Not filed
SEI Investments Co	–	–	–	–	Not filed
NorthRock Partners, LLC	–	–	–	–	Not filed
Uhlmann Price Securities, LLC	–	–	–	–	Not filed
American Institute for Advanced Investment Management, LLP	–	–	–	–	Not filed
Northern Trust Corp	–	–	–	–	Not filed
Koshinski Asset Management, Inc.	–	–	–	–	Not filed
Tiaa-Cref Individual & Institutional Services, LLC	–	–	–	–	Not filed
Oppenheimer & Co Inc	–	–	–	–	Not filed
Engineers Gate Manager LP	–	–	–	–	Not filed
Meridian Investment Counsel Inc.	–	–	–	–	Not filed
Integrated Wealth Concepts LLC	–	–	–	–	Not filed
Ferguson Wellman Capital Management, Inc	–	–	–	–	Not filed
R2 Capital Strategies, LLC	–	–	–	–	Not filed
Savant Capital, LLC	–	–	–	–	Not filed
AQR Capital Management LLC	–	–	–	–	Not filed
Quantinno Capital Management LP	–	–	–	–	Not filed
Private Advisor Group, LLC	–	–	–	–	Not filed
Tandem Capital Management Corp	–	–	–	–	Not filed
Unify Financial Advisors	–	–	–	–	Not filed
Ameriprise Financial Inc	–	–	–	–	Not filed
Kestra Advisory Services, LLC	–	–	–	–	Not filed
International Assets Investment Management, LLC	–	–	–	–	Not filed