TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $241.8M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q4 2021
Institutional positions in TRI-CONTINENTAL Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 142
- +30 vs. Q3 2021
- Shares held
- 7.12M
- +213.7K (+3.1%) vs. Q3 2021
- Total value
- $236.4M
- +$5.82M (+2.5%) vs. Q3 2021
- New holders
- 36
- 53 more added
- Sold out
- 6
- 25 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $241.8M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $220.0M |
| Q3 2025 | 154 | $225.0M |
| Q2 2025 | 149 | $207.6M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $233.1M |
| Q2 2024 | 135 | $201.9M |
| Q1 2024 | 129 | $237.1M |
| Q4 2023 | 125 | $207.8M |
| Q3 2023 | 120 | $174.9M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $176.8M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $168.2M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $238.5M |
| Q3 2021 | 113 | $230.9M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parametric Portfolio Associates LLC | 597,309 | $19.8M | 0.01% | +30,060+5.3% | Added |
| Bard Financial Services, Inc. | 592,782 | $19.7M | 1.59% | +47,123+8.6% | Added |
| Blue Bell Private Wealth Management, LLC | 451,202 | $15.0M | 3.94% | −827−0.2% | Reduced |
| Lazard Asset Management LLC | 444,908 | $14.8M | 0.02% | +11,833+2.7% | Added |
| Relative Value Partners Group, LLC | 394,648 | $13.1M | 0.93% | −4,082−1.0% | Reduced |
| Morgan Stanley | 390,661 | $13.0M | 0.00% | +44,165+12.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 294,804 | $9.79M | 0.02% | +13,859+4.9% | Added |
| Mark Stevens | 278,160 | $9.23M | 0.97% | −1,835−0.7% | Reduced |
| Wells Fargo & Company | 252,097 | $8.37M | 0.00% | −210,736−45.5% | Reduced |
| Raymond James & Associates | 245,308 | $8.14M | 0.01% | +15,710+6.8% | Added |
| Allspring Global Investments Holdings, LLC | 216,287 | $7.18M | 0.01% | +216,287 | New |
| Bank of America Corp | 184,735 | $6.13M | 0.00% | −2,136−1.1% | Reduced |
| Stifel Financial Corp | 169,614 | $5.63M | 0.01% | +3,116+1.9% | Added |
| Uncommon Cents Investing LLC | 161,242 | $5.35M | 2.01% | −594−0.4% | Reduced |
| UBS Group AG | 151,425 | $5.03M | 0.00% | +5,360+3.7% | Added |
| 1832 Asset Management L.P. | 118,469 | $3.95M | 0.01% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 113,218 | $3.76M | 1.33% | −113,436−50.0% | Reduced |
| Cornerstone Advisors, LLC | 111,511 | $3.73M | 0.20% | −146,063−56.7% | Reduced |
| 1620 Investment Advisors, Inc. | 84,550 | $2.81M | 3.14% | +84,550 | New |
| First Trust Advisors LP | 79,295 | $2.63M | 0.00% | +4,802+6.4% | Added |
| Capstone Financial Advisors, Inc. | 75,513 | $2.51M | 0.18% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 71,276 | $2.37M | 0.01% | +13,041+22.4% | Added |
| Royal Bank of Canada | 67,050 | $2.23M | 0.00% | −359−0.5% | Reduced |
| D.A. Davidson & Co. | 61,802 | $2.05M | 0.02% | +4,346+7.6% | Added |
| Wolverine Asset Management LLC | 61,254 | $2.03M | 0.02% | −54,921−47.3% | Reduced |
| RB Capital Management, LLC | 59,910 | $1.99M | 0.62% | +5,260+9.6% | Added |
| Advisor Group Holdings, Inc. | 57,368 | $1.90M | 0.00% | +9,639+20.2% | Added |
| Cornerstone Advisory, LLC | 53,131 | $1.76M | 0.25% | +3,123+6.2% | Added |
| Stolper Co | 52,386 | $1.74M | 0.78% | +7,272+16.1% | Added |
| Commonwealth Equity Services, LLC | 48,329 | $1.60M | 0.00% | +1,630+3.5% | Added |
| Thrivent Financial for Lutherans | 46,020 | $1.53M | 0.00% | −3,210−6.5% | Reduced |
| LPL Financial LLC | 45,114 | $1.50M | 0.00% | +4,621+11.4% | Added |
| Successful Portfolios LLC | 34,609 | $1.15M | 0.62% | −23−0.1% | Reduced |
| Citadel Advisors LLC | 34,522 | $1.15M | 0.00% | +34,522 | New |
| Walleye Capital LLC | 31,754 | $1.05M | 0.03% | +4,923+18.3% | Added |
| HighTower Advisors, LLC | 29,770 | $988.0K | 0.00% | +2,168+7.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 29,206 | $969.0K | 0.05% | +6,828+30.5% | Added |
| Janney Montgomery Scott LLC | 27,650 | $918.0K | 0.00% | +3,973+16.8% | Added |
| Guggenheim Capital LLC | 27,120 | $900.0K | 0.00% | +3,351+14.1% | Added |
| Tandem Capital Management Corp | 26,118 | $867.0K | 0.50% | −100−0.4% | Reduced |
| 55I, LLC | 26,061 | $865.0K | 0.02% | +26,061 | New |
| Albion Financial Group | 25,497 | $846.0K | 0.07% | +25,497 | New |
| Heritage Investment Group, Inc. | 25,029 | $831.0K | 0.65% | +25,029 | New |
| Quantedge Capital Pte Ltd | 24,581 | $816.0K | 0.35% | −5,777−19.0% | Reduced |
| Altus Wealth Group LLC | 24,245 | $805.0K | 0.66% | −60.0% | Reduced |
| Tiaa, FSB | 22,767 | $756.0K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 22,731 | $754.0K | 0.04% | −40.0% | Reduced |
| Strategic Capital Advisers, Inc. | 22,366 | $742.0K | 0.53% | +1,993+9.8% | Added |
| Koshinski Asset Management, Inc. | 21,906 | $727.1K | 0.06% | +783+3.7% | Added |
| Bank of Montreal | 19,058 | $701.0K | 0.00% | +19,058 | New |
| AdvisorNet Financial, Inc | 20,657 | $686.0K | 0.04% | 00.0% | Unchanged |
| Cetera Advisors LLC | 19,118 | $635.0K | 0.01% | −8,673−31.2% | Reduced |
| Kestra Advisory Services, LLC | 18,672 | $620.0K | 0.01% | +710+4.0% | Added |
| Cetera Advisor Networks LLC | 18,437 | $612.0K | 0.01% | −2,897−13.6% | Reduced |
| Landscape Capital Management, L.L.C. | 18,222 | $605.0K | 0.09% | +18,222 | New |
| Sheaff Brock Investment Advisors, LLC | 17,479 | $580.0K | 0.05% | +129+0.7% | Added |
| Creative Planning | 17,382 | $577.0K | 0.00% | −18,046−50.9% | Reduced |
| First PREMIER Bank | 16,574 | $550.0K | 0.14% | 00.0% | Unchanged |
| FourThought Financial, LLC | 16,035 | $532.0K | 0.07% | −17,864−52.7% | Reduced |
| Twin Focus Capital Partners, LLC | 15,900 | $528.0K | 0.11% | 00.0% | Unchanged |
| Crestwood Advisors Group LLC | 15,827 | $525.0K | 0.01% | +15,827 | New |
| Neuberger Berman Group LLC | 13,250 | $440.0K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 13,269 | $440.0K | 0.03% | +1,595+13.7% | Added |
| Weiss Asset Management LP | 13,237 | $439.0K | 0.01% | +13,237 | New |
| Johnson Investment Counsel Inc | 13,159 | $437.0K | 0.01% | +41+0.3% | Added |
| Quad-Cities Investment Group, LLC | 12,474 | $414.0K | 0.26% | +3,691+42.0% | Added |
| Ancora Advisors, LLC | 12,393 | $411.0K | 0.01% | +806+7.0% | Added |
| Kovack Advisors, Inc. | 11,598 | $385.0K | 0.04% | +1,072+10.2% | Added |
| MSH Capital Advisors LLC | 11,470 | $380.7K | 0.17% | +11,470 | New |
| First Republic Investment Management, Inc. | 11,320 | $376.0K | 0.00% | +1,057+10.3% | Added |
| Lido Advisors, LLC | 11,303 | $375.0K | 0.01% | +11,303 | New |
| 9258 Wealth Management, LLC | 11,243 | $373.0K | 0.09% | +1,064+10.5% | Added |
| American Institute for Advanced Investment Management, LLP | 11,074 | $368.0K | 0.25% | +1,039+10.4% | Added |
| Tower Wealth Partners, Inc. | 10,893 | $362.0K | 0.37% | +1,104+11.3% | Added |
| Shepherd Kaplan Krochuk, LLC | 10,380 | $345.0K | 0.13% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 10,386 | $344.0K | 0.01% | +972+10.3% | Added |
| RSM US Wealth Management LLC | 10,194 | $338.0K | 0.02% | 00.0% | Unchanged |
| BlackRock Inc. | 10,019 | $332.0K | 0.00% | +10,019 | New |
| Northern Trust Corp | 9,630 | $320.0K | 0.00% | −4,678−32.7% | Reduced |
| Raymond James Trust N.A. | 9,561 | $317.0K | 0.01% | −1,401−12.8% | Reduced |
| Ferguson Wellman Capital Management, Inc | 9,266 | $308.0K | 0.01% | 00.0% | Unchanged |
| Silicon Hills Wealth Management, LLC | 9,257 | $307.0K | 0.19% | +9,257 | New |
| Susquehanna International Group, LLP | 9,086 | $302.0K | 0.00% | +9,086 | New |
| Gofen & Glossberg LLC | 8,831 | $293.0K | 0.01% | +169+2.0% | Added |
| Wesbanco Bank Inc | 8,473 | $281.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 8,292 | $275.0K | 0.00% | −41−0.5% | Reduced |
| Minot Wealth Management LLC | 7,527 | $250.0K | 0.05% | +7,527 | New |
| Nations Financial Group Inc, | 7,442 | $247.0K | 0.03% | +1,248+20.1% | Added |
| Logan Stone Capital, LLC | 7,422 | $246.0K | 0.25% | +7,422 | New |
| Baldwin Investment Management, LLC | 7,316 | $243.0K | 0.04% | 00.0% | Unchanged |
| Virtu Financial LLC | 7,089 | $235.0K | 0.02% | +7,089 | New |
| Independent Family Office, LLC | 6,987 | $232.0K | 0.09% | 00.0% | Unchanged |
| Altus Wealth Management, LLC | 6,811 | $226.0K | 0.13% | +262+4.0% | Added |
| United Capital Financial Advisers, LLC | 6,744 | $224.0K | 0.00% | 00.0% | Unchanged |
| James Hambro & Partners | 6,377 | $212.0K | 0.01% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 6,313 | $210.0K | 0.03% | +6,313 | New |
| Strategy Asset Managers LLC | 6,171 | $205.0K | 0.05% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 6,175 | $204.9K | 0.10% | +6,175 | New |
| Pinnacle Associates Ltd | 6,142 | $204.0K | 0.00% | +142+2.4% | Added |
| Barrett Asset Management, LLC | 6,064 | $201.0K | 0.01% | 00.0% | Unchanged |