TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $241.8M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q3 2023
Institutional positions in TRI-CONTINENTAL Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 120
- −1 vs. Q2 2023
- Shares held
- 6.58M
- +102.4K (+1.6%) vs. Q2 2023
- Total value
- $174.8M
- −$2.66M (−1.5%) vs. Q2 2023
- New holders
- 10
- 32 more added
- Sold out
- 11
- 38 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $241.8M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $220.0M |
| Q3 2025 | 154 | $225.0M |
| Q2 2025 | 149 | $207.6M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $233.1M |
| Q2 2024 | 135 | $201.9M |
| Q1 2024 | 129 | $237.1M |
| Q4 2023 | 125 | $207.8M |
| Q3 2023 | 120 | $174.9M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $176.8M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $168.2M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $238.5M |
| Q3 2021 | 113 | $230.9M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 591,208 | $15.7M | 0.00% | −57,695−8.9% | Reduced |
| Bard Financial Services, Inc. | 567,653 | $15.1M | 1.87% | −38,752−6.4% | Reduced |
| Lazard Asset Management LLC | 449,805 | $12.0M | 0.02% | −2,682−0.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 445,892 | $11.9M | 0.02% | +38,962+9.6% | Added |
| Blue Bell Private Wealth Management, LLC | 419,981 | $11.2M | 3.01% | −2,457−0.6% | Reduced |
| Raymond James & Associates | 305,568 | $8.13M | 0.01% | −14,380−4.5% | Reduced |
| Wells Fargo & Company | 254,397 | $6.76M | 0.00% | −14,446−5.4% | Reduced |
| UBS Group AG | 251,525 | $6.69M | 0.00% | −1,743−0.7% | Reduced |
| Mark Stevens | 249,725 | $6.64M | 0.89% | −9,041−3.5% | Reduced |
| Relative Value Partners Group, LLC | 245,668 | $6.53M | 0.44% | −3,577−1.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 231,027 | $6.14M | 0.01% | −18,719−7.5% | Reduced |
| Uncommon Cents Investing LLC | 172,463 | $4.59M | 1.68% | +1,310+0.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 128,024 | $3.40M | 0.22% | +12,748+11.1% | Added |
| Wealth Enhancement Advisory Services, LLC | 115,971 | $3.08M | 0.01% | +115,971 | New |
| Commonwealth Equity Services, LLC | 109,607 | $2.91M | 0.01% | +479+0.4% | Added |
| Stifel Financial Corp | 103,709 | $2.76M | 0.00% | −32,163−23.7% | Reduced |
| Cornerstone Advisors, LLC | 94,693 | $2.52M | 0.12% | +13,738+17.0% | Added |
| Royal Bank of Canada | 91,723 | $2.44M | 0.00% | −1,044−1.1% | Reduced |
| Shaker Financial Services, LLC | 87,931 | $2.34M | 1.09% | +17,185+24.3% | Added |
| 1620 Investment Advisors, Inc. | 85,926 | $2.28M | 2.59% | −476−0.6% | Reduced |
| D.A. Davidson & Co. | 85,571 | $2.28M | 0.02% | −1,453−1.7% | Reduced |
| Advisor Group Holdings, Inc. | 78,397 | $2.08M | 0.00% | +671+0.9% | Added |
| Integrated Wealth Concepts LLC | 76,995 | $2.05M | 0.04% | −380.0% | Reduced |
| Capstone Financial Advisors, Inc. | 75,513 | $2.01M | 0.16% | 00.0% | Unchanged |
| Mariner, LLC | 72,869 | $1.94M | 0.01% | +72,869 | New |
| RB Capital Management, LLC | 60,523 | $1.61M | 0.52% | −1,235−2.0% | Reduced |
| Baltimore-Washington Financial Advisors, Inc. | 57,192 | $1.52M | 0.12% | +57,192 | New |
| First Trust Advisors LP | 54,891 | $1.46M | 0.00% | −648−1.2% | Reduced |
| CNH Partners LLC | 54,558 | $1.45M | 0.07% | +29,018+113.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 53,405 | $1.42M | 0.01% | +579+1.1% | Added |
| Stolper Co | 51,801 | $1.38M | 0.60% | −1,125−2.1% | Reduced |
| Bank of America Corp | 47,950 | $1.27M | 0.00% | −12,304−20.4% | Reduced |
| Albion Financial Group | 41,797 | $1.11M | 0.10% | 00.0% | Unchanged |
| LPL Financial LLC | 36,820 | $979.1K | 0.00% | +7,018+23.5% | Added |
| Whitener Capital Management, Inc. | 36,289 | $964.9K | 0.39% | +713+2.0% | Added |
| Thrivent Financial for Lutherans | 28,596 | $760.0K | 0.00% | 00.0% | Unchanged |
| Atlas Wealth LLC | 27,018 | $718.4K | 0.13% | 00.0% | Unchanged |
| Tiaa Trust, National Association | 26,599 | $707.3K | 0.00% | +26,599 | New |
| Altus Wealth Group LLC | 26,158 | $695.5K | 0.44% | +583+2.3% | Added |
| HighTower Advisors, LLC | 24,912 | $661.0K | 0.00% | −889−3.4% | Reduced |
| Kestra Advisory Services, LLC | 23,470 | $624.1K | 0.01% | −2,285−8.9% | Reduced |
| Transform Wealth, LLC | 23,440 | $623.3K | 0.07% | −23,052−49.6% | Reduced |
| Heritage Wealth Advisors | 21,183 | $563.3K | 0.03% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 18,298 | $487.0K | 0.00% | +1,230+7.2% | Added |
| Savant Capital, LLC | 16,920 | $449.9K | 0.01% | 00.0% | Unchanged |
| First PREMIER Bank | 16,574 | $441.0K | 0.14% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 16,219 | $431.3K | 0.01% | +50.0% | Added |
| Successful Portfolios LLC | 15,755 | $418.9K | 0.37% | −1,287−7.6% | Reduced |
| Walleye Capital LLC | 15,171 | $403.4K | 0.01% | −2,878−15.9% | Reduced |
| Kirr Marbach & Co LLC | 14,882 | $395.7K | 0.11% | +950+6.8% | Added |
| Koshinski Asset Management, Inc. | 13,840 | $368.0K | 0.04% | +40.0% | Added |
| Creative Planning | 12,915 | $343.4K | 0.00% | −1,865−12.6% | Reduced |
| Landscape Capital Management, L.L.C. | 12,690 | $337.4K | 0.04% | −4,008−24.0% | Reduced |
| Tower Wealth Partners, Inc. | 12,212 | $324.7K | 0.27% | +115+1.0% | Added |
| Wolverine Asset Management LLC | 11,969 | $318.3K | 0.01% | +9,750+439.4% | Added |
| Northern Trust Corp | 11,724 | $311.7K | 0.00% | −502−4.1% | Reduced |
| MSH Capital Advisors LLC | 11,470 | $305.0K | 0.12% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 11,291 | $300.2K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 11,247 | $299.1K | 0.03% | −10−0.1% | Reduced |
| Nations Financial Group Inc, | 11,140 | $296.2K | 0.03% | +73+0.7% | Added |
| American Institute for Advanced Investment Management, LLP | 10,643 | $283.0K | 0.26% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 10,484 | $278.8K | 0.01% | 00.0% | Unchanged |
| Cora Capital Advisors LLC | 10,352 | $275.3K | 0.18% | −3,000−22.5% | Reduced |
| Foundations Investment Advisors, LLC | 9,965 | $265.0K | 0.01% | +93+0.9% | Added |
| Elequin Capital LP | 9,790 | $260.3K | 0.05% | +5,311+118.6% | Added |
| First Republic Investment Management, Inc. | 9,623 | $255.9K | 0.00% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 9,500 | $252.6K | 0.06% | 00.0% | Unchanged |
| Ferguson Wellman Capital Management, Inc | 9,266 | $246.4K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 9,032 | $240.2K | 0.00% | −487−5.1% | Reduced |
| ZWJ Investment Counsel Inc | 8,811 | $234.3K | 0.01% | 00.0% | Unchanged |
| Cetera Advisors LLC | 8,783 | $233.5K | 0.00% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 8,442 | $232.6K | 0.00% | +8,308+6,200.0% | Added |
| Daymark Wealth Partners, LLC | 8,609 | $228.9K | 0.02% | −5,286−38.0% | Reduced |
| Raymond James Trust N.A. | 8,536 | $227.0K | 0.01% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 8,473 | $225.3K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 8,235 | $219.0K | 0.00% | +6+0.1% | Added |
| Tandem Capital Management Corp | 8,100 | $215.4K | 0.15% | +8,100 | New |
| The PNC Financial Services Group, Inc. | 7,610 | $202.3K | 0.00% | −961−11.2% | Reduced |
| 9258 Wealth Management, LLC | 7,565 | $201.2K | 0.04% | +24+0.3% | Added |
| Allworth Financial LP | 6,647 | $176.7K | 0.00% | −1,939−22.6% | Reduced |
| Ancora Advisors, LLC | 5,900 | $156.9K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,884 | $156.5K | 0.00% | +1,415+31.7% | Added |
| Brown, Lisle/Cummings, Inc. | 5,800 | $154.2K | 0.07% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 4,960 | $131.9K | 0.06% | +174+3.6% | Added |
| US Bancorp | 4,842 | $128.7K | 0.00% | −10.0% | Reduced |
| Bessemer Group Inc | 3,731 | $99.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 3,240 | $86.2K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 3,057 | $81.3K | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 3,000 | $79.8K | 0.09% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,989 | $79.5K | 0.00% | −421−12.3% | Reduced |
| Lowe Wealth Advisors, LLC | 2,615 | $69.5K | 0.04% | −1,500−36.5% | Reduced |
| Clearstead Advisors, LLC | 2,500 | $66.5K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 2,472 | $65.7K | 0.00% | +2,472 | New |
| Global Retirement Partners, LLC | 2,086 | $54.9K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,064 | $54.9K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 1,961 | $52.1K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,788 | $47.5K | 0.00% | +190+11.9% | Added |
| Fifth Third Bancorp | 1,665 | $44.3K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 1,664 | $44.0K | 0.03% | +16+1.0% | Added |
| Salem Investment Counselors Inc | 1,468 | $39.0K | 0.00% | 00.0% | Unchanged |