TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $241.8M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q1 2022
Institutional positions in TRI-CONTINENTAL Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 130
- −10 vs. Q4 2021
- Shares held
- 7.43M
- +310.7K (+4.4%) vs. Q4 2021
- Total value
- $229.6M
- −$6.79M (−2.9%) vs. Q4 2021
- New holders
- 11
- 44 more added
- Sold out
- 21
- 37 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $241.8M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $220.0M |
| Q3 2025 | 154 | $225.0M |
| Q2 2025 | 149 | $207.6M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $233.1M |
| Q2 2024 | 135 | $201.9M |
| Q1 2024 | 129 | $237.1M |
| Q4 2023 | 125 | $207.8M |
| Q3 2023 | 120 | $174.9M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $176.8M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $168.2M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $238.5M |
| Q3 2021 | 113 | $230.9M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bard Financial Services, Inc. | 608,876 | $18.8M | 1.53% | +16,094+2.7% | Added |
| Parametric Portfolio Associates LLC | 537,671 | $16.6M | 0.01% | −59,638−10.0% | Reduced |
| Lazard Asset Management LLC | 451,748 | $13.9M | 0.02% | +6,840+1.5% | Added |
| Blue Bell Private Wealth Management, LLC | 446,260 | $13.8M | 3.92% | −4,942−1.1% | Reduced |
| Relative Value Partners Group, LLC | 385,844 | $11.9M | 0.83% | −8,804−2.2% | Reduced |
| Shaker Financial Services, LLC | 336,694 | $10.4M | 3.91% | +223,476+197.4% | Added |
| Cornerstone Advisors, LLC | 289,521 | $9.22M | 0.54% | +178,010+159.6% | Added |
| Raymond James & Associates | 298,010 | $9.19M | 0.01% | +52,702+21.5% | Added |
| Morgan Stanley | 296,609 | $9.15M | 0.00% | −94,052−24.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 287,649 | $8.87M | 0.02% | −7,155−2.4% | Reduced |
| Mark Stevens | 279,374 | $8.62M | 0.96% | +1,214+0.4% | Added |
| Wells Fargo & Company | 269,015 | $8.30M | 0.00% | +16,918+6.7% | Added |
| Allspring Global Investments Holdings, LLC | 239,213 | $7.38M | 0.01% | +22,926+10.6% | Added |
| Bank of America Corp | 180,189 | $5.56M | 0.00% | −4,546−2.5% | Reduced |
| Stifel Financial Corp | 172,300 | $5.31M | 0.01% | +2,686+1.6% | Added |
| Uncommon Cents Investing LLC | 167,521 | $5.17M | 1.87% | +6,279+3.9% | Added |
| UBS Group AG | 147,589 | $4.55M | 0.00% | −3,836−2.5% | Reduced |
| Wolverine Asset Management LLC | 145,461 | $4.49M | 0.06% | +84,207+137.5% | Added |
| 1832 Asset Management L.P. | 118,469 | $3.60M | 0.01% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 84,550 | $2.81M | 3.05% | 00.0% | Unchanged |
| First Trust Advisors LP | 76,688 | $2.37M | 0.00% | −2,607−3.3% | Reduced |
| Capstone Financial Advisors, Inc. | 75,513 | $2.33M | 0.17% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 71,673 | $2.21M | 0.02% | +9,871+16.0% | Added |
| Royal Bank of Canada | 71,616 | $2.21M | 0.00% | +4,566+6.8% | Added |
| Advisor Group Holdings, Inc. | 66,797 | $2.06M | 0.00% | +9,429+16.4% | Added |
| RB Capital Management, LLC | 59,596 | $1.84M | 0.60% | −314−0.5% | Reduced |
| Stolper Co | 55,478 | $1.71M | 0.72% | +3,092+5.9% | Added |
| Cornerstone Advisory, LLC | 54,971 | $1.70M | 0.26% | +1,840+3.5% | Added |
| Commonwealth Equity Services, LLC | 54,432 | $1.68M | 0.00% | +6,103+12.6% | Added |
| Thrivent Financial for Lutherans | 54,088 | $1.67M | 0.00% | +8,068+17.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 52,080 | $1.61M | 0.01% | −19,196−26.9% | Reduced |
| LPL Financial LLC | 40,674 | $1.25M | 0.00% | −4,440−9.8% | Reduced |
| Quantedge Capital Pte Ltd | 35,081 | $1.08M | 0.32% | +10,500+42.7% | Added |
| Successful Portfolios LLC | 34,798 | $1.07M | 0.61% | +189+0.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 34,019 | $1.05M | 0.06% | +4,813+16.5% | Added |
| HighTower Advisors, LLC | 29,359 | $903.0K | 0.00% | −411−1.4% | Reduced |
| 55I, LLC | 26,957 | $831.0K | 0.02% | +896+3.4% | Added |
| Albion Financial Group | 25,497 | $786.0K | 0.07% | 00.0% | Unchanged |
| Tandem Capital Management Corp | 23,700 | $709.0K | 0.49% | −2,418−9.3% | Reduced |
| Tiaa, FSB | 22,767 | $702.0K | 0.00% | 00.0% | Unchanged |
| Strategic Capital Advisers, Inc. | 22,539 | $695.0K | 0.53% | +173+0.8% | Added |
| Koshinski Asset Management, Inc. | 21,978 | $677.8K | 0.06% | +72+0.3% | Added |
| Heritage Wealth Advisors | 21,681 | $669.0K | 0.04% | −1,050−4.6% | Reduced |
| Altus Wealth Group LLC | 21,628 | $667.0K | 0.55% | −2,617−10.8% | Reduced |
| Janney Montgomery Scott LLC | 21,219 | $654.0K | 0.00% | −6,431−23.3% | Reduced |
| Logan Stone Capital, LLC | 20,642 | $637.0K | 0.46% | +13,220+178.1% | Added |
| Cetera Advisors LLC | 19,147 | $590.0K | 0.01% | +29+0.2% | Added |
| Creative Planning | 18,770 | $579.0K | 0.00% | +1,388+8.0% | Added |
| Heritage Investment Group, Inc. | 18,483 | $570.0K | 0.41% | −6,546−26.2% | Reduced |
| Bank of Montreal | 15,875 | $570.0K | 0.00% | −3,183−16.7% | Reduced |
| Walleye Capital LLC | 18,466 | $569.0K | 0.02% | −13,288−41.8% | Reduced |
| Kestra Advisory Services, LLC | 17,749 | $547.0K | 0.01% | −923−4.9% | Reduced |
| Guggenheim Capital LLC | 17,677 | $545.0K | 0.00% | −9,443−34.8% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 17,479 | $539.0K | 0.05% | 00.0% | Unchanged |
| First PREMIER Bank | 16,574 | $511.0K | 0.13% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 16,400 | $506.0K | 0.10% | +500+3.1% | Added |
| AMG National Trust Bank | 15,791 | $487.0K | 0.02% | +15,791 | New |
| FourThought Financial, LLC | 13,599 | $419.0K | 0.05% | −2,436−15.2% | Reduced |
| Neuberger Berman Group LLC | 13,513 | $417.0K | 0.00% | +263+2.0% | Added |
| Laurel Wealth Advisors, Inc. | 13,363 | $412.0K | 0.03% | +94+0.7% | Added |
| Johnson Investment Counsel Inc | 13,163 | $406.0K | 0.01% | +40.0% | Added |
| Landscape Capital Management, L.L.C. | 12,203 | $376.0K | 0.05% | −6,019−33.0% | Reduced |
| MSH Capital Advisors LLC | 11,470 | $353.7K | 0.15% | 00.0% | Unchanged |
| Lido Advisors, LLC | 11,303 | $348.0K | 0.01% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 11,291 | $348.0K | 0.01% | +11,291 | New |
| 9258 Wealth Management, LLC | 11,264 | $347.0K | 0.08% | +21+0.2% | Added |
| Tower Wealth Partners, Inc. | 10,990 | $339.0K | 0.37% | +97+0.9% | Added |
| First Republic Investment Management, Inc. | 10,718 | $331.0K | 0.00% | −602−5.3% | Reduced |
| Private Advisor Group, LLC | 10,518 | $324.0K | 0.00% | +2,226+26.8% | Added |
| Ancora Advisors, LLC | 10,400 | $321.0K | 0.01% | −1,993−16.1% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 10,380 | $320.0K | 0.12% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 10,386 | $320.0K | 0.01% | 00.0% | Unchanged |
| American Institute for Advanced Investment Management, LLP | 10,186 | $314.0K | 0.23% | −888−8.0% | Reduced |
| Nwam LLC | 10,106 | $312.0K | 0.02% | +10,106 | New |
| Northern Trust Corp | 9,630 | $297.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 9,561 | $295.0K | 0.01% | 00.0% | Unchanged |
| Ferguson Wellman Capital Management, Inc | 9,266 | $286.0K | 0.01% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 9,254 | $285.0K | 0.03% | −2,344−20.2% | Reduced |
| Quad-Cities Investment Group, LLC | 9,137 | $282.0K | 0.18% | −3,337−26.8% | Reduced |
| Gofen & Glossberg LLC | 8,831 | $272.0K | 0.01% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 8,473 | $261.0K | 0.01% | 00.0% | Unchanged |
| Arvest Trust Co N A | 7,664 | $236.0K | 0.01% | +7,664 | New |
| Nations Financial Group Inc, | 7,502 | $231.0K | 0.03% | +60+0.8% | Added |
| Baldwin Investment Management, LLC | 7,316 | $226.0K | 0.03% | 00.0% | Unchanged |
| Crestwood Advisors Group LLC | 7,227 | $223.0K | 0.01% | −8,600−54.3% | Reduced |
| James Hambro & Partners | 7,037 | $218.0K | 0.02% | +660+10.3% | Added |
| Independent Family Office, LLC | 6,987 | $215.0K | 0.07% | 00.0% | Unchanged |
| Altus Wealth Management, LLC | 6,834 | $211.0K | 0.15% | +23+0.3% | Added |
| United Capital Financial Advisers, LLC | 6,744 | $208.0K | 0.00% | 00.0% | Unchanged |
| CNH Partners LLC | 6,692 | $206.0K | 0.01% | +6,692 | New |
| Equitable Holdings, Inc. | 6,667 | $206.0K | 0.00% | +6,667 | New |
| Stonehage Fleming Financial Services Holdings Ltd | 5,993 | $184.0K | 0.01% | +5,993 | New |
| Brown, Lisle/Cummings, Inc. | 5,475 | $168.8K | 0.08% | −700−11.3% | Reduced |
| Barrett Asset Management, LLC | 5,064 | $156.0K | 0.01% | −1,000−16.5% | Reduced |
| Brown Brothers Harriman & Co | 4,584 | $141.0K | 0.00% | +4,484+4,484.0% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 4,515 | $139.0K | 0.05% | +11+0.2% | Added |
| The PNC Financial Services Group, Inc. | 4,479 | $138.0K | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 3,000 | $93.0K | 0.09% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,939 | $91.0K | 0.00% | −243−7.6% | Reduced |
| Spire Wealth Management | 2,789 | $86.0K | 0.00% | −1,494−34.9% | Reduced |