TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $241.8M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q3 2021
Institutional positions in TRI-CONTINENTAL Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 113
- −6 vs. Q2 2021
- Shares held
- 6.91M
- +213.0K (+3.2%) vs. Q2 2021
- Total value
- $230.7M
- +$2.45M (+1.1%) vs. Q2 2021
- New holders
- 5
- 47 more added
- Sold out
- 11
- 18 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $241.8M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $220.0M |
| Q3 2025 | 154 | $225.0M |
| Q2 2025 | 149 | $207.6M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $233.1M |
| Q2 2024 | 135 | $201.9M |
| Q1 2024 | 129 | $237.1M |
| Q4 2023 | 125 | $207.8M |
| Q3 2023 | 120 | $174.9M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $176.8M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $168.2M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $238.5M |
| Q3 2021 | 113 | $230.9M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parametric Portfolio Associates LLC | 567,249 | $18.9M | 0.01% | +8,997+1.6% | Added |
| Bard Financial Services, Inc. | 545,659 | $18.2M | 1.61% | +15,887+3.0% | Added |
| Wells Fargo & Company | 462,833 | $15.5M | 0.00% | +23,055+5.2% | Added |
| Blue Bell Private Wealth Management, LLC | 452,029 | $15.1M | 4.42% | −1,461−0.3% | Reduced |
| Lazard Asset Management LLC | 433,075 | $14.5M | 0.02% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 398,730 | $13.3M | 1.00% | +640.0% | Added |
| Morgan Stanley | 346,496 | $11.6M | 0.00% | +2,236+0.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 280,945 | $9.38M | 0.02% | −10,242−3.5% | Reduced |
| Mark Stevens | 279,995 | $9.35M | 1.05% | −13,853−4.7% | Reduced |
| Cornerstone Advisors, LLC | 257,574 | $8.60M | 0.50% | +48,040+22.9% | Added |
| Raymond James & Associates | 229,598 | $7.66M | 0.01% | −4,291−1.8% | Reduced |
| Shaker Financial Services, LLC | 226,654 | $7.57M | 3.03% | +4,387+2.0% | Added |
| Bank of America Corp | 186,871 | $6.24M | 0.00% | +936+0.5% | Added |
| Stifel Financial Corp | 166,498 | $5.56M | 0.01% | −1,260−0.8% | Reduced |
| Uncommon Cents Investing LLC | 161,836 | $5.40M | 2.18% | +345+0.2% | Added |
| UBS Group AG | 146,065 | $4.88M | 0.00% | −4,193−2.8% | Reduced |
| 1832 Asset Management L.P. | 118,469 | $4.01M | 0.01% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 116,175 | $3.88M | 0.04% | +66,369+133.3% | Added |
| Capstone Financial Advisors, Inc. | 75,513 | $2.52M | 0.20% | 00.0% | Unchanged |
| First Trust Advisors LP | 74,493 | $2.49M | 0.00% | +1,364+1.9% | Added |
| Royal Bank of Canada | 67,409 | $2.25M | 0.00% | +2,757+4.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 58,235 | $1.94M | 0.01% | +1,921+3.4% | Added |
| D.A. Davidson & Co. | 57,456 | $1.92M | 0.02% | +6,995+13.9% | Added |
| RB Capital Management, LLC | 54,650 | $1.82M | 0.69% | +930+1.7% | Added |
| Cornerstone Advisory, LLC | 50,008 | $1.67M | 0.28% | −338−0.7% | Reduced |
| Thrivent Financial for Lutherans | 49,230 | $1.64M | 0.00% | +71+0.1% | Added |
| Advisor Group Holdings, Inc. | 47,729 | $1.59M | 0.00% | +4,451+10.3% | Added |
| Commonwealth Equity Services, LLC | 46,699 | $1.56M | 0.00% | +358+0.8% | Added |
| Stolper Co | 45,114 | $1.51M | 0.72% | +8,146+22.0% | Added |
| LPL Financial LLC | 40,493 | $1.35M | 0.00% | −2,598−6.0% | Reduced |
| Creative Planning | 35,428 | $1.18M | 0.00% | +33+0.1% | Added |
| Successful Portfolios LLC | 34,632 | $1.16M | 0.69% | −95−0.3% | Reduced |
| FourThought Financial, LLC | 33,899 | $1.13M | 0.15% | −1,816−5.1% | Reduced |
| Quantedge Capital Pte Ltd | 30,358 | $1.01M | 0.49% | +15,800+108.5% | Added |
| Cetera Advisors LLC | 27,791 | $928.0K | 0.02% | +10,502+60.7% | Added |
| HighTower Advisors, LLC | 27,602 | $921.0K | 0.00% | −860−3.0% | Reduced |
| Walleye Capital LLC | 26,831 | $896.0K | 0.03% | +1,887+7.6% | Added |
| Tandem Capital Management Corp | 26,218 | $875.0K | 0.55% | +12,852+96.2% | Added |
| Altus Wealth Group LLC | 24,251 | $809.0K | 0.80% | +6,078+33.4% | Added |
| Guggenheim Capital LLC | 23,769 | $794.0K | 0.00% | +4,676+24.5% | Added |
| Janney Montgomery Scott LLC | 23,677 | $790.0K | 0.00% | −65−0.3% | Reduced |
| Ropes Wealth Advisors LLC | 23,219 | $775.0K | 0.12% | +17,199+285.7% | Added |
| Tiaa, FSB | 22,767 | $760.0K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 22,735 | $758.9K | 0.05% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 22,378 | $747.0K | 0.04% | +2,236+11.1% | Added |
| Cetera Advisor Networks LLC | 21,334 | $712.0K | 0.01% | +4,392+25.9% | Added |
| Koshinski Asset Management, Inc. | 21,123 | $705.1K | 0.06% | +7,864+59.3% | Added |
| AdvisorNet Financial, Inc | 20,657 | $690.0K | 0.05% | 00.0% | Unchanged |
| Strategic Capital Advisers, Inc. | 20,373 | $680.0K | 0.53% | +20,373 | New |
| Kestra Advisory Services, LLC | 17,962 | $600.0K | 0.01% | +62+0.3% | Added |
| Sheaff Brock Investment Advisors, LLC | 17,350 | $579.0K | 0.06% | 00.0% | Unchanged |
| First PREMIER Bank | 16,574 | $553.0K | 0.16% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 15,900 | $531.0K | 0.12% | 00.0% | Unchanged |
| Northern Trust Corp | 14,308 | $477.0K | 0.00% | +14,308 | New |
| Neuberger Berman Group LLC | 13,250 | $442.0K | 0.00% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 13,118 | $438.0K | 0.01% | +704+5.7% | Added |
| Laurel Wealth Advisors, Inc. | 11,674 | $390.0K | 0.07% | +83+0.7% | Added |
| Ancora Advisors, LLC | 11,587 | $387.0K | 0.01% | +1,687+17.0% | Added |
| Raymond James Trust N.A. | 10,962 | $366.0K | 0.01% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 10,526 | $351.0K | 0.04% | −12,500−54.3% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 10,380 | $346.0K | 0.13% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 10,263 | $343.0K | 0.00% | +2,484+31.9% | Added |
| RSM US Wealth Management LLC | 10,194 | $340.0K | 0.02% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 10,179 | $340.0K | 0.09% | +19+0.2% | Added |
| American Institute for Advanced Investment Management, LLP | 10,035 | $335.0K | 0.24% | 00.0% | Unchanged |
| Tower Wealth Partners, Inc. | 9,789 | $327.0K | 0.34% | +86+0.9% | Added |
| Oppenheimer & Co Inc | 9,414 | $314.0K | 0.01% | +1,086+13.0% | Added |
| Ferguson Wellman Capital Management, Inc | 9,266 | $309.0K | 0.01% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 8,783 | $293.0K | 0.20% | +1,259+16.7% | Added |
| Gofen & Glossberg LLC | 8,662 | $289.0K | 0.01% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 8,473 | $283.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 8,333 | $278.0K | 0.00% | +202+2.5% | Added |
| Baldwin Investment Management, LLC | 7,316 | $244.0K | 0.04% | 00.0% | Unchanged |
| Independent Family Office, LLC | 6,987 | $233.0K | 0.10% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 6,744 | $225.0K | 0.00% | 00.0% | Unchanged |
| Altus Wealth Management, LLC | 6,549 | $219.0K | 0.14% | +20+0.3% | Added |
| James Hambro & Partners | 6,377 | $213.0K | 0.02% | 00.0% | Unchanged |
| Segall Bryant & Hamill, LLC | 6,197 | $207.0K | 0.00% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 6,194 | $207.0K | 0.03% | +54+0.9% | Added |
| Strategy Asset Managers LLC | 6,171 | $206.0K | 0.05% | +6,171 | New |
| Bassett Hargrove Investment Counsel, LLC | 6,000 | $205.0K | 0.31% | 00.0% | Unchanged |
| Barrett Asset Management, LLC | 6,064 | $202.0K | 0.01% | 00.0% | Unchanged |
| Pinnacle Associates Ltd | 6,000 | $200.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,278 | $143.0K | 0.00% | −1,916−30.9% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 4,073 | $136.0K | 0.06% | +9+0.2% | Added |
| Spire Wealth Management | 3,478 | $116.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 3,175 | $106.0K | 0.01% | +289+10.0% | Added |
| Northwestern Mutual Wealth Management Co | 2,889 | $97.0K | 0.00% | −2,641−47.8% | Reduced |
| Accel Wealth Management | 2,716 | $91.0K | 0.06% | +2,716 | New |
| US Bancorp | 2,710 | $90.0K | 0.00% | −10.0% | Reduced |
| Fifth Third Bancorp | 2,213 | $74.0K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 1,703 | $57.0K | 0.02% | −1,703−50.0% | Reduced |
| Salem Investment Counselors Inc | 1,468 | $49.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,226 | $41.0K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,109 | $38.0K | 0.03% | 00.0% | Unchanged |
| NVWM, LLC | 1,105 | $37.0K | 0.01% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 887 | $30.0K | 0.02% | +7+0.8% | Added |
| M&R Capital Management Inc | 778 | $25.0K | 0.01% | 00.0% | Unchanged |
| Howe & Rusling Inc | 682 | $23.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 572 | $19.0K | 0.00% | 00.0% | Unchanged |