TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q3 2021
Institutional positions in TRI-CONTINENTAL Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 113
- −6 vs. Q2 2021
- Shares held
- 6.91M
- +213.0K (+3.2%) vs. Q2 2021
- Total value
- $230.7M
- +$2.45M (+1.1%) vs. Q2 2021
- New holders
- 5
- 47 more added
- Sold out
- 11
- 18 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| Citigroup Inc | 33 | $1.00K | 0.00% | −13,051−99.7% | Reduced |
| Center for Financial Planning, Inc. | 21 | $1.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 50 | $2.00K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 100 | $3.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 85 | $3.00K | 0.00% | 00.0% | Unchanged |
| Piscataqua Savings Bank | 129 | $4.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 195 | $7.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 213 | $7.10K | 0.00% | +2+0.9% | Added |
| Harbour Investments, Inc. | 301 | $10.0K | 0.00% | 00.0% | Unchanged |
| Private Ocean, LLC | 300 | $10.0K | 0.00% | +300 | New |
| Sugarloaf Wealth Management, LLC | 417 | $14.0K | 0.00% | 00.0% | Unchanged |
| Addison Advisors LLC | 470 | $16.0K | 0.01% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 572 | $19.0K | 0.00% | 00.0% | Unchanged |
| Howe & Rusling Inc | 682 | $23.0K | 0.00% | 00.0% | Unchanged |
| M&R Capital Management Inc | 778 | $25.0K | 0.01% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 887 | $30.0K | 0.02% | +7+0.8% | Added |
| NVWM, LLC | 1,105 | $37.0K | 0.01% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,109 | $38.0K | 0.03% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,226 | $41.0K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 1,468 | $49.0K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 1,703 | $57.0K | 0.02% | −1,703−50.0% | Reduced |
| Fifth Third Bancorp | 2,213 | $74.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 2,710 | $90.0K | 0.00% | −10.0% | Reduced |
| Accel Wealth Management | 2,716 | $91.0K | 0.06% | +2,716 | New |
| Northwestern Mutual Wealth Management Co | 2,889 | $97.0K | 0.00% | −2,641−47.8% | Reduced |
| NEXT Financial Group, Inc | 3,175 | $106.0K | 0.01% | +289+10.0% | Added |
| Spire Wealth Management | 3,478 | $116.0K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 4,073 | $136.0K | 0.06% | +9+0.2% | Added |
| The PNC Financial Services Group, Inc. | 4,278 | $143.0K | 0.00% | −1,916−30.9% | Reduced |
| Pinnacle Associates Ltd | 6,000 | $200.0K | 0.00% | 00.0% | Unchanged |
| Barrett Asset Management, LLC | 6,064 | $202.0K | 0.01% | 00.0% | Unchanged |
| Bassett Hargrove Investment Counsel, LLC | 6,000 | $205.0K | 0.31% | 00.0% | Unchanged |
| Strategy Asset Managers LLC | 6,171 | $206.0K | 0.05% | +6,171 | New |
| Segall Bryant & Hamill, LLC | 6,197 | $207.0K | 0.00% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 6,194 | $207.0K | 0.03% | +54+0.9% | Added |
| James Hambro & Partners | 6,377 | $213.0K | 0.02% | 00.0% | Unchanged |
| Altus Wealth Management, LLC | 6,549 | $219.0K | 0.14% | +20+0.3% | Added |
| United Capital Financial Advisers, LLC | 6,744 | $225.0K | 0.00% | 00.0% | Unchanged |
| Independent Family Office, LLC | 6,987 | $233.0K | 0.10% | 00.0% | Unchanged |
| Baldwin Investment Management, LLC | 7,316 | $244.0K | 0.04% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 8,333 | $278.0K | 0.00% | +202+2.5% | Added |
| Wesbanco Bank Inc | 8,473 | $283.0K | 0.01% | 00.0% | Unchanged |
| Gofen & Glossberg LLC | 8,662 | $289.0K | 0.01% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 8,783 | $293.0K | 0.20% | +1,259+16.7% | Added |
| Ferguson Wellman Capital Management, Inc | 9,266 | $309.0K | 0.01% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 9,414 | $314.0K | 0.01% | +1,086+13.0% | Added |
| Tower Wealth Partners, Inc. | 9,789 | $327.0K | 0.34% | +86+0.9% | Added |
| American Institute for Advanced Investment Management, LLP | 10,035 | $335.0K | 0.24% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 10,194 | $340.0K | 0.02% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 10,179 | $340.0K | 0.09% | +19+0.2% | Added |
| First Republic Investment Management, Inc. | 10,263 | $343.0K | 0.00% | +2,484+31.9% | Added |
| Shepherd Kaplan Krochuk, LLC | 10,380 | $346.0K | 0.13% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 10,526 | $351.0K | 0.04% | −12,500−54.3% | Reduced |
| Raymond James Trust N.A. | 10,962 | $366.0K | 0.01% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 11,587 | $387.0K | 0.01% | +1,687+17.0% | Added |
| Laurel Wealth Advisors, Inc. | 11,674 | $390.0K | 0.07% | +83+0.7% | Added |
| Johnson Investment Counsel Inc | 13,118 | $438.0K | 0.01% | +704+5.7% | Added |
| Neuberger Berman Group LLC | 13,250 | $442.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 14,308 | $477.0K | 0.00% | +14,308 | New |
| Twin Focus Capital Partners, LLC | 15,900 | $531.0K | 0.12% | 00.0% | Unchanged |
| First PREMIER Bank | 16,574 | $553.0K | 0.16% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 17,350 | $579.0K | 0.06% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 17,962 | $600.0K | 0.01% | +62+0.3% | Added |
| Strategic Capital Advisers, Inc. | 20,373 | $680.0K | 0.53% | +20,373 | New |
| AdvisorNet Financial, Inc | 20,657 | $690.0K | 0.05% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 21,123 | $705.1K | 0.06% | +7,864+59.3% | Added |
| Cetera Advisor Networks LLC | 21,334 | $712.0K | 0.01% | +4,392+25.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 22,378 | $747.0K | 0.04% | +2,236+11.1% | Added |
| Heritage Wealth Advisors | 22,735 | $758.9K | 0.05% | 00.0% | Unchanged |
| Tiaa, FSB | 22,767 | $760.0K | 0.00% | 00.0% | Unchanged |
| Ropes Wealth Advisors LLC | 23,219 | $775.0K | 0.12% | +17,199+285.7% | Added |
| Janney Montgomery Scott LLC | 23,677 | $790.0K | 0.00% | −65−0.3% | Reduced |
| Guggenheim Capital LLC | 23,769 | $794.0K | 0.00% | +4,676+24.5% | Added |
| Altus Wealth Group LLC | 24,251 | $809.0K | 0.80% | +6,078+33.4% | Added |
| Tandem Capital Management Corp | 26,218 | $875.0K | 0.55% | +12,852+96.2% | Added |
| Walleye Capital LLC | 26,831 | $896.0K | 0.03% | +1,887+7.6% | Added |
| HighTower Advisors, LLC | 27,602 | $921.0K | 0.00% | −860−3.0% | Reduced |
| Cetera Advisors LLC | 27,791 | $928.0K | 0.02% | +10,502+60.7% | Added |
| Quantedge Capital Pte Ltd | 30,358 | $1.01M | 0.49% | +15,800+108.5% | Added |
| FourThought Financial, LLC | 33,899 | $1.13M | 0.15% | −1,816−5.1% | Reduced |
| Successful Portfolios LLC | 34,632 | $1.16M | 0.69% | −95−0.3% | Reduced |
| Creative Planning | 35,428 | $1.18M | 0.00% | +33+0.1% | Added |
| LPL Financial LLC | 40,493 | $1.35M | 0.00% | −2,598−6.0% | Reduced |
| Stolper Co | 45,114 | $1.51M | 0.72% | +8,146+22.0% | Added |
| Commonwealth Equity Services, LLC | 46,699 | $1.56M | 0.00% | +358+0.8% | Added |
| Advisor Group Holdings, Inc. | 47,729 | $1.59M | 0.00% | +4,451+10.3% | Added |
| Thrivent Financial for Lutherans | 49,230 | $1.64M | 0.00% | +71+0.1% | Added |
| Cornerstone Advisory, LLC | 50,008 | $1.67M | 0.28% | −338−0.7% | Reduced |
| RB Capital Management, LLC | 54,650 | $1.82M | 0.69% | +930+1.7% | Added |
| D.A. Davidson & Co. | 57,456 | $1.92M | 0.02% | +6,995+13.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 58,235 | $1.94M | 0.01% | +1,921+3.4% | Added |
| Royal Bank of Canada | 67,409 | $2.25M | 0.00% | +2,757+4.3% | Added |
| First Trust Advisors LP | 74,493 | $2.49M | 0.00% | +1,364+1.9% | Added |
| Capstone Financial Advisors, Inc. | 75,513 | $2.52M | 0.20% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 116,175 | $3.88M | 0.04% | +66,369+133.3% | Added |
| 1832 Asset Management L.P. | 118,469 | $4.01M | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 146,065 | $4.88M | 0.00% | −4,193−2.8% | Reduced |
| Uncommon Cents Investing LLC | 161,836 | $5.40M | 2.18% | +345+0.2% | Added |
| Stifel Financial Corp | 166,498 | $5.56M | 0.01% | −1,260−0.8% | Reduced |