TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q1 2023
Institutional positions in TRI-CONTINENTAL Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 116
- −7 vs. Q4 2022
- Shares held
- 6.40M
- −127.5K (−2.0%) vs. Q4 2022
- Total value
- $170.0M
- +$3.23M (+1.9%) vs. Q4 2022
- New holders
- 12
- 34 more added
- Sold out
- 19
- 35 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 693,906 | $18.4M | 0.00% | −3,576−0.5% | Reduced |
| Bard Financial Services, Inc. | 621,189 | $16.5M | 1.32% | +2,241+0.4% | Added |
| Lazard Asset Management LLC | 451,748 | $12.0M | 0.02% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 423,497 | $11.2M | 3.37% | −6,860−1.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 398,546 | $10.6M | 0.02% | +27,100+7.3% | Added |
| Raymond James & Associates | 323,538 | $8.59M | 0.01% | −2,663−0.8% | Reduced |
| Wells Fargo & Company | 268,154 | $7.12M | 0.00% | +7,486+2.9% | Added |
| Mark Stevens | 264,779 | $7.03M | 0.90% | −18,051−6.4% | Reduced |
| Relative Value Partners Group, LLC | 256,108 | $6.80M | 0.46% | −82,124−24.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 253,926 | $6.74M | 0.01% | +4,764+1.9% | Added |
| UBS Group AG | 252,339 | $6.70M | 0.00% | +87,518+53.1% | Added |
| Uncommon Cents Investing LLC | 171,929 | $4.56M | 1.67% | −895−0.5% | Reduced |
| Stifel Financial Corp | 147,014 | $3.90M | 0.01% | +30,107+25.8% | Added |
| Commonwealth Equity Services, LLC | 107,872 | $2.86M | 0.01% | +12,245+12.8% | Added |
| Royal Bank of Canada | 101,605 | $2.70M | 0.00% | −9,766−8.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 98,531 | $2.62M | 0.16% | +27,380+38.5% | Added |
| D.A. Davidson & Co. | 86,922 | $2.31M | 0.03% | +859+1.0% | Added |
| 1620 Investment Advisors, Inc. | 85,970 | $2.28M | 2.75% | +1,581+1.9% | Added |
| Integrated Wealth Concepts LLC | 84,769 | $2.25M | 0.05% | +5,415+6.8% | Added |
| Advisor Group Holdings, Inc. | 76,959 | $2.04M | 0.00% | +1,556+2.1% | Added |
| Capstone Financial Advisors, Inc. | 75,513 | $2.00M | 0.16% | 00.0% | Unchanged |
| RB Capital Management, LLC | 59,281 | $1.57M | 0.51% | −1,354−2.2% | Reduced |
| First Trust Advisors LP | 57,959 | $1.54M | 0.00% | −13,888−19.3% | Reduced |
| Stolper Co | 54,328 | $1.44M | 0.62% | −3,054−5.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 52,864 | $1.40M | 0.01% | −1,179−2.2% | Reduced |
| Bank of America Corp | 52,055 | $1.38M | 0.00% | −11,361−17.9% | Reduced |
| Transform Wealth, LLC | 45,992 | $1.22M | 0.12% | +23,219+102.0% | Added |
| Albion Financial Group | 42,042 | $1.12M | 0.10% | +16,545+64.9% | Added |
| Whitener Capital Management, Inc. | 33,892 | $899.8K | 0.38% | +3,273+10.7% | Added |
| Successful Portfolios LLC | 31,489 | $836.0K | 0.52% | −1,022−3.1% | Reduced |
| Shaker Financial Services, LLC | 30,678 | $814.5K | 0.36% | −23,284−43.1% | Reduced |
| Atlas Wealth LLC | 29,539 | $784.3K | 0.15% | −1,263−4.1% | Reduced |
| Thrivent Financial for Lutherans | 28,596 | $759.0K | 0.00% | −13,762−32.5% | Reduced |
| LPL Financial LLC | 27,584 | $732.3K | 0.00% | +5,166+23.0% | Added |
| HighTower Advisors, LLC | 25,276 | $671.0K | 0.00% | −4,489−15.1% | Reduced |
| Altus Wealth Group LLC | 24,610 | $653.4K | 0.44% | +14+0.1% | Added |
| Tiaa, FSB | 22,767 | $604.5K | 0.00% | −3,644−13.8% | Reduced |
| Koshinski Asset Management, Inc. | 22,004 | $584.2K | 0.06% | −285−1.3% | Reduced |
| Heritage Wealth Advisors | 21,406 | $568.3K | 0.03% | −275−1.3% | Reduced |
| Kestra Advisory Services, LLC | 19,291 | $512.2K | 0.01% | −2,409−11.1% | Reduced |
| Johnson Investment Counsel Inc | 17,673 | $469.2K | 0.01% | +50.0% | Added |
| Retirement Income Solutions, Inc | 17,301 | $459.3K | 0.13% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 17,008 | $452.0K | 0.00% | +2,008+13.4% | Added |
| Savant Capital, LLC | 16,920 | $449.2K | 0.01% | +16,920 | New |
| First PREMIER Bank | 16,574 | $440.0K | 0.13% | 00.0% | Unchanged |
| Cetera Advisors LLC | 16,300 | $432.8K | 0.01% | −279−1.7% | Reduced |
| AMG National Trust Bank | 15,791 | $419.3K | 0.01% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 14,538 | $386.0K | 0.05% | +3,180+28.0% | Added |
| Kirr Marbach & Co LLC | 13,932 | $369.9K | 0.11% | 00.0% | Unchanged |
| Cora Capital Advisors LLC | 13,332 | $354.0K | 0.26% | 00.0% | Unchanged |
| Creative Planning | 12,993 | $345.0K | 0.00% | −788−5.7% | Reduced |
| Northern Trust Corp | 12,262 | $325.6K | 0.00% | +2,500+25.6% | Added |
| Tower Wealth Partners, Inc. | 11,950 | $317.3K | 0.27% | +133+1.1% | Added |
| MSH Capital Advisors LLC | 11,470 | $304.5K | 0.13% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 11,404 | $302.8K | 0.03% | −6,010−34.5% | Reduced |
| Pathstone Family Office, LLC | 11,291 | $299.8K | 0.00% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 11,056 | $293.6K | 0.03% | −167−1.5% | Reduced |
| Landscape Capital Management, L.L.C. | 10,802 | $286.8K | 0.04% | +10,802 | New |
| American Institute for Advanced Investment Management, LLP | 10,626 | $282.1K | 0.30% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 10,479 | $278.2K | 0.01% | −1,249−10.6% | Reduced |
| Private Advisor Group, LLC | 10,388 | $275.8K | 0.00% | −1,827−15.0% | Reduced |
| First Republic Investment Management, Inc. | 10,310 | $273.7K | 0.00% | −12,359−54.5% | Reduced |
| CI Private Wealth, LLC | 9,806 | $260.4K | 0.00% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 9,752 | $258.9K | 0.01% | +107+1.1% | Added |
| Twin Focus Capital Partners, LLC | 9,500 | $252.2K | 0.05% | 00.0% | Unchanged |
| Ferguson Wellman Capital Management, Inc | 9,266 | $246.0K | 0.01% | 00.0% | Unchanged |
| ZWJ Investment Counsel Inc | 8,811 | $233.9K | 0.01% | +8,811 | New |
| Kovack Advisors, Inc. | 8,589 | $228.0K | 0.03% | −2,642−23.5% | Reduced |
| The PNC Financial Services Group, Inc. | 8,571 | $227.6K | 0.00% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 8,536 | $227.0K | 0.01% | −381−4.3% | Reduced |
| Wesbanco Bank Inc | 8,473 | $225.0K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 8,297 | $220.3K | 0.00% | +150+1.8% | Added |
| Allworth Financial LP | 7,733 | $205.3K | 0.00% | +68+0.9% | Added |
| Ancora Advisors, LLC | 5,900 | $156.6K | 0.00% | −1,000−14.5% | Reduced |
| JPMorgan Chase & Co | 5,694 | $151.0K | 0.00% | +717+14.4% | Added |
| Brown, Lisle/Cummings, Inc. | 5,475 | $145.4K | 0.07% | 00.0% | Unchanged |
| Elequin Capital LP | 5,045 | $133.9K | 0.09% | −620−10.9% | Reduced |
| US Bancorp | 4,835 | $128.4K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 4,786 | $127.1K | 0.07% | +4,786 | New |
| Steward Partners Investment Advisory, LLC | 4,673 | $124.1K | 0.00% | +3,313+243.6% | Added |
| Ameritas Advisory Services, LLC | 4,364 | $116.0K | 0.01% | +4,364 | New |
| International Assets Investment Management, LLC | 4,293 | $114.0K | 0.02% | +4,293 | New |
| Parallel Advisors, LLC | 3,240 | $86.0K | 0.00% | +3,240 | New |
| Northwestern Mutual Wealth Management Co | 3,176 | $84.3K | 0.00% | −235−6.9% | Reduced |
| Brown Brothers Harriman & Co | 3,057 | $81.2K | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 3,000 | $79.7K | 0.09% | 00.0% | Unchanged |
| Spire Wealth Management | 2,589 | $68.7K | 0.00% | +939+56.9% | Added |
| Clearstead Advisors, LLC | 2,500 | $66.4K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 2,086 | $55.2K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,061 | $54.7K | 0.00% | +2+0.1% | Added |
| McIlrath & Eck, LLC | 1,958 | $52.0K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,666 | $44.2K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 1,468 | $39.0K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,373 | $36.5K | 0.01% | +15+1.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 1,325 | $35.2K | 0.01% | +14+1.1% | Added |
| Cassady Schiller Wealth Management, LLC | 1,150 | $30.5K | 0.01% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 1,109 | $29.4K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 1,059 | $28.1K | 0.00% | +12+1.1% | Added |
| GPS Wealth Strategies Group, LLC | 940 | $25.0K | 0.01% | +940 | New |
| Private Trust Co NA | 775 | $20.6K | 0.00% | 00.0% | Unchanged |